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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+16.02%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$656M
AUM Growth
+$93.4M
Cap. Flow
-$173M
Cap. Flow %
-26.45%
Top 10 Hldgs %
62.57%
Holding
259
New
50
Increased
19
Reduced
44
Closed
61

Top Buys

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
3
TAVI
Tavia Acquisition Corp
TAVI
+$1.12M
4
CHAR
Charlton Aria Acquisition Corp
CHAR
+$980K
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$959K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$7.92M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.08M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$3.76M
4
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.35M
5
GBTC icon
Grayscale Bitcoin Trust
GBTC
+$884K

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Consumer Discretionary 0.21%
3 Real Estate 0.14%
4 Technology 0.13%
5 Healthcare 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLRC
26
DELISTED
ClimateRock Class A Ordinary Shares
CLRC
$890K 0.14%
75,390
– –
PGACU
27
Pantages Capital Acquisition Corp Unit
PGACU
$868K 0.13%
+86,585
New +$866K
VCIC
28
DELISTED
Vine Hill Capital Investment Corp
VCIC
$853K 0.13%
+85,055
New +$851K
MSFT icon
29
Microsoft
MSFT
$3.45T
$843K 0.13%
+2,000
New +$852K
FORL
30
DELISTED
Four Leaf Acquisition Corp
FORL
$843K 0.13%
75,932
– –
BKHA
31
Black Hawk Acquisition Corp
BKHA
$48.9M
$769K 0.12%
74,120
– –
RGTIW icon
32
Rigetti Computing Warrants
RGTIW
$130M
$748K 0.11%
+117,995
New +$157K
TDACU
33
Translational Development Acquisition Corp Units
TDACU
$746K 0.11%
+74,462
New +$746K
QETA icon
34
Quetta Acquisition Corp
QETA
$746K 0.11%
70,700
– –
SBUX icon
35
Starbucks
SBUX
$120B
$730K 0.11%
+8,000
New +$774K
CTLP
36
CALL
DELISTED
Cantaloupe
CTLP
$713K 0.11%
75,000
-9,700
-11% -$88.3K
NEOVW icon
37
NeoVolta Inc Warrant
NEOVW
$913K
$709K 0.11%
354,299
+129,481
+58% +$224K
AAM
38
DELISTED
AA Mission Acquisition Corp
AAM
$679K 0.1%
67,196
– –
GSRT
39
DELISTED
GSR III Acquisition Corp
GSRT
$673K 0.1%
+67,998
New +$672K
GCMGW
40
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$662K 0.1%
+525,114
New +$567K
PLTR icon
41
CALL
Palantir
PLTR
$295B
$651K 0.1%
+8,600
New +$501K
CVNA icon
42
Carvana
CVNA
$68.6B
$630K 0.1%
+15,500
New +$696K
NE.WS.A icon
43
Noble Corporation PLC Tranche 2 Warrants
NE.WS.A
$611K 0.09%
57,439
+3,496
+6% +$40.1K
CVNA icon
44
PUT
Carvana
CVNA
$68.6B
$610K 0.09%
15,000
-10,000
-40% -$449K
AMD icon
45
CALL
Advanced Micro Devices
AMD
$776B
$604K 0.09%
+5,000
New +$719K
CITE
46
DELISTED
Cartica Acquisition Corp Class A Ordinary Shares
CITE
$604K 0.09%
+51,079
New +$593K
BRAC
47
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
$590K 0.09%
50,138
– –
STNG icon
48
CALL
Scorpio Tankers
STNG
$3.9B
$507K 0.08%
10,200
+1,700
+20% +$97K
KVAC icon
49
Keen Vision Acquisition Corp
KVAC
$63.4M
$505K 0.08%
46,000
– –
JPM icon
50
CALL
JPMorgan Chase
JPM
$935B
$479K 0.07%
2,000
– –
1
2
3 4 5

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GP
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BHPW
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CCP
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SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q4 2024 Portfolio in Review

As of Q4 2024, Warberg Asset Management held 259 positions worth $656M, up 17% from $562M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Warberg Asset Management withdrew a net $173M in Q4 2024, closing 61 positions and reducing 44 holdings. Its most notable exit was iShares 0-3 Month Treasury Bond ETF, an estimated $5.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 2% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares Ultra Short Duration Bond Active ETF worth $2.62M.

  • Warberg Asset Management's largest Q4 2024 buy was iShares Ultra Short Duration Bond Active ETF: 51,864 shares worth $2.62M.
  • Warberg Asset Management added most to Expand Energy Corp Class C Warrants in Q4 2024, an estimated $839K increase.
  • Warberg Asset Management's biggest Q4 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $7.92M.
  • Warberg Asset Management fully exited iShares 0-3 Month Treasury Bond ETF in Q4 2024, selling an estimated $5.08M.
  • Warberg Asset Management's ten largest holdings make up 63% of its $656M portfolio in Q4 2024.
  • Warberg Asset Management opened 50 new positions and closed 61 in Q4 2024.
  • Warberg Asset Management's portfolio value rose 17% quarter-over-quarter to $656M.

Based on Warberg Asset Management's 13F filing for Q4 2024, filed 13 Feb 2025.