WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.33%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$25.2M
Cap. Flow %
7.88%
Top 10 Hldgs %
62.44%
Holding
292
New
56
Increased
32
Reduced
51
Closed
42

Top Buys

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$2.1M
4
NE.WS icon
Noble Corporation plc Tranche 1 Warrants
NE.WS
$1.89M
5
NE.WS.A icon
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.14M

Top Sells

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$840K
2
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$724K
3
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
$695K
4
NEN icon
New England Realty Associates
NEN
$679K
5
JTAI icon
Jet.AI
JTAI
$597K

Sector Composition

1 Technology 4.19%
2 Financials 3.13%
3 Healthcare 0.49%
4 Real Estate 0.26%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWN
226
DELISTED
Southwestern Energy Company
SWN
– –
0
– –
SHPWW
227
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
– –
-14,668
Closed -$148
BRSHW
228
DELISTED
Bruush Oral Care Inc. Warrant
BRSHW
– –
-15,000
Closed -$1.2K
PLTN
229
DELISTED
Plutonian Acquisition Corp. Common Stock
PLTN
– –
-22,196
Closed -$231K
PUCK
230
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– –
-12,414
Closed -$129K
AIB
231
DELISTED
AIB Acquisition Corporation Class A Ordinary Shares
AIB
– –
-11,424
Closed -$124K
TTOO
232
DELISTED
T2 Biosystems, Inc
TTOO
– –
-200
Closed -$1.41K
CLVRW
233
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
– –
-22,705
Closed -$749
IRRX
234
DELISTED
Integrated Rail and Resources Acquisition Corp.
IRRX
– –
-64,642
Closed -$695K
NEPT
235
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
-6,250
Closed -$36.8K
TBLT
236
DELISTED
ToughBuilt Industries, Inc. Common Stock
TBLT
– –
-2,584
Closed -$50.1K
MOBV
237
DELISTED
Mobiv Acquisition Corp Class A Common Stock
MOBV
– –
-44,250
Closed -$468K
ALLG.WS
238
DELISTED
Allego N.V. Warrants, each exercisable for one Ordinary Share at an exercise price of $11.50 per share
ALLG.WS
– –
-21,800
Closed -$6.32K
IGICW
239
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
– –
-480,509
Closed -$294K
ADER
240
DELISTED
26 Capital Acquisition Corp. Class A Common Stock
ADER
– –
-49,934
Closed -$537K
MBSC
241
DELISTED
M3-Brigade Acquisition III Corp.
MBSC
– –
-17,735
Closed -$185K
HHRSW
242
DELISTED
Hammerhead Energy Inc. Warrant
HHRSW
– –
-38,000
Closed -$53.6K
ROIVW
243
DELISTED
Roivant Sciences Ltd. Warrant
ROIVW
– –
-59,772
Closed -$148K
FGMC
244
DELISTED
FG Merger Corp. Common Stock
FGMC
– –
-41,421
Closed -$438K
FGMCW
245
DELISTED
FG Merger Corp. Warrant
FGMCW
– –
-16,502
Closed -$962
PNAC
246
DELISTED
Prime Number Acquisition I Corp. Class A Common Stock
PNAC
– –
-46,800
Closed -$494K
GMVD
247
DELISTED
G Medical Innovations Holdings Ltd. Ordinary Shares
GMVD
– –
-33,000
Closed -$12.6K
POL.WS
248
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
– –
-526,228
Closed -$34.2K
ESHAU
249
DELISTED
ESH Acquisition Corp. Unit
ESHAU
– –
-20,455
Closed -$207K
AFAR
250
DELISTED
Aura FAT Projects Acquisition Corp Class A Ordinary Shares
AFAR
– –
-20,361
Closed -$215K
7 8 9
10
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