We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$649M
AUM Growth
+$110M
Cap. Flow
-$127M
Cap. Flow %
-19.49%
Top 10 Hldgs %
64.55%
Holding
273
New
75
Increased
52
Reduced
26
Closed
44

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$19M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$11.6M
3
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$7.15M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$5.78M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$2.53M

Top Sells

Rank Stock Value
1
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
+$2.62M
2
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$2.49M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$2.03M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$912K
5
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$640K

Sector Composition

Rank Sector Weight
1 Financials 0.47%
2 Consumer Discretionary 0.36%
3 Real Estate 0.19%
4 Utilities 0.19%
5 Healthcare 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SURGW
76
DELISTED
SurgePays, Inc. Warrant
SURGW
$118K 0.02%
131,831
+71,831
+120% +$54.2K
BOXD.WS
77
DELISTED
Boxed, Inc. Warrants, each whole warrant exercisable to purchase one share of Common Stock at an exercise price of $11.50 per share
BOXD.WS
$118K 0.02%
110,000
-6,826
-6% -$6.47K
ASAQ
78
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$117K 0.02%
11,850
– –
SHAP
79
DELISTED
Spree Acquisition Corp. 1 Limited
SHAP
$109K 0.02%
+11,000
New +$109K
GSD
80
DELISTED
Global Systems Dynamics Inc. Class A Common Stock
GSD
$109K 0.02%
10,827
-1
-0% -$10
ATSPT
81
DELISTED
Archimedes Tech SPAC Partners Co. Subunit
ATSPT
$109K 0.02%
11,000
– –
HCNE
82
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$108K 0.02%
11,076
– –
ASRT
83
DELISTED
Assertio
ASRT
$100K 0.02%
+2,333
New +$87.1K
MOBX icon
84
Mobix Labs
MOBX
$27.5M
$99K 0.02%
1,000
– –
ZURA icon
85
Zura Bio
ZURA
$524M
$99K 0.02%
10,000
– –
GMFI
86
DELISTED
Aetherium Acquisition Corp
GMFI
$99K 0.02%
+10,000
New +$98.5K
EOCW
87
DELISTED
Elliott Opportunity II Corp.
EOCW
$98K 0.02%
10,000
– –
BCTXW
88
DELISTED
BriaCell Therapeutics Corp Warrant
BCTXW
$83K 0.01%
+16,046
New +$63.9K
HCDIZ
89
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIZ
$83K 0.01%
225,485
+135,742
+151% +$59.4K
FGIWW
90
FGI Industries Warrant
FGIWW
$300K
$79K 0.01%
+119,174
New +$81.2K
PTIXW
91
DELISTED
Protagenic Therapeutics Warrant
PTIXW
$78K 0.01%
362,066
+180,532
+99% +$48.3K
EZRAW
92
DELISTED
Reliance Global Series A Warrants
EZRAW
$78K 0.01%
95,682
+65,526
+217% +$83K
NNAVW
93
DELISTED
NextNav Inc Warrant
NNAVW
$76K 0.01%
40,000
-26,000
-39% -$40.4K
BNCWW
94
CEA Industries Inc Warrant
BNCWW
$72K 0.01%
+106,363
New +$55.6K
AP.WS
95
DELISTED
Ampco-Pittsburgh Corp Series A Warrants
AP.WS
$71K 0.01%
84,800
+42,399
+100% +$34.6K
OWL.WS
96
DELISTED
Blue Owl Capital Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A C
OWL.WS
$70K 0.01%
20,000
-311
-2% -$1.1K
MTEKW icon
97
Maris-Tech Ltd Warrants
MTEKW
$1.16M
$65K 0.01%
+218,936
New +$78.5K
KRBP
98
DELISTED
Kiromic BioPharma, Inc. Common Stock
KRBP
$63K 0.01%
2,462
+1,335
+118% +$39.5K
BXRX
99
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
$61K 0.01%
+863
New +$159K
VRMEW
100
DELISTED
VerifyMe, Inc. Warrant
VRMEW
$60K 0.01%
57,158
– –
2 3
4
5 6

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q1 2022 Portfolio in Review

As of Q1 2022, Warberg Asset Management held 273 positions worth $649M, up 20% from $540M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Warberg Asset Management withdrew a net $127M in Q1 2022, closing 44 positions and reducing 26 holdings. Its most notable exit was Essential Utilities, Inc.6.00% Tangible Equity Units, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.47% of assets, down from 0.5% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares 20+ Year Treasury Bond ETF worth $1.85M.

  • Warberg Asset Management's largest Q1 2022 buy was iShares 20+ Year Treasury Bond ETF: 14,000 shares worth $1.85M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q1 2022, an estimated $19M increase.
  • Warberg Asset Management's biggest Q1 2022 reduction was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $2.49M.
  • Warberg Asset Management fully exited Essential Utilities, Inc.6.00% Tangible Equity Units in Q1 2022, selling an estimated $2.62M.
  • Warberg Asset Management's ten largest holdings make up 65% of its $649M portfolio in Q1 2022.
  • Warberg Asset Management opened 75 new positions and closed 44 in Q1 2022.
  • Warberg Asset Management's portfolio value rose 20% quarter-over-quarter to $649M.

Based on Warberg Asset Management's 13F filing for Q1 2022, filed 13 May 2022.