WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$296M
AUM Growth
-$142M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
295
New
Increased
Reduced
Closed

Top Buys

1
+$6.04M
2
+$5.9M
3
+$5.2M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$2.14M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$1.97M

Top Sells

1
+$26.2M
2
+$13.4M
3
+$1.85M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$763K
5
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$743K

Sector Composition

1 Financials 1.45%
2 Real Estate 0.47%
3 Utilities 0.45%
4 Healthcare 0.32%
5 Technology 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$43K 0.01%
+6,500
77
$42K 0.01%
+103,861
78
$42K 0.01%
20,000
79
$40K 0.01%
+6,800
80
$40K 0.01%
+26,721
81
$39K 0.01%
+2
82
$39K 0.01%
77,100
+53,104
83
$39K 0.01%
154,575
+6,560
84
$36K 0.01%
+1
85
$35K 0.01%
84,800
86
$35K 0.01%
110,032
87
$35K 0.01%
50,558
-6,600
88
$33K 0.01%
78
+7
89
$32K 0.01%
225,231
+43,679
90
$31K 0.01%
147,257
-20,854
91
$29K 0.01%
+202,000
92
$29K 0.01%
863
93
$27K 0.01%
178,723
+34,242
94
$26K 0.01%
3,000
95
$25K 0.01%
105,312
+23,900
96
$25K 0.01%
66,221
-31,920
97
$25K 0.01%
+3,000
98
$24K 0.01%
65,001
+32,500
99
$22K ﹤0.01%
92,585
-200
100
$22K ﹤0.01%
59,593
-36,089
2 3
4
5 6