WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.06%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$347M
AUM Growth
+$347M
Cap. Flow
+$3.18M
Cap. Flow %
0.92%
Top 10 Hldgs %
48.11%
Holding
243
New
43
Increased
24
Reduced
24
Closed
22

Top Buys

1
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$4.29M
2
PAVMZ
PAVmed Inc. Series Z Warrant
PAVMZ
$2.34M
3
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$2.09M
4
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.81M
5
QQQ icon
Invesco QQQ Trust
QQQ
$1.79M

Top Sells

1
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$6.22M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
$2.38M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$1.25M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$907K
5
GCMGW icon
GCM Grosvenor Inc. Warrant
GCMGW
$497K

Sector Composition

1 Financials 1.03%
2 Consumer Discretionary 0.79%
3 Industrials 0.63%
4 Technology 0.22%
5 Real Estate 0.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HCDIW
76
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIW
$54K 0.01% 96,000 -24,240 -20% -$13.6K
AUUDW
77
Auddia Inc Warrants
AUUDW
$78.8K
$52K 0.01% 69,800 +37,800 +118% +$28.2K
DBGIW
78
DELISTED
Digital Brands Group, Inc. Warrant
DBGIW
$52K 0.01% 67,900 +16,100 +31% +$12.3K
PETVW
79
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$50K 0.01% +65,180 New +$50K
GOVXW icon
80
GeoVax Labs, Inc. Warrants
GOVXW
$49K 0.01% 35,000 +18,698 +115% +$26.2K
IKT icon
81
Inhibikase Therapeutics
IKT
$134M
$49K 0.01% 26,000 -64,000 -71% -$121K
NXPLW icon
82
NextPlat Corp Warrants
NXPLW
$51K
$45K 0.01% 16,000 -20,900 -57% -$58.8K
ALZN icon
83
Alzamend Neuro
ALZN
$7.66M
$43K 0.01% +14,000 New +$43K
ZIVOW
84
DELISTED
Zivo Bioscience, Inc. Warrants
ZIVOW
$40K 0.01% 40,000 +10,000 +33% +$10K
PXS icon
85
Pyxis Tankers
PXS
$29.3M
$38K 0.01% 50,000 +25,000 +100% +$19K
VERBW
86
DELISTED
Verb Technology Company, Inc. Warrant
VERBW
$38K 0.01% +55,157 New +$38K
LEGOW
87
DELISTED
Legato Merger Corp. Warrant
LEGOW
$38K 0.01% +15,000 New +$38K
KRBP
88
DELISTED
Kiromic BioPharma, Inc. Common Stock
KRBP
$37K 0.01% 12,000 -51,000 -81% -$157K
RCAT icon
89
Red Cat Holdings
RCAT
$892M
$35K 0.01% +10,000 New +$35K
AGRIW
90
DELISTED
AgriFORCE Growing Systems Ltd. Warrant
AGRIW
$32K 0.01% +57,461 New +$32K
MITA
91
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
$30K ﹤0.01% +15,000 New +$30K
SHIP icon
92
Seanergy Maritime Holdings
SHIP
$163M
$29K ﹤0.01% +20,000 New +$29K
NLSPW icon
93
NLS Pharmaceutics Ltd. Warrant
NLSPW
$49K
$29K ﹤0.01% 35,480 -4,631 -12% -$3.79K
SLNO icon
94
Soleno Therapeutics
SLNO
$3.6B
$28K ﹤0.01% 30,000 – –
GOEVW
95
DELISTED
Canoo Inc. Warrant
GOEVW
$28K ﹤0.01% 15,000 -27,000 -64% -$50.4K
IMACW
96
DELISTED
IMAC Holdings, Inc. Warrant
IMACW
$28K ﹤0.01% 66,215 +590 +0.9% +$249
IINNW icon
97
Inspira Technologies Oxy B.H.N. Ltd. Warrant
IINNW
$7.76M
$26K ﹤0.01% +31,100 New +$26K
PXSAW
98
Pyxis Tankers Inc. Warrant
PXSAW
$25K ﹤0.01% 97,485 +50,440 +107% +$12.9K
CTRM icon
99
Castor Maritime
CTRM
$20.6M
$24K ﹤0.01% +10,000 New +$24K
SBEV.WS
100
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
$24K ﹤0.01% 44,912 +31,400 +232% +$16.8K
2 3
4
5 6