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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$37.8M
Cap. Flow
-$261M
Cap. Flow %
-40.59%
Top 10 Hldgs %
55.76%
Holding
241
New
61
Increased
21
Reduced
33
Closed
59

Top Buys

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$2.34M
2
STXS icon
Stereotaxis
STXS
+$1.76M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.98M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Healthcare 0.43%
3 Communication Services 0.4%
4 Real Estate 0.12%
5 Technology 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
26
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$1.05M 0.16%
20,000
-10,000
-33% -$495K
CHAR
27
Charlton Aria Acquisition Corp
CHAR
$116M
$1.01M 0.16%
98,665
– –
DMAA
28
Drugs Made In America Acquisition Corp
DMAA
$260M
$939K 0.15%
92,055
– –
FORL
29
DELISTED
Four Leaf Acquisition Corp
FORL
$879K 0.14%
75,932
– –
VCIC
30
DELISTED
Vine Hill Capital Investment Corp
VCIC
$875K 0.14%
84,156
– –
KCHVU
31
Kochav Defense Acquisition Corp Units
KCHVU
$796K 0.12%
+78,200
New +$790K
BKHA
32
Black Hawk Acquisition Corp
BKHA
$50.3M
$790K 0.12%
74,230
+110
+0.1% +$1.17K
NEN icon
33
New England Realty Associates
NEN
$199M
$784K 0.12%
10,730
+1,081
+11% +$82.4K
PGAC
34
Pantages Capital Acquisition Corp
PGAC
$118M
$776K 0.12%
76,190
– –
IIPR icon
35
PUT
Innovative Industrial Properties
IIPR
$1.77B
$768K 0.12%
13,900
+8,900
+178% +$487K
TDAC
36
Translational Development Acquisition Corp
TDAC
$209M
$765K 0.12%
74,422
+2
+0% +$20
CTLP
37
CALL
DELISTED
Cantaloupe
CTLP
$761K 0.12%
69,200
-4,500
-6% -$38.9K
AAM
38
DELISTED
AA Mission Acquisition Corp
AAM
$700K 0.11%
67,196
– –
AVPTW
39
DELISTED
AvePoint Inc Warrant
AVPTW
$626K 0.1%
80,602
+64,602
+404% +$420K
OXY icon
40
CALL
Occidental Petroleum
OXY
$55.7B
$588K 0.09%
14,000
-1,000
-7% -$41.8K
KVAC icon
41
Keen Vision Acquisition Corp
KVAC
$73.7M
$523K 0.08%
46,000
– –
GDX icon
42
CALL
VanEck Gold Miners ETF
GDX
$22.5B
$521K 0.08%
10,000
-11,000
-52% -$546K
RGTIW icon
43
Rigetti Computing Warrants
RGTIW
$106M
$518K 0.08%
123,575
+72,167
+140% +$266K
CRAQU
44
Cal Redwood Acquisition Corp Units
CRAQU
$512K 0.08%
+49,900
New +$504K
EPR.PRE icon
45
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$114M
$509K 0.08%
+16,336
New +$488K
PELI
46
DELISTED
Pelican Acquisition Corp
PELI
$501K 0.08%
+50,000
New +$499K
CEP
47
PUT
DELISTED
Cantor Equity Partners
CEP
$495K 0.08%
+17,800
New +$543K
OAKU
48
DELISTED
Oak Woods Acquisition Corp
OAKU
$485K 0.08%
41,426
+1,514
+4% +$17.7K
OPFI.WS
49
DELISTED
OppFi Inc Warrants
OPFI.WS
$482K 0.07%
112,553
-47,789
-30% -$145K
RDAC
50
Rising Dragon Acquisition Corp
RDAC
$38.6M
$474K 0.07%
45,979
– –
1
2
3 4 5

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CCP
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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q2 2025 Portfolio in Review

As of Q2 2025, Warberg Asset Management held 241 positions worth $643M, up 6.2% from $605M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Warberg Asset Management withdrew a net $261M in Q2 2025, closing 59 positions and reducing 33 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $2.98M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Warberg Asset Management opened a new position in Paramount Global Class B worth $2.58M.

  • Warberg Asset Management's largest Q2 2025 buy was Paramount Global Class B: 200,000 shares worth $2.58M.
  • Warberg Asset Management added most to Stereotaxis in Q2 2025, an estimated $1.76M increase.
  • Warberg Asset Management's biggest Q2 2025 reduction was OppFi Inc Warrants, cutting an estimated $145K.
  • Warberg Asset Management fully exited Invesco QQQ Trust in Q2 2025, selling an estimated $2.98M.
  • Warberg Asset Management's ten largest holdings make up 56% of its $643M portfolio in Q2 2025.
  • Warberg Asset Management opened 61 new positions and closed 59 in Q2 2025.
  • Warberg Asset Management's portfolio value rose 6.2% quarter-over-quarter to $643M.

Based on Warberg Asset Management's 13F filing for Q2 2025, filed 12 Aug 2025.