WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.42%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$333M
AUM Growth
+$333M
Cap. Flow
-$17.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
53.67%
Holding
286
New
25
Increased
35
Reduced
48
Closed
51

Top Buys

1
GSY icon
Invesco Ultra Short Duration ETF
GSY
$1.37M
2
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
$786K
3
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$742K
4
NNAG
99 Acquisition Group Inc. Class A Common Stock
NNAG
$696K
5
QETA icon
Quetta Acquisition Corp
QETA
$695K

Top Sells

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$1.11M
4
AAPL icon
Apple
AAPL
$942K
5
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$832K

Sector Composition

1 Financials 3.93%
2 Real Estate 0.29%
3 Industrials 0.26%
4 Technology 0.25%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DSAQ
26
DELISTED
Direct Selling Acquisition Corp.
DSAQ
$516K 0.1% +47,356 New +$516K
IGTA
27
DELISTED
Inception Growth Acquisition Limited Common Stock
IGTA
$488K 0.09% 45,792 +15,364 +50% +$164K
KVAC icon
28
Keen Vision Acquisition Corp
KVAC
$107M
$476K 0.09% 46,000 – –
RNWWW
29
ReNew Energy Global plc Warrant
RNWWW
$1.3M
$423K 0.08% 371,067 +92,739 +33% +$106K
TCOA
30
DELISTED
Zalatoris Acquisition Corp.
TCOA
$391K 0.07% 36,602 – –
AQU
31
DELISTED
Aquaron Acquisition Corp. Common Stock
AQU
$386K 0.07% 36,183 +3,930 +12% +$42K
ESHA icon
32
ESH Acquisition Corp
ESHA
$385K 0.07% 37,604 – –
IROHU
33
Iron Horse Acquisitions Corp. Unit
IROHU
$60.1M
$364K 0.07% +36,267 New +$364K
PLTN
34
DELISTED
Plutonian Acquisition Corp. Common Stock
PLTN
$356K 0.07% +33,473 New +$356K
CHAA
35
DELISTED
Catcha Investment Corp
CHAA
$318K 0.06% +28,529 New +$318K
CMPOW icon
36
CompoSecure, Inc. Warrant
CMPOW
$1.13B
$289K 0.05% 773,729 +33,107 +4% +$12.4K
AEAE
37
DELISTED
AltEnergy Acquisition Corp. Class A Common Stock
AEAE
$286K 0.05% +26,221 New +$286K
ALSA
38
DELISTED
Alpha Star Acquisition Corporation Ordinary Shares
ALSA
$271K 0.05% 24,196 -632 -3% -$7.09K
LEN.B icon
39
Lennar Class B
LEN.B
$32.9B
$268K 0.05% +2,000 New +$268K
APCA
40
DELISTED
AP Acquisition Corp
APCA
$256K 0.05% 23,027 – –
TBMC icon
41
Trailblazer Merger Corp I
TBMC
$52.3M
$239K 0.05% 22,877 – –
JOBY.WS icon
42
Joby Aviation, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
JOBY.WS
$223K 0.04% 182,289 +123,889 +212% +$152K
GDST
43
DELISTED
Goldenstone Acquisition Limited Common Stock
GDST
$206K 0.04% 19,090 – –
EXEEZ
44
Expand Energy Corporation Class B Warrants
EXEEZ
$202K 0.04% 3,165 -1,578 -33% -$101K
CETU
45
DELISTED
Cetus Capital Acquisition Corp. Class A Common Stock
CETU
$196K 0.04% 18,668 -8,469 -31% -$88.9K
VSAC
46
DELISTED
Vision Sensing Acquisition Corp. Class A Common Stock
VSAC
$181K 0.03% 16,368 -1,061 -6% -$11.7K
PPYA
47
DELISTED
Papaya Growth Opportunity Corp. I Class A Common Stock
PPYA
$165K 0.03% 15,287 – –
AFJKU
48
DELISTED
Aimei Health Technology Co., Ltd Unit
AFJKU
$153K 0.03% +15,000 New +$153K
AMPX.WS icon
49
Amprius Technologies Warrants
AMPX.WS
$203M
$145K 0.03% 371,879 -67,259 -15% -$26.2K
BUJA
50
DELISTED
Bukit Jalil Global Acquisition 1
BUJA
$143K 0.03% 13,740 – –
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