WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.34M
2
+$1.76M
3
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

1
+$2.98M
2
+$1.13M
3
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$474K 0.12%
45,979
27
$454K 0.11%
+44,699
28
$424K 0.1%
+5,001
29
$401K 0.1%
38,000
30
$364K 0.09%
+300
31
$359K 0.09%
+30,000
32
$353K 0.09%
+34,742
33
$335K 0.08%
237,456
-35,026
34
$317K 0.08%
29,931
35
$306K 0.08%
+30,000
36
$300K 0.07%
+29,816
37
$295K 0.07%
461,528
-69,600
38
$247K 0.06%
23,910
39
$242K 0.06%
+24,000
40
$242K 0.06%
+23,995
41
$241K 0.06%
+24,000
42
$228K 0.06%
+3,830
43
$221K 0.05%
18,876
+601
44
$208K 0.05%
28,887
-12,893
45
$205K 0.05%
20,000
46
$200K 0.05%
+20,000
47
$190K 0.05%
18,645
48
$181K 0.04%
17,800
49
$175K 0.04%
+17,400
50
$161K 0.04%
15,388
+388
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