VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+3.82%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$8.2M
Cap. Flow %
1.62%
Top 10 Hldgs %
35%
Holding
443
New
137
Increased
52
Reduced
133
Closed
82

Top Buys

1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$24.1M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$12.5M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
$1.93M
5
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$1.45M

Top Sells

1
AFB
AllianceBernstein National Municipal Income Fund
AFB
$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.1M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
$3.98M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.57M

Sector Composition

1 Financials 4.24%
2 Technology 3.95%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BSV icon
201
Vanguard Short-Term Bond ETF
BSV
$38.4B
$260K 0.05%
3,162
-794
-20% -$65.3K
CAG icon
202
Conagra Brands
CAG
$9.07B
$260K 0.05%
6,920
– –
FDX icon
203
FedEx
FDX
$53.2B
$256K 0.05%
828
-230
-22% -$71.1K
COLIU
204
DELISTED
Colicity Inc. Units
COLIU
$256K 0.05%
+25,395
New +$256K
BKNG icon
205
Booking.com
BKNG
$181B
$256K 0.05%
112
-1
-0.9% -$2.29K
CLX icon
206
Clorox
CLX
$15.2B
$253K 0.05%
1,395
+3
+0.2% +$544
CMPO icon
207
CompoSecure
CMPO
$1.9B
$249K 0.05%
+30,100
New +$249K
ORCL icon
208
Oracle
ORCL
$626B
$247K 0.05%
+3,129
New +$247K
SCHW icon
209
Charles Schwab
SCHW
$177B
$247K 0.05%
+3,374
New +$247K
ECL icon
210
Ecolab
ECL
$78B
$246K 0.05%
1,100
+2
+0.2% +$447
ATH
211
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$246K 0.05%
+3,949
New +$246K
OMCL icon
212
Omnicell
OMCL
$1.52B
$237K 0.05%
1,800
– –
KRE icon
213
SPDR S&P Regional Banking ETF
KRE
$4.03B
$234K 0.05%
+3,285
New +$234K
PGJ icon
214
Invesco Golden Dragon China ETF
PGJ
$147M
$228K 0.05%
3,976
– –
UPS icon
215
United Parcel Service
UPS
$71.6B
$225K 0.04%
1,039
-675
-39% -$146K
EMR icon
216
Emerson Electric
EMR
$74.9B
$224K 0.04%
+2,338
New +$224K
BND icon
217
Vanguard Total Bond Market
BND
$134B
$222K 0.04%
2,604
-2,438
-48% -$208K
DALT
218
DELISTED
Anfield Diversified Alternatives ETF
DALT
$220K 0.04%
21,808
– –
QQQX icon
219
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.33B
$219K 0.04%
8,103
– –
WTRE
220
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
$218K 0.04%
+6,291
New +$218K
MO icon
221
Altria Group
MO
$112B
$217K 0.04%
+4,321
New +$217K
IBM icon
222
IBM
IBM
$230B
$212K 0.04%
1,532
-293
-16% -$40.5K
AXP icon
223
American Express
AXP
$230B
$211K 0.04%
1,345
-425
-24% -$66.7K
RSVR icon
224
Reservoir Media
RSVR
$515M
$211K 0.04%
+21,342
New +$211K
NRACU
225
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
$208K 0.04%
+21,000
New +$208K
7 8
9
10 11