WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.42%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$333M
AUM Growth
+$333M
Cap. Flow
-$17.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
53.67%
Holding
286
New
25
Increased
35
Reduced
48
Closed
51

Top Buys

1
GSY icon
Invesco Ultra Short Duration ETF
GSY
$1.37M
2
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
$786K
3
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$742K
4
NNAG
99 Acquisition Group Inc. Class A Common Stock
NNAG
$696K
5
QETA icon
Quetta Acquisition Corp
QETA
$695K

Top Sells

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$1.11M
4
AAPL icon
Apple
AAPL
$942K
5
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$832K

Sector Composition

1 Financials 3.93%
2 Real Estate 0.29%
3 Industrials 0.26%
4 Technology 0.25%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BEATW icon
76
Heartbeam, Inc. Warrant
BEATW
$22.9K ﹤0.01% 57,345 -1,001 -2% -$399
SVREW
77
SaverOne 2014 Ltd. Warrant
SVREW
$130K
$22.3K ﹤0.01% 185,481 -13,288 -7% -$1.6K
AUMN
78
DELISTED
Golden Minerals Company
AUMN
$22K ﹤0.01% +42,402 New +$22K
PIII icon
79
P3 Health Partners
PIII
$27.2M
$18.9K ﹤0.01% 13,400 +1,400 +12% +$1.97K
SGE
80
DELISTED
Strong Global Entertainment, Inc.
SGE
$18.7K ﹤0.01% 11,699 -2,862 -20% -$4.58K
FGIWW
81
FGI Industries Ltd. Warrant
FGIWW
$18.5K ﹤0.01% 121,152 – –
BTBDW icon
82
BT Brands, Inc. Warrant
BTBDW
$790K
$17.7K ﹤0.01% 134,959 -1,500 -1% -$197
SNGX icon
83
Soligenix
SNGX
$10.1M
$15.1K ﹤0.01% 20,000 +10,000 +100% +$7.57K
EDBL
84
Edible Garden
EDBL
$5.35M
$15.1K ﹤0.01% 30,000 -4,486 -13% -$2.26K
UPXI icon
85
Upexi
UPXI
$424M
$15.1K ﹤0.01% 13,000 -4,199 -24% -$4.87K
ONFOW icon
86
Onfolio Holdings Inc. Warrant
ONFOW
$1.45M
$14.7K ﹤0.01% 193,570 -215 -0.1% -$16
RCAT icon
87
Red Cat Holdings
RCAT
$892M
$14.4K ﹤0.01% +16,310 New +$14.4K
BSGM icon
88
BioSig Technologies, Inc. Common Stock
BSGM
$169M
$13.3K ﹤0.01% 27,928 -35,928 -56% -$17.1K
FREEW
89
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$12.9K ﹤0.01% 160,742 +101,868 +173% +$8.15K
FRSX
90
Foresight Autonomous Holdings
FRSX
$7.97M
$12.1K ﹤0.01% +11,749 New +$12.1K
WKSPW
91
DELISTED
Worksport, Ltd. Warrant
WKSPW
$11.7K ﹤0.01% 65,152 -13,139 -17% -$2.37K
APLMW icon
92
Apollomics Inc Warrant
APLMW
$698K
$11.1K ﹤0.01% 445,600 +55,392 +14% +$1.39K
AUROW
93
Aurora Innovation Warrant
AUROW
$1.11B
$10.8K ﹤0.01% 20,000 – –
CREVW icon
94
Carbon Revolution Public Limited Company Warrant
CREVW
$10.3K ﹤0.01% +190,000 New +$10.3K
INUV icon
95
Inuvo
INUV
$49.5M
$9.56K ﹤0.01% 22,500 -32,095 -59% -$13.6K
VBIV
96
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$8.81K ﹤0.01% 15,000 – –
WLDSW icon
97
Wearable Devices Ltd. Warrant
WLDSW
$199K
$8.24K ﹤0.01% 117,700 -7,800 -6% -$546
LEV.WS.A
98
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$8K ﹤0.01% 21,000 – –
SWAGW icon
99
Stran & Company, Inc. Warrant
SWAGW
$119K
$7.27K ﹤0.01% 181,824 – –
SBEV.WS
100
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
$6.97K ﹤0.01% 139,740 -30,993 -18% -$1.55K
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