We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$578M
AUM Growth
+$123M
Cap. Flow
-$32M
Cap. Flow %
-5.54%
Top 10 Hldgs %
63.86%
Holding
346
New
101
Increased
44
Reduced
42
Closed
52

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.6M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$4.23M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.96M
5
AAPL icon
Apple
AAPL
+$2.51M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$1.11M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$782K
3
SO icon
Southern Company
SO
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$551K

Sector Composition

Rank Sector Weight
1 Financials 1.47%
2 Technology 0.65%
3 Consumer Discretionary 0.24%
4 Real Estate 0.22%
5 Healthcare 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKK icon
51
PUT
ARK Innovation ETF
ARKK
$5.84B
$377K 0.07%
+10,000
New +$445K
VMCA
52
DELISTED
Valuence Merger Corp. I Class A Ordinary Shares
VMCA
$359K 0.06%
35,205
+3,105
+10% +$31.4K
CNTM
53
DELISTED
ConnectM Technology Solutions, Inc. Common Stock
CNTM
$354K 0.06%
+35,740
New +$352K
KKR.PRC
54
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$327K 0.06%
+6,010
New +$381K
HOOD icon
55
PUT
Robinhood
HOOD
$81.2B
$303K 0.05%
30,000
– –
FLNA
56
PUT
Filana Therapeutics
FLNA
$49.8M
$293K 0.05%
+7,000
New +$189K
AUS
57
DELISTED
Austerlitz Acquisition Corporation I
AUS
$290K 0.05%
+29,600
New +$290K
OPHC icon
58
OptimumBank Holdings
OPHC
$113M
$286K 0.05%
70,342
-48,776
-41% -$195K
GDNR
59
DELISTED
Gardiner Healthcare Acquisitions Corp. Common Stock
GDNR
$278K 0.05%
+27,873
New +$278K
GDST
60
DELISTED
Goldenstone Acquisition Limited Common Stock
GDST
$277K 0.05%
+27,823
New +$276K
FCX icon
61
CALL
Freeport-McMoran
FCX
$91.5B
$273K 0.05%
+10,000
New +$293K
AFAR
62
DELISTED
Aura FAT Projects Acquisition Corp Class A Ordinary Shares
AFAR
$252K 0.04%
25,000
– –
AIEV
63
DELISTED
Thunder Power Holdings, Inc. Common Stock
AIEV
$248K 0.04%
+24,900
New +$248K
PAAS icon
64
CALL
Pan American Silver
PAAS
$18.4B
$241K 0.04%
15,200
– –
MOBV
65
DELISTED
Mobiv Acquisition Corp Class A Common Stock
MOBV
$228K 0.04%
+22,750
New +$227K
BNIX
66
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$225K 0.04%
+22,500
New +$225K
FGMC
67
DELISTED
FG Merger Corp. Common Stock
FGMC
$221K 0.04%
22,068
– –
TWTR
68
CALL
DELISTED
Twitter, Inc.
TWTR
$219K 0.04%
+5,000
New +$204K
ALSA
69
DELISTED
Alpha Star Acquisition Corp
ALSA
$213K 0.04%
+21,103
New +$211K
NRAC
70
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
$212K 0.04%
21,324
– –
EVGR
71
DELISTED
Evergreen Corporation Class A Ordinary Share
EVGR
$208K 0.04%
20,636
– –
ARKK icon
72
ARK Innovation ETF
ARKK
$5.84B
$207K 0.04%
+5,500
New +$245K
CVNA icon
73
Carvana
CVNA
$72.7B
$203K 0.04%
+50,000
New +$326K
CVNA icon
74
PUT
Carvana
CVNA
$72.7B
$203K 0.04%
+50,000
New +$326K
NBST
75
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$203K 0.04%
20,730
+730
+4% +$7.16K
1 2
3
4 5

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, Warberg Asset Management held 346 positions worth $578M, up 27% from $455M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Warberg Asset Management withdrew a net $32M in Q3 2022, closing 52 positions and reducing 42 holdings. Its most notable exit was Stanley Black & Decker, Inc., an estimated $1.11M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, up from 0.95% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Warberg Asset Management opened a new position in Apple worth $2.21M.

  • Warberg Asset Management's largest Q3 2022 buy was Apple: 16,000 shares worth $2.21M.
  • Warberg Asset Management added most to Invesco QQQ Trust in Q3 2022, an estimated $8.6M increase.
  • Warberg Asset Management's biggest Q3 2022 reduction was South Jersey Industries, Inc. Corporate Units, cutting an estimated $551K.
  • Warberg Asset Management fully exited Stanley Black & Decker, Inc. in Q3 2022, selling an estimated $1.11M.
  • Warberg Asset Management's ten largest holdings make up 64% of its $578M portfolio in Q3 2022.
  • Warberg Asset Management opened 101 new positions and closed 52 in Q3 2022.
  • Warberg Asset Management's portfolio value rose 27% quarter-over-quarter to $578M.

Based on Warberg Asset Management's 13F filing for Q3 2022, filed 7 Nov 2022.