WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$438M
AUM Growth
+$106M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
279
New
Increased
Reduced
Closed

Top Buys

1
+$27.6M
2
+$11.9M
3
+$9.35M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$7.82M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.39M

Top Sells

1
+$2.66M
2
+$2.62M
3
+$2.03M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$1.07M
5
IIVI
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
+$640K

Sector Composition

1 Financials 0.7%
2 Consumer Discretionary 0.53%
3 Real Estate 0.29%
4 Utilities 0.27%
5 Healthcare 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$119K 0.02%
+34
52
$119K 0.02%
12,000
53
$118K 0.02%
131,831
+71,831
54
$118K 0.02%
110,000
-6,826
55
$117K 0.02%
11,850
56
$109K 0.02%
+11,000
57
$109K 0.02%
10,827
-1
58
$109K 0.02%
11,000
59
$108K 0.02%
11,076
60
$100K 0.02%
+35,000
61
$99K 0.02%
10,000
62
$99K 0.02%
10,000
63
$99K 0.02%
+10,000
64
$98K 0.02%
10,000
65
$83K 0.01%
+16,046
66
$83K 0.01%
225,485
+135,742
67
$79K 0.01%
+119,174
68
$78K 0.01%
362,066
+180,532
69
$78K 0.01%
95,682
+65,526
70
$76K 0.01%
40,000
-26,000
71
$72K 0.01%
+106,363
72
$71K 0.01%
84,800
+42,399
73
$70K 0.01%
20,000
-311
74
$65K 0.01%
+218,936
75
$63K 0.01%
2,462
+1,335
1 2
3
4 5