WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$319M
AUM Growth
+$116M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
240
New
Increased
Reduced
Closed

Top Buys

1
+$3.65M
2
+$1.54M
3
+$1.25M
4
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$1.08M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$907K

Top Sells

1
+$3.17M
2
+$1.28M
3
+$1.1M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$677K
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$645K

Sector Composition

1 Industrials 1.23%
2 Financials 1.03%
3 Technology 0.37%
4 Healthcare 0.34%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$45K 0.01%
+30,000
77
$45K 0.01%
45,001
+9,744
78
$44K 0.01%
40,111
+5,111
79
$43K 0.01%
51,158
+26,758
80
$41K 0.01%
35,000
-37,058
81
$34K 0.01%
2,000
82
$33K 0.01%
65,625
-36,735
83
– –
0
84
$31K 0.01%
+54,000
85
$30K 0.01%
+12,000
86
$22K ﹤0.01%
16,302
+4,250
87
$22K ﹤0.01%
6,250
+1,250
88
$20K ﹤0.01%
770
-130
89
$19K ﹤0.01%
47,045
-12,352
90
$19K ﹤0.01%
32,900
-4,100
91
$15K ﹤0.01%
+13,512
92
$14K ﹤0.01%
+10,000
93
$11K ﹤0.01%
14,354
-12,246
94
$8K ﹤0.01%
+10,000
95
– –
0
96
– –
-119,600
97
– –
0
98
– –
0
99
– –
0
100
– –
0
2 3
4
5 6