WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$347M
AUM Growth
+$27.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
243
New
Increased
Reduced
Closed

Top Buys

1
+$4.29M
2
+$2.34M
3
+$2.09M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.81M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.79M

Top Sells

1
+$6.22M
2
+$2.38M
3
+$1.25M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$907K
5
GCMGW
GCM Grosvenor Inc Warrant
GCMGW
+$497K

Sector Composition

1 Financials 1.04%
2 Consumer Discretionary 0.79%
3 Industrials 0.63%
4 Technology 0.22%
5 Real Estate 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$54K 0.01%
96,000
-24,240
77
$52K 0.01%
69,800
+37,800
78
$52K 0.01%
679
+161
79
$50K 0.01%
+65,180
80
$49K 0.01%
35,000
+18,698
81
$49K 0.01%
4,333
-10,667
82
$45K 0.01%
16,000
-20,900
83
$43K 0.01%
+10
84
$40K 0.01%
40,000
+10,000
85
$38K 0.01%
12,500
+6,250
86
$38K 0.01%
+55,157
87
$38K 0.01%
+15,000
88
$37K 0.01%
400
-1,700
89
$35K 0.01%
+10,000
90
$32K 0.01%
+57,461
91
$30K ﹤0.01%
+15,000
92
$29K ﹤0.01%
35,480
-4,631
93
$29K ﹤0.01%
+2,000
94
$28K ﹤0.01%
2,000
95
$28K ﹤0.01%
15,000
-27,000
96
$28K ﹤0.01%
66,215
+590
97
$26K ﹤0.01%
+31,100
98
$25K ﹤0.01%
97,485
+50,440
99
$24K ﹤0.01%
+1,000
100
$24K ﹤0.01%
44,912
+31,400
2 3
4
5 6