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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$408M
AUM Growth
–
Cap. Flow
+$126M
Cap. Flow %
30.83%
Top 10 Hldgs %
54.59%
Holding
157
New
118
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$2.6M
2
CCL icon
Carnival Corporation Ltd
CCL
+$2.17M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$1.29M
4
NCLH icon
Norwegian Cruise Line
NCLH
+$1.18M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$962K

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.26%
2 Financials 0.49%
3 Technology 0.35%
4 Healthcare 0.21%
5 Industrials 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSG icon
26
PUT
Inseego
INSG
$120M
$1.13M 0.28%
+7,320
New +$809K
PSTH
27
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$1.11M 0.27%
+39,900
New +$962K
INSG icon
28
Inseego
INSG
$120M
$1.03M 0.25%
+6,630
New +$732K
PSTH
29
PUT
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$1.02M 0.25%
+36,700
New +$885K
TMV icon
30
CALL
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$191M
$810K 0.2%
+60,000
New +$809K
IEAWW
31
DELISTED
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
$804K 0.2%
+679,331
New +$888K
NIO icon
32
PUT
NIO
NIO
$12.1B
$634K 0.16%
+13,000
New +$503K
ARKK icon
33
PUT
ARK Innovation ETF
ARKK
$5.84B
$622K 0.15%
+5,000
New +$542K
TWNKW
34
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$610K 0.15%
+1,093,437
New +$1.29M
GRWG icon
35
GrowGeneration
GRWG
$88.3M
$603K 0.15%
+15,000
New +$404K
SAVE
36
CALL
DELISTED
Spirit Airlines, Inc.
SAVE
$587K 0.14%
+24,000
New +$497K
NKLA
37
PUT
DELISTED
Nikola Corporation Common Stock
NKLA
$549K 0.13%
+1,200
New +$747K
GFLU
38
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
$536K 0.13%
+7,638
New +$462K
PAAS icon
39
CALL
Pan American Silver
PAAS
$18.4B
$518K 0.13%
+15,000
New +$484K
VLDR
40
PUT
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$454K 0.11%
+19,900
New +$338K
UTZ icon
41
PUT
Utz Brands
UTZ
$1.25B
$419K 0.1%
+19,000
New +$361K
ALTG.WS
42
DELISTED
Alta Equipment Group Warrants
ALTG.WS
$356K 0.09%
+319,800
New +$546K
VLDR
43
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$328K 0.08%
+14,375
New +$244K
GOTU icon
44
PUT
Gaotu Techedu
GOTU
$458M
$310K 0.08%
+6,000
New +$438K
SKT icon
45
CALL
Tanger
SKT
$4.68B
$289K 0.07%
+29,000
New +$245K
VXX icon
46
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$152M
$252K 0.06%
+234
New +$304K
IGICW
47
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$249K 0.06%
+630,521
New +$428K
BDX icon
48
Becton Dickinson
BDX
$46.9B
$245K 0.06%
+1,003
New +$234K
FFAI
49
Faraday Future Intelligent Electric
FFAI
$12.6M
– –
0
– –
NHIC
50
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
$239K 0.06%
+23,900
New +$235K
1
2
3 4 5

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Warberg Asset Management's Q4 2020 Portfolio in Review

Q4 2020 is the first quarter with a 13F filing on record for Warberg Asset Management, which disclosed 157 positions worth $408M. Its ten largest holdings account for 55% of the portfolio.

Its largest position is NextEra Energy, Inc. 4.872% Corporate Units: 44,998 shares worth $2.66M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.3% of assets, followed by Financials and Technology.

  • Warberg Asset Management's largest Q4 2020 buy was NextEra Energy, Inc. 4.872% Corporate Units: 44,998 shares worth $2.66M.
  • Warberg Asset Management's ten largest holdings make up 55% of its $408M portfolio in Q4 2020.
  • Warberg Asset Management disclosed 157 positions in Q4 2020, its first 13F filing on record.

Based on Warberg Asset Management's 13F filing for Q4 2020, filed 16 Feb 2021.