WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$296M
AUM Growth
-$142M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
295
New
Increased
Reduced
Closed

Top Buys

1
+$6.04M
2
+$5.9M
3
+$5.2M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$2.14M
5
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$1.97M

Top Sells

1
+$26.2M
2
+$13.4M
3
+$1.85M
4
SABRP
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
+$763K
5
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$743K

Sector Composition

1 Financials 1.45%
2 Real Estate 0.47%
3 Utilities 0.45%
4 Healthcare 0.32%
5 Technology 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$220K 0.05%
+22,068
27
$209K 0.05%
21,324
28
$208K 0.05%
288,878
-10,400
29
$206K 0.05%
+20,636
30
$197K 0.04%
+20,000
31
$195K 0.04%
20,000
32
$190K 0.04%
+2,500
33
$179K 0.04%
+689,514
34
$174K 0.04%
+17,500
35
$172K 0.04%
17,502
36
$170K 0.04%
31,279
-26,633
37
$170K 0.04%
+17,043
38
$158K 0.03%
16,077
39
$157K 0.03%
16,000
40
$149K 0.03%
15,000
41
$149K 0.03%
15,044
42
$149K 0.03%
15,000
43
$146K 0.03%
15,000
44
$144K 0.03%
14,500
45
$138K 0.03%
+3,792
46
$122K 0.03%
247,145
+10,730
47
$119K 0.03%
134,172
+35,703
48
$119K 0.03%
34
49
$119K 0.03%
12,000
50
$117K 0.03%
11,850
1
2
3 4 5