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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+10.73%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$27.6M
Cap. Flow
-$1.37M
Cap. Flow %
-0.41%
Top 10 Hldgs %
31.54%
Holding
227
New
34
Increased
93
Reduced
76
Closed
8

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.38M
2
PNST
Pinstripes Holdings, Inc.
PNST
+$2.31M
3
AAPL icon
Apple
AAPL
+$1.39M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$1.35M
5
ORCL icon
Oracle
ORCL
+$1.26M

Top Sells

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.06M
2
KIO
KKR Income Opportunities Fund
KIO
+$2.71M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$2.41M
4
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$2.36M
5
IQI icon
Invesco Quality Municipal Securities
IQI
+$2.32M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Healthcare 3.61%
3 Financials 3.5%
4 Consumer Discretionary 3.16%
5 Real Estate 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
176
Advanced Micro Devices
AMD
$789B
$277K 0.08%
+1,616
New +$190K
LRCX icon
177
Lam Research
LRCX
$390B
$273K 0.08%
+3,060
New +$209K
HYG icon
178
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$272K 0.08%
3,546
– –
NEE icon
179
NextEra Energy
NEE
$177B
$269K 0.08%
+4,864
New +$277K
AGG icon
180
iShares Core US Aggregate Bond ETF
AGG
$138B
$264K 0.08%
2,726
-1,365
-33% -$130K
SHM icon
181
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$256K 0.08%
5,390
-2,000
-27% -$93.8K
BMY icon
182
Bristol-Myers Squibb
BMY
$132B
$254K 0.08%
5,208
+83
+2% +$4.36K
MCK icon
183
McKesson
MCK
$101B
$253K 0.08%
+501
New +$228K
IVE icon
184
iShares S&P 500 Value ETF
IVE
$49.8B
$249K 0.07%
+1,431
New +$230K
DE icon
185
Deere & Co
DE
$168B
$247K 0.07%
652
+69
+12% +$26K
EZU icon
186
iShare MSCI Eurozone ETF
EZU
$9.91B
$245K 0.07%
+5,246
New +$231K
XLY icon
187
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$243K 0.07%
+2,756
New +$228K
GMS
188
DELISTED
GMS Inc
GMS
$242K 0.07%
+2,835
New +$190K
BND icon
189
Vanguard Total Bond Market
BND
$158B
$240K 0.07%
3,340
+351
+12% +$24.8K
SCZ icon
190
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$240K 0.07%
4,046
– –
IRT icon
191
Independence Realty Trust
IRT
$4.07B
$234K 0.07%
16,281
+121
+0.7% +$1.68K
THS
192
DELISTED
Treehouse Foods
THS
$232K 0.07%
5,532
+32
+0.6% +$1.31K
TRI icon
193
Thomson Reuters
TRI
$44.1B
$229K 0.07%
+1,477
New +$200K
AAVM
194
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$25.9M
$223K 0.07%
+9,367
New +$211K
MDLZ icon
195
Mondelez International
MDLZ
$79.9B
$220K 0.07%
+3,058
New +$210K
TXN icon
196
Texas Instruments
TXN
$261B
$217K 0.07%
+1,382
New +$214K
CRM icon
197
Salesforce
CRM
$158B
$215K 0.06%
+765
New +$173K
GMOM icon
198
Cambria Global Momentum ETF
GMOM
$71.6M
$214K 0.06%
+7,863
New +$211K
VCIT icon
199
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$214K 0.06%
+2,695
New +$208K
MUB icon
200
iShares National Muni Bond ETF
MUB
$45.5B
$214K 0.06%
1,990
-112
-5% -$11.7K
6 7
8
9 10

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Vivaldi Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Vivaldi Capital Management held 227 positions worth $333M, up 9% from $306M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q4 2023 filing shows 34 new, 93 increased, 76 reduced and 8 closed positions. Its largest new stake was Pinstripes Holdings, Inc.: 217,995 shares worth $704K. The largest sale was Are Dynamic Credit Allocation Fund, an estimated $4.06M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q4 2023 buy was Pinstripes Holdings, Inc.: 217,995 shares worth $704K.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2023, an estimated $3.38M increase.
  • Vivaldi Capital Management's biggest Q4 2023 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $2.41M.
  • Vivaldi Capital Management fully exited Are Dynamic Credit Allocation Fund in Q4 2023, selling an estimated $4.06M.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $333M portfolio in Q4 2023.
  • Vivaldi Capital Management opened 34 new positions and closed 8 in Q4 2023.
  • Vivaldi Capital Management's portfolio value rose 9% quarter-over-quarter to $333M.

Based on Vivaldi Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.