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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$600M
AUM Growth
-$232M
Cap. Flow
-$350M
Cap. Flow %
-58.36%
Top 10 Hldgs %
72.8%
Holding
240
New
67
Increased
16
Reduced
42
Closed
48

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.18M
3
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$3.46M
4
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
+$1.83M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.82M

Top Sells

Rank Stock Value
1
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$982K
2
RGTI icon
Rigetti Computing
RGTI
+$924K
3
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
4
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$721K
5
AAM
AA Mission Acquisition Corp
AAM
+$717K

Sector Composition

Rank Sector Weight
1 Financials 4.21%
2 Healthcare 0.4%
3 Real Estate 0.18%
4 Consumer Staples 0.12%
5 Materials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
51
CALL
Micron Technology
MU
$1.07T
$676K 0.11%
2,000
-1,000
-33% -$392K
VAL.WS icon
52
Valaris Ltd Warrants
VAL.WS
$835M
$663K 0.11%
+41,465
New +$372K
XLF icon
53
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$642K 0.11%
+13,000
New +$677K
PAACU
54
Proem Acquisition Corp I Units
PAACU
$515K 0.09%
+51,500
New +$515K
CRAQ
55
Cal Redwood Acquisition Corp
CRAQ
$507K 0.08%
49,900
– –
BHAVU
56
BHAV Acquisition Corp Units
BHAVU
$102M
$499K 0.08%
+50,000
New +$498K
ARTC
57
Art Technology Acquisition Corp
ARTC
$491K 0.08%
+50,000
New +$490K
HYG icon
58
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$477K 0.08%
+6,000
New +$483K
CRAC
59
Crown Reserve Acquisition Corp I
CRAC
$228M
$472K 0.08%
47,110
-2,200
-4% -$22K
SCII
60
SC II Acquisition Corp
SCII
$251M
$461K 0.08%
+46,200
New +$461K
MMTX
61
Miluna Acquisition Corp
MMTX
$89.7M
$460K 0.08%
45,989
-11
-0% -$110
TVAI
62
Thayer Ventures Acquisition Corporation II
TVAI
$283M
$455K 0.08%
44,699
– –
INAC
63
Indigo Acquisition Corp
INAC
$152M
$453K 0.08%
44,612
– –
PYPL icon
64
CALL
PayPal
PYPL
$50.6B
$452K 0.08%
+10,000
New +$483K
LKSP
65
Lake Superior Acquisition Corp
LKSP
$160M
$451K 0.08%
44,947
– –
PL.WS
66
DELISTED
Planet Labs PBC Warrants
PL.WS
$445K 0.07%
27,076
+12,861
+90% +$181K
POST icon
67
Post Holdings
POST
$3.65B
$445K 0.07%
4,500
– –
AMPX.WS icon
68
Amprius Technologies Warrants
AMPX.WS
$564M
$434K 0.07%
+63,200
New +$330K
GBIL icon
69
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$401K 0.07%
+4,000
New +$400K
TTD icon
70
CALL
Trade Desk
TTD
$6.84B
$386K 0.06%
+17,000
New +$491K
USAR
71
USA Rare Earth Inc
USAR
$4.55B
$383K 0.06%
25,333
– –
HAVA
72
Harvard Ave Acquisition Corp
HAVA
$210M
$375K 0.06%
37,500
– –
GTERA
73
Globa Terra Acquisition Corp
GTERA
$246M
$370K 0.06%
36,300
– –
OXY icon
74
PUT
Occidental Petroleum
OXY
$57.7B
$358K 0.06%
5,500
– –
OTGA
75
OTG Acquisition Corp I
OTGA
$301M
$357K 0.06%
35,438
– –
1 2
3
4 5

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IQI
Integrated Quantitative Investments Bellevue, Washington $551M AUM 45.27% 1-Year Est. Return
BT
Brandywine Trust Hockessin, Delaware $552M AUM 5.23% 1-Year Est. Return
SVCM
Saturn V Capital Management Austin, Texas $552M AUM 551.78% 1-Year Est. Return
WCP
Wick Capital Partners Wayne, Pennsylvania $548M AUM 16.95% 1-Year Est. Return
HIS
Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return
AA
Aire Advisors Beverly Hills, California $547M AUM 20.34% 1-Year Est. Return
BCM
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CAM
Cander Asset Management New York $557M AUM

Warberg Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Warberg Asset Management held 240 positions worth $600M, down 28% from $831M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Warberg Asset Management withdrew a net $350M in Q1 2026, closing 48 positions and reducing 42 holdings. Its most notable exit was Rigetti Computing, an estimated $924K position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Cornerstone Strategic Value Fund worth $7.59M.

  • Warberg Asset Management's largest Q1 2026 buy was Cornerstone Strategic Value Fund: 1,041,935 shares worth $7.59M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q1 2026, an estimated $9.1M increase.
  • Warberg Asset Management's biggest Q1 2026 reduction was D. Boral ARC Acquisition I Corp, cutting an estimated $982K.
  • Warberg Asset Management fully exited Rigetti Computing in Q1 2026, selling an estimated $924K.
  • Warberg Asset Management's ten largest holdings make up 73% of its $600M portfolio in Q1 2026.
  • Warberg Asset Management opened 67 new positions and closed 48 in Q1 2026.
  • Warberg Asset Management's portfolio value fell 28% quarter-over-quarter to $600M.

Based on Warberg Asset Management's 13F filing for Q1 2026, filed 7 May 2026.