We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$600M
AUM Growth
-$232M
Cap. Flow
-$350M
Cap. Flow %
-58.36%
Top 10 Hldgs %
72.8%
Holding
240
New
67
Increased
16
Reduced
42
Closed
48

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.18M
3
FOUR.PRA
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
+$3.46M
4
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
+$1.83M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.82M

Top Sells

Rank Stock Value
1
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$982K
2
RGTI icon
Rigetti Computing
RGTI
+$924K
3
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
4
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$721K
5
AAM
AA Mission Acquisition Corp
AAM
+$717K

Sector Composition

Rank Sector Weight
1 Financials 4.21%
2 Healthcare 0.4%
3 Real Estate 0.18%
4 Consumer Staples 0.12%
5 Materials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
26
PUT
Starbucks
SBUX
$124B
$1.25M 0.21%
+14,000
New +$1.32M
VNME
27
Vendome Acquisition Corp I
VNME
$257M
$1.2M 0.2%
118,983
-19,517
-14% -$197K
PLTR icon
28
PUT
Palantir
PLTR
$430B
$1.17M 0.2%
8,000
-21,000
-72% -$3.21M
CVNA icon
29
PUT
Carvana
CVNA
$79.7B
$1.13M 0.19%
18,000
-27,000
-60% -$2M
TAVI
30
Tavia Acquisition Corp
TAVI
$170M
$1.1M 0.18%
104,360
– –
NEN icon
31
New England Realty Associates
NEN
$195M
$1.07M 0.18%
17,706
+665
+4% +$42.4K
PONOU
32
Pono Capital Four Inc Units
PONOU
$1.05M 0.17%
+105,000
New +$1.05M
CHAR
33
Charlton Aria Acquisition Corp
CHAR
$116M
$1.04M 0.17%
98,664
-1
-0% -$11
CTAAU
34
ClearThink 1 Acquisition Corp Units
CTAAU
$984K 0.16%
+98,500
New +$983K
PTOR
35
Praetorian Acquisition Corp
PTOR
$338M
$980K 0.16%
+99,999
New +$981K
DMAA
36
Drugs Made In America Acquisition Corp
DMAA
$260M
$966K 0.16%
92,054
-1
-0% -$10
ILCV icon
37
PUT
iShares Morningstar Value ETF
ILCV
$1.36B
$955K 0.16%
12,000
-18,000
-60% -$1.72M
NE.WS icon
38
Noble Corporation PLC Tranche 1 Warrants
NE.WS
$913K 0.15%
+29,855
New +$741K
ORIQ
39
Origin Investment Corp I
ORIQ
$89.4M
$852K 0.14%
83,610
– –
BKHA
40
Black Hawk Acquisition Corp
BKHA
$48.9M
$841K 0.14%
72,323
– –
PCG icon
41
CALL
PG&E
PCG
$38.5B
$826K 0.14%
47,000
-4,000
-8% -$68.1K
KCHV
42
Kochav Defense Acquisition Corp
KCHV
$357M
$787K 0.13%
76,780
-11
-0% -$112
VXX icon
43
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$142M
$785K 0.13%
22,000
+1,100
+5% +$32.7K
TDAC
44
Translational Development Acquisition Corp
TDAC
$238M
$777K 0.13%
73,422
– –
MOS icon
45
CALL
The Mosaic Company
MOS
$6.92B
$765K 0.13%
30,000
+5,000
+20% +$137K
DBCA
46
D. Boral Acquisition I Corp
DBCA
$433M
$759K 0.13%
+77,000
New +$758K
SVAQ
47
Silicon Valley Acquisition Corp
SVAQ
$294M
$742K 0.12%
+75,000
New +$742K
XCBE
48
X3 Acquisition Corp
XCBE
$281M
$738K 0.12%
+75,000
New +$738K
VHCP
49
Vine Hill Capital Investment Corp II
VHCP
$307M
$698K 0.12%
+70,497
New +$699K
RFAM
50
RF Acquisition Corp III
RFAM
$138M
$685K 0.11%
+70,000
New +$687K
1
2
3 4 5

Similar funds

IQI
Integrated Quantitative Investments Bellevue, Washington $551M AUM 45.27% 1-Year Est. Return
BT
Brandywine Trust Hockessin, Delaware $552M AUM 5.23% 1-Year Est. Return
SVCM
Saturn V Capital Management Austin, Texas $552M AUM 551.78% 1-Year Est. Return
WCP
Wick Capital Partners Wayne, Pennsylvania $548M AUM 16.95% 1-Year Est. Return
HIS
Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return
AA
Aire Advisors Beverly Hills, California $547M AUM 20.34% 1-Year Est. Return
BCM
Brasada Capital Management Houston, Texas $545M AUM 18.58% 1-Year Est. Return
CAM
Cander Asset Management New York $557M AUM

Warberg Asset Management's Q1 2026 Portfolio in Review

As of Q1 2026, Warberg Asset Management held 240 positions worth $600M, down 28% from $831M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Warberg Asset Management withdrew a net $350M in Q1 2026, closing 48 positions and reducing 42 holdings. Its most notable exit was Rigetti Computing, an estimated $924K position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, up from 2.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Cornerstone Strategic Value Fund worth $7.59M.

  • Warberg Asset Management's largest Q1 2026 buy was Cornerstone Strategic Value Fund: 1,041,935 shares worth $7.59M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q1 2026, an estimated $9.1M increase.
  • Warberg Asset Management's biggest Q1 2026 reduction was D. Boral ARC Acquisition I Corp, cutting an estimated $982K.
  • Warberg Asset Management fully exited Rigetti Computing in Q1 2026, selling an estimated $924K.
  • Warberg Asset Management's ten largest holdings make up 73% of its $600M portfolio in Q1 2026.
  • Warberg Asset Management opened 67 new positions and closed 48 in Q1 2026.
  • Warberg Asset Management's portfolio value fell 28% quarter-over-quarter to $600M.

Based on Warberg Asset Management's 13F filing for Q1 2026, filed 7 May 2026.