VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
This Quarter Return
+4.95%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$414M
AUM Growth
+$414M
Cap. Flow
-$28.4M
Cap. Flow %
-6.87%
Top 10 Hldgs %
41.83%
Holding
249
New
23
Increased
63
Reduced
108
Closed
31

Top Buys

1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$19.2M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$14.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$5.29M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
$3.73M
5
MLPA icon
Global X MLP ETF
MLPA
$3.42M

Top Sells

1
RILY icon
B. Riley Financial
RILY
$25.4M
2
ULST icon
SPDR SSGA Ultra Short Term Bond ETF
ULST
$12.9M
3
META icon
Meta Platforms (Facebook)
META
$8.69M
4
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
$3.4M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
$3.32M

Sector Composition

1 Communication Services 4.49%
2 Financials 4.03%
3 Technology 3.27%
4 Healthcare 2.7%
5 Consumer Staples 1.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ADBE icon
201
Adobe
ADBE
$151B
$207K 0.05%
629
-207
-25% -$68.1K
DHR icon
202
Danaher
DHR
$147B
$207K 0.05%
1,348
-147
-10% -$22.6K
TECD
203
DELISTED
Tech Data Corp
TECD
$207K 0.05%
+1,439
New +$207K
NWL icon
204
Newell Brands
NWL
$2.48B
$199K 0.05%
10,358
-7,797
-43% -$150K
GE icon
205
GE Aerospace
GE
$292B
$151K 0.04%
13,516
-244
-2% -$2.73K
DNP icon
206
DNP Select Income Fund
DNP
$3.68B
$133K 0.03%
10,400
– –
AMLP icon
207
Alerian MLP ETF
AMLP
$10.7B
$86K 0.02%
10,121
-18,440
-65% -$157K
MIN
208
MFS Intermediate Income Trust
MIN
$306M
$60K 0.01%
+15,693
New +$60K
GALT icon
209
Galectin Therapeutics
GALT
$274M
$31K 0.01%
10,668
– –
MUX icon
210
McEwen Inc.
MUX
$625M
$13K ﹤0.01%
10,000
– –
NAK
211
Northern Dynasty Minerals
NAK
$497M
$4K ﹤0.01%
10,000
– –
SEMG
212
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-11,984
Closed -$196K
CBM
213
DELISTED
Cambrex Corporation
CBM
– –
-3,829
Closed -$228K
VIAB
214
DELISTED
Viacom Inc. Class B
VIAB
– –
-27,840
Closed -$669K
CVRS
215
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-21,164
Closed -$91K
MDSO
216
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-4,205
Closed -$385K
IBDK
217
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
– –
-39,927
Closed -$992K
CELG
218
DELISTED
Celgene Corp
CELG
– –
-7,878
Closed -$782K
RILY icon
219
B. Riley Financial
RILY
$168M
– –
-1,075,000
Closed -$25.4M
SBUX icon
220
Starbucks
SBUX
$100B
– –
-2,561
Closed -$226K
TYG
221
Tortoise Energy Infrastructure Corp
TYG
$735M
– –
-17,084
Closed -$349K
ULST icon
222
SPDR SSGA Ultra Short Term Bond ETF
ULST
$616M
– –
-319,216
Closed -$12.9M
BA icon
223
Boeing
BA
$177B
– –
-617
Closed -$235K
BND icon
224
Vanguard Total Bond Market
BND
$134B
– –
-6,341
Closed -$535K
BSV icon
225
Vanguard Short-Term Bond ETF
BSV
$38.5B
– –
-4,352
Closed -$352K
6 7 8
9
10