WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$438M
AUM Growth
+$106M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
279
New
Increased
Reduced
Closed

Top Buys

1
+$27.6M
2
+$11.9M
3
+$9.35M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$7.82M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.39M

Top Sells

1
+$2.66M
2
+$2.62M
3
+$2.03M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$1.07M
5
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$640K

Sector Composition

1 Financials 0.7%
2 Consumer Discretionary 0.53%
3 Real Estate 0.29%
4 Utilities 0.27%
5 Healthcare 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$61K 0.01%
+863
77
$60K 0.01%
57,158
78
$59K 0.01%
245,000
+119,998
79
$59K 0.01%
49,588
-20,000
80
$56K 0.01%
81,412
-6,888
81
$56K 0.01%
+17,000
82
$52K 0.01%
327,907
+108,864
83
$51K 0.01%
+38,000
84
$51K 0.01%
+144,481
85
$51K 0.01%
299,908
+80,988
86
$49K 0.01%
148,015
-133,108
87
$45K 0.01%
2,551
+2,185
88
$45K 0.01%
+181,552
89
$45K 0.01%
+1,502
90
$44K 0.01%
+3,125
91
$44K 0.01%
+88,267
92
$41K 0.01%
123,331
+62,823
93
$39K 0.01%
110,032
+53,365
94
$39K 0.01%
+71
95
$38K 0.01%
3,652
+2,352
96
$37K 0.01%
+162,246
97
$35K 0.01%
94,194
+51,693
98
$31K ﹤0.01%
+24,575
99
$30K ﹤0.01%
+49,677
100
$25K ﹤0.01%
+35,060
2 3
4
5 6