WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.58M
2
+$1.84M
3
+$1.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.15M

Top Sells

1
+$2.81M
2
+$1.13M
3
+$905K
4
GTLS.PRB icon
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDAC
26
Rising Dragon Acquisition Corp
RDAC
$78.7M
$474K 0.07%
45,979
TVAIU
27
Thayer Ventures Acquisition Corporation II Unit
TVAIU
$454K 0.07%
+44,699
GBTC icon
28
Grayscale Bitcoin Trust
GBTC
$37.7B
$424K 0.07%
+5,001
RFAI
29
RF Acquisition Corp II
RFAI
$162M
$401K 0.06%
38,000
BAC.PRL icon
30
Bank of America Series L
BAC.PRL
$3.84B
$364K 0.06%
+300
BULL
31
Webull Corp
BULL
$4.27B
$359K 0.06%
+30,000
CHPGU
32
ChampionsGate Acquisition Corp Unit
CHPGU
$353K 0.05%
+34,742
NEOVW icon
33
NeoVolta Inc Warrant
NEOVW
$1.95M
$335K 0.05%
237,456
-35,026
PCSC
34
Perceptive Capital Solutions
PCSC
$317K 0.05%
29,931
XRPNU
35
Armada Acquisition Corp II Units
XRPNU
$228M
$306K 0.05%
+30,000
IPOD
36
Dune Acquisition Corp II
IPOD
$207M
$300K 0.05%
+29,816
GCMGW icon
37
GCM Grosvenor Inc Warrant
GCMGW
$232K
$295K 0.05%
461,528
-69,600
DRDB
38
Roman DBDR Acquisition Corp II
DRDB
$320M
$247K 0.04%
23,910
AXINU
39
Axiom Intelligence Acquisition Corp 1 Units
AXINU
$185M
$242K 0.04%
+24,000
WTGUU
40
Wintergreen Acquisition Corp Unit
WTGUU
$242K 0.04%
+23,995
QSEA
41
Quartzsea Acquisition Corp
QSEA
$116M
$241K 0.04%
+24,000
KRE icon
42
State Street SPDR S&P Regional Banking ETF
KRE
$3.95B
$228K 0.04%
+3,830
ATMC icon
43
AlphaTime Acquisition Corp
ATMC
$221K 0.03%
18,876
+601
NE.WS.A icon
44
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
$208K 0.03%
28,887
-12,893
ASPC
45
A SPAC III Acquisition Corp
ASPC
$25.8M
$205K 0.03%
20,000
BLUWU
46
Blue Water Acquisition Corp III Unit
BLUWU
$200K 0.03%
+20,000
RANG
47
Range Capital Acquisition Corp
RANG
$168M
$190K 0.03%
18,645
RIBB
48
Ribbon Acquisition Corp
RIBB
$66.7M
$181K 0.03%
17,800
COPL
49
Copley Acquisition Corp
COPL
$243M
$175K 0.03%
+17,400
EURK
50
Eureka Acquisition Corp
EURK
$52.3M
$161K 0.03%
15,388
+388
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