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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
201
Vanguard Short-Term Bond ETF
BSV
$44.6B
$260K 0.05%
3,162
-794
-20% -$65.5K
CAG icon
202
Conagra Brands
CAG
$7.23B
$260K 0.05%
6,920
– –
BKNG icon
203
Booking.com
BKNG
$161B
$256K 0.05%
2,800
-25
-0.9% -$2.22K
FDX icon
204
FedEx
FDX
$75.4B
$256K 0.05%
828
-230
-22% -$59.2K
COLIU
205
DELISTED
Colicity Inc. Units
COLIU
$256K 0.05%
+25,395
New +$259K
CLX icon
206
Clorox
CLX
$12.7B
$253K 0.05%
1,395
+3
+0.2% +$577
GPGI
207
GPGI Inc
GPGI
$4.35B
$249K 0.05%
+30,100
New +$256K
ORCL icon
208
Oracle
ORCL
$423B
$247K 0.05%
+3,129
New +$203K
SCHW
209
Charles Schwab
SCHW
$187B
$247K 0.05%
+3,374
New +$205K
ECL icon
210
Ecolab
ECL
$79.9B
$246K 0.05%
1,100
+2
+0.2% +$426
ATH
211
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$246K 0.05%
+3,949
New +$183K
OMCL icon
212
Omnicell
OMCL
$1.68B
$237K 0.05%
1,800
– –
KRE icon
213
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$234K 0.05%
+3,285
New +$205K
PGJ icon
214
Invesco Golden Dragon China ETF
PGJ
$98.7M
$228K 0.05%
3,976
– –
UPS icon
215
United Parcel Service
UPS
$88.9B
$225K 0.04%
1,039
-675
-39% -$109K
EMR icon
216
Emerson Electric
EMR
$88.3B
$224K 0.04%
+2,338
New +$201K
BND icon
217
Vanguard Total Bond Market
BND
$158B
$222K 0.04%
2,604
-2,438
-48% -$210K
DALT
218
DELISTED
Anfield Diversified Alternatives ETF
DALT
$220K 0.04%
21,808
– –
QQQX icon
219
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$219K 0.04%
8,103
– –
WTRE
220
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
$218K 0.04%
+6,291
New +$218K
MO icon
221
Altria Group
MO
$114B
$217K 0.04%
+4,321
New +$194K
IBM icon
222
IBM
IBM
$224B
$212K 0.04%
1,532
-293
-16% -$35.1K
AXP icon
223
American Express
AXP
$230B
$211K 0.04%
1,345
-425
-24% -$56.2K
RSVR
224
Reservoir Media
RSVR
$667M
$211K 0.04%
+21,342
New +$222K
NRACU
225
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$208K 0.04%
+21,000
New +$213K
7 8
9
10 11

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Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.