WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$366M
AUM Growth
+$69.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
343
New
Increased
Reduced
Closed

Top Buys

1
+$8.6M
2
+$4.23M
3
+$3.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.96M
5
AAPL icon
Apple
AAPL
+$2.51M

Top Sells

1
+$1.11M
2
+$782K
3
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$551K

Sector Composition

1 Financials 2.32%
2 Technology 1.02%
3 Consumer Discretionary 0.37%
4 Real Estate 0.35%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$189K 0.05%
+18,900
52
$183K 0.05%
+18,250
53
$179K 0.05%
17,713
+6,713
54
$176K 0.05%
17,500
55
$175K 0.05%
+17,456
56
$172K 0.05%
17,502
57
$171K 0.05%
17,043
58
$169K 0.05%
+16,867
59
$164K 0.04%
+16,256
60
$158K 0.04%
16,077
61
$158K 0.04%
219,926
-27,219
62
$157K 0.04%
+75,656
63
$157K 0.04%
+20,800
64
$157K 0.04%
16,000
65
$150K 0.04%
15,044
66
$150K 0.04%
15,000
67
$150K 0.04%
15,000
68
$147K 0.04%
15,000
69
$145K 0.04%
14,500
70
$141K 0.04%
14,136
-17,143
71
$133K 0.04%
+13,303
72
$129K 0.04%
+12,843
73
$127K 0.03%
+12,500
74
$122K 0.03%
+65,100
75
$122K 0.03%
+12,283
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3
4 5