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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+16.02%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$656M
AUM Growth
+$93.4M
Cap. Flow
-$264M
Cap. Flow %
-40.32%
Top 10 Hldgs %
62.57%
Holding
259
New
50
Increased
19
Reduced
44
Closed
61

Top Buys

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
3
TAVI
Tavia Acquisition Corp
TAVI
+$1.12M
4
CHAR
Charlton Aria Acquisition Corp
CHAR
+$980K
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$959K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$7.92M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.08M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.76M
4
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.35M
5
GBTC icon
Grayscale Bitcoin Trust
GBTC
+$884K

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.35%
2 Financials 2.03%
3 Consumer Discretionary 0.21%
4 Real Estate 0.14%
5 Technology 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLMJ
51
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$475K 0.07%
+42,754
New +$473K
RDAC
52
Rising Dragon Acquisition Corp
RDAC
$33.6M
$461K 0.07%
+45,979
New +$460K
OAKU
53
DELISTED
Oak Woods Acquisition Corp
OAKU
$454K 0.07%
40,000
– –
CMPOW
54
DELISTED
CompoSecure Inc Warrant
CMPOW
$454K 0.07%
97,566
-134,341
-58% -$619K
SMR icon
55
PUT
NuScale Power
SMR
$3.39B
$412K 0.06%
+23,000
New +$475K
MSTR icon
56
PUT
Strategy Inc
MSTR
$61.1B
$405K 0.06%
1,400
-4,600
-77% -$1.38M
RFAI
57
RF Acquisition Corp II
RFAI
$338M
$388K 0.06%
38,000
– –
AIMBU
58
DELISTED
Aimfinity Investment Corp I Subunit
AIMBU
$347K 0.05%
29,613
+5,397
+22% +$62.9K
NVAWW
59
DELISTED
Nova Minerals Ltd Warrant
NVAWW
$346K 0.05%
52,458
+25,974
+98% +$73.8K
UCFI
60
CN Healthy Food Tech Group
UCFI
$343K 0.05%
33,367
– –
PCSC
61
DELISTED
Perceptive Capital Solutions
PCSC
$305K 0.05%
29,931
-906
-3% -$9.15K
BYNO
62
DELISTED
byNordic Acquisition Corporation Class A Common Stock
BYNO
$279K 0.04%
24,390
– –
DYCQ
63
DELISTED
DT Cloud Acquisition Corp
DYCQ
$270K 0.04%
25,815
– –
RIVN icon
64
PUT
Rivian
RIVN
$21.7B
$266K 0.04%
20,000
– –
TLT icon
65
iShares 20+ Year Treasury Bond ETF
TLT
$46.8B
$262K 0.04%
+3,000
New +$276K
JOBY.WS
66
DELISTED
Joby Aviation Warrants
JOBY.WS
$262K 0.04%
129,700
-47,445
-27% -$61K
DRDBU
67
Roman DBDR Acquisition Corp II Unit
DRDBU
$249K 0.04%
+25,000
New +$249K
POET icon
68
PUT
POET Technologies
POET
$1.35B
$233K 0.04%
+39,100
New +$173K
SMCI icon
69
PUT
Super Micro Computer
SMCI
$25.7B
$213K 0.03%
+7,000
New +$254K
ASPCU
70
A SPAC III Acquisition Corp Unit
ASPCU
$201K 0.03%
+20,000
New +$200K
INTC icon
71
CALL
Intel
INTC
$574B
$201K 0.03%
10,000
– –
RANGU
72
Range Capital Acquisition Corp Units
RANGU
$196K 0.03%
+19,500
New +$195K
CTLP
73
PUT
DELISTED
Cantaloupe
CTLP
$190K 0.03%
20,000
-60,000
-75% -$546K
MTEKW icon
74
Maris-Tech Ltd Warrants
MTEKW
$182K 0.03%
188,359
+3,859
+2% +$1.14K
GPGI
75
PUT
GPGI Inc
GPGI
$3.47B
$181K 0.03%
+14,207
New +$180K
1 2
3
4 5

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PWMG
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IG
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CPIM
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LECM
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KV
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TCM
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Warberg Asset Management's Q4 2024 Portfolio in Review

As of Q4 2024, Warberg Asset Management held 259 positions worth $656M, up 17% from $562M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Warberg Asset Management withdrew a net $264M in Q4 2024, closing 61 positions and reducing 44 holdings. Its most notable exit was iShares 0-3 Month Treasury Bond ETF, an estimated $5.08M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, up from 97% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Warberg Asset Management opened a new position in iShares Ultra Short Duration Bond Active ETF worth $2.62M.

  • Warberg Asset Management's largest Q4 2024 buy was iShares Ultra Short Duration Bond Active ETF: 51,864 shares worth $2.62M.
  • Warberg Asset Management added most to Expand Energy Corp Class C Warrants in Q4 2024, an estimated $839K increase.
  • Warberg Asset Management's biggest Q4 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $7.92M.
  • Warberg Asset Management fully exited iShares 0-3 Month Treasury Bond ETF in Q4 2024, selling an estimated $5.08M.
  • Warberg Asset Management's ten largest holdings make up 63% of its $656M portfolio in Q4 2024.
  • Warberg Asset Management opened 50 new positions and closed 61 in Q4 2024.
  • Warberg Asset Management's portfolio value rose 17% quarter-over-quarter to $656M.

Based on Warberg Asset Management's 13F filing for Q4 2024, filed 13 Feb 2025.