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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+11.37%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$468M
AUM Growth
+$17.3M
Cap. Flow
-$7.1M
Cap. Flow %
-1.52%
Top 10 Hldgs %
33.81%
Holding
353
New
72
Increased
90
Reduced
77
Closed
47

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.65M
2
GLPI icon
Gaming and Leisure Properties
GLPI
+$1.62M
3
DHI icon
D.R. Horton
DHI
+$1.54M
4
GE icon
GE Aerospace
GE
+$1.32M
5
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$1.05M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.49M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$2.84M
3
RSF
RiverNorth Capital and Income Fund
RSF
+$2.31M
4
BYM
BlackRock Municipal Income Quality Trust
BYM
+$2.01M
5
NEE icon
NextEra Energy
NEE
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 4.54%
2 Financials 3.54%
3 Consumer Discretionary 2.74%
4 Healthcare 2.3%
5 Communication Services 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
176
Morgan Stanley
MS
$340B
$324K 0.07%
4,726
-1,976
-29% -$113K
SCPE
177
DELISTED
SC Health Corporation
SCPE
$324K 0.07%
31,604
– –
IBB icon
178
iShares Biotechnology ETF
IBB
$9.77B
$322K 0.07%
2,126
+621
+41% +$88.7K
MINT icon
179
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$316K 0.07%
+3,092
New +$315K
SCZ icon
180
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$314K 0.07%
4,599
-243
-5% -$15.3K
UNP icon
181
Union Pacific
UNP
$174B
$312K 0.07%
1,498
-118
-7% -$23.6K
VCIT icon
182
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$312K 0.07%
3,210
– –
IDV icon
183
iShares International Select Dividend ETF
IDV
$8.51B
$311K 0.07%
10,538
-300
-3% -$8.2K
BN icon
184
Brookfield
BN
$108B
$309K 0.07%
13,973
-3
-0% -$60
MUDSU
185
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$309K 0.07%
+30,000
New +$306K
THS
186
DELISTED
Treehouse Foods
THS
$306K 0.07%
7,200
– –
SCHC icon
187
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$301K 0.06%
7,986
– –
JNK icon
188
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$299K 0.06%
2,742
– –
CRSP icon
189
CRISPR Therapeutics
CRSP
$5.17B
$292K 0.06%
+1,908
New +$226K
UPS icon
190
United Parcel Service
UPS
$88.9B
$289K 0.06%
+1,714
New +$289K
PRU icon
191
Prudential Financial
PRU
$41.8B
$284K 0.06%
3,639
-179
-5% -$12.9K
CLX icon
192
Clorox
CLX
$12.7B
$281K 0.06%
1,392
– –
EMLP icon
193
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$280K 0.06%
13,358
+1,950
+17% +$40.5K
XLF icon
194
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$276K 0.06%
9,361
-636
-6% -$17K
FDX icon
195
FedEx
FDX
$75.4B
$275K 0.06%
1,058
-190
-15% -$52.6K
VUG icon
196
Vanguard Morningstar Growth ETF
VUG
$231B
$270K 0.06%
6,396
– –
NMMC
197
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$268K 0.06%
+25,982
New +$267K
WIZ
198
DELISTED
Alpha Architect Merlyn.AI Bull-Rider Bear-Fighter ETF
WIZ
$265K 0.06%
7,956
– –
MSI icon
199
Motorola Solutions
MSI
$77.4B
$255K 0.05%
1,501
– –
PGJ icon
200
Invesco Golden Dragon China ETF
PGJ
$98.7M
$254K 0.05%
3,976
– –
6 7
8
9 10

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Vivaldi Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Vivaldi Capital Management held 353 positions worth $468M, up 3.8% from $450M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vivaldi Capital Management's Q4 2020 filing shows 72 new, 90 increased, 77 reduced and 47 closed positions. Its largest new stake was D.R. Horton: 21,053 shares worth $1.45M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $3.49M.

By sector, the portfolio is most concentrated in Technology at 4.5% of assets, down from 4.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q4 2020 buy was D.R. Horton: 21,053 shares worth $1.45M.
  • Vivaldi Capital Management added most to iShares Short-Term National Muni Bond ETF in Q4 2020, an estimated $1.65M increase.
  • Vivaldi Capital Management's biggest Q4 2020 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $3.49M.
  • Vivaldi Capital Management fully exited BlackRock Municipal Income Quality Trust in Q4 2020, selling an estimated $2.01M.
  • Vivaldi Capital Management's ten largest holdings make up 34% of its $468M portfolio in Q4 2020.
  • Vivaldi Capital Management opened 72 new positions and closed 47 in Q4 2020.
  • Vivaldi Capital Management's portfolio value rose 3.8% quarter-over-quarter to $468M.

Based on Vivaldi Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.