VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+3.82%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$8.2M
Cap. Flow %
1.62%
Top 10 Hldgs %
35%
Holding
443
New
137
Increased
52
Reduced
133
Closed
82

Top Buys

1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$24.1M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$12.5M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
$1.93M
5
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$1.45M

Top Sells

1
AFB
AllianceBernstein National Municipal Income Fund
AFB
$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.1M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
$3.98M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.57M

Sector Composition

1 Financials 4.24%
2 Technology 3.95%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RPM icon
176
RPM International
RPM
$16.1B
$349K 0.07%
3,600
– –
FNDE icon
177
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$7.32B
$340K 0.07%
10,832
-713
-6% -$22.4K
FDEC icon
178
FT Vest US Equity Buffer ETF December
FDEC
$1.06B
$339K 0.07%
+10,398
New +$339K
PS
179
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$339K 0.07%
+15,186
New +$339K
UNP icon
180
Union Pacific
UNP
$132B
$337K 0.07%
1,477
-21
-1% -$4.79K
SCZ icon
181
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
$333K 0.07%
4,462
-137
-3% -$10.2K
EMLP icon
182
First Trust North American Energy Infrastructure Fund
EMLP
$3.3B
$326K 0.06%
13,358
– –
NKE icon
183
Nike
NKE
$111B
$326K 0.06%
2,401
-95
-4% -$12.9K
HMSY
184
DELISTED
HMS Holdings Corp.
HMSY
$325K 0.06%
+8,785
New +$325K
CEF icon
185
Sprott Physical Gold and Silver Trust
CEF
$6.44B
$323K 0.06%
16,487
-1,605
-9% -$31.4K
SCHC icon
186
Schwab International Small-Cap Equity ETF
SCHC
$4.77B
$323K 0.06%
7,781
-205
-3% -$8.51K
BMY icon
187
Bristol-Myers Squibb
BMY
$95B
$322K 0.06%
4,964
-1,465
-23% -$95K
PRSP
188
DELISTED
Perspecta Inc. Common Stock
PRSP
$316K 0.06%
+10,893
New +$316K
PBW icon
189
Invesco WilderHill Clean Energy ETF
PBW
$348M
$314K 0.06%
+4,168
New +$314K
ROBO icon
190
ROBO Global Robotics & Automation Index ETF
ROBO
$1.1B
$308K 0.06%
4,978
+1,239
+33% +$76.7K
MSI icon
191
Motorola Solutions
MSI
$79.7B
$303K 0.06%
1,501
– –
NVDA icon
192
NVIDIA
NVDA
$4.18T
$299K 0.06%
21,000
-19,160
-48% -$273K
BK icon
193
Bank of New York Mellon
BK
$74.4B
$298K 0.06%
5,758
– –
JNK icon
194
SPDR Bloomberg High Yield Bond ETF
JNK
$8.09B
$298K 0.06%
2,742
– –
CMI icon
195
Cummins
CMI
$55.2B
$285K 0.06%
+1,072
New +$285K
VCIT icon
196
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.5B
$283K 0.06%
3,010
-200
-6% -$18.8K
VUG icon
197
Vanguard Growth ETF
VUG
$187B
$271K 0.05%
1,021
-45
-4% -$11.9K
BR icon
198
Broadridge
BR
$29.5B
$268K 0.05%
1,642
– –
CVX icon
199
Chevron
CVX
$318B
$268K 0.05%
2,446
-1,835
-43% -$201K
MSB
200
Mesabi Trust
MSB
$412M
$266K 0.05%
7,000
-1,697
-20% -$64.5K
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