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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.95%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$414M
AUM Growth
-$8.6M
(-2%)
Cap. Flow
-$27.6M
Cap. Flow
% of AUM
-6.67%
Top 10 Holdings %
Top 10 Hldgs %
41.83%
Holding
249
New
23
Increased
63
Reduced
108
Closed
31
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$19.3M |
| 2 |
iShares Ultra Short Duration Bond Active ETF
ICSH
|
+$14.2M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$5.29M |
| 4 |
Nuveen Floating Rate Income Fund
JFR
|
+$3.5M |
| 5 |
Global X MLP ETF
MLPA
|
+$3.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BRC Group Holdings
RILY
|
+$25.4M |
| 2 |
State Street Ultra Short Term Bond ETF
ULST
|
+$12.9M |
| 3 |
Meta Platforms (Facebook)
META
|
+$8.2M |
| 4 |
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
|
+$3.36M |
| 5 |
BlackRock Corporate High Yield Fund
HYT
|
+$3.32M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 4.49% |
| 2 | Financials | 4.03% |
| 3 | Technology | 3.27% |
| 4 | Healthcare | 2.7% |
| 5 | Consumer Staples | 1.26% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.7B
| $269K | 0.07% |
945
+4
| +0.4% | +$1.1K |
|
177
Corning
GLW
$126B
| $268K | 0.06% |
9,211
-13,144
| -59% | -$381K |
|
|
FITB
178
Fifth Third Bancorp
FITB
$51.6B
| $257K | 0.06% |
8,360
-95
| -1% | -$2.79K |
|
179
iShares Gold Trust
IAU
$62.9B
| $254K | 0.06% |
+8,750
| New | +$248K |
|
180
iShares National Muni Bond ETF
MUB
$45.2B
| $252K | 0.06% |
2,214
| – | – |
|
|
PEGI
181
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $251K | 0.06% |
+9,378
| New | +$255K |
|
182
Nike
NKE
$63.3B
| $249K | 0.06% |
2,457
-700
| -22% | -$66K |
|
183
Target
TGT
$67.8B
| $245K | 0.06% |
1,910
-844
| -31% | -$99.1K |
|
184
iShares Russell 1000 ETF
IWB
$49B
| $242K | 0.06% |
+1,354
| New | +$231K |
|
185
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
| $240K | 0.06% |
+2,351
| New | +$226K |
|
186
Valero Energy
VLO
$88.5B
| $237K | 0.06% |
2,528
-166
| -6% | -$15.7K |
|
187
Enbridge
ENB
$118B
| $234K | 0.06% |
5,893
-35
| -0.6% | -$1.31K |
|
188
VanEck IG Floating Rate ETF
FLTR
$2.97B
| $229K | 0.06% |
9,050
-1,000
| -10% | -$25.3K |
|
189
Ecolab
ECL
$78.6B
| $228K | 0.06% |
1,184
-148
| -11% | -$28.1K |
|
190
Morgan Stanley
MS
$332B
| $228K | 0.06% |
4,469
-486
| -10% | -$23K |
|
191
Booking.com
BKNG
$149B
| $226K | 0.05% |
2,750
-775
| -22% | -$60.9K |
|
192
International Paper
IP
$21.9B
| $226K | 0.05% |
5,186
-482
| -9% | -$20.2K |
|
|
ARQL
193
DELISTED
Arqule Inc
ARQL
| $221K | 0.05% |
+11,075
| New | +$128K |
|
194
Gilead Sciences
GILD
$163B
| $220K | 0.05% |
3,392
-717
| -17% | -$46.7K |
|
195
iShares Mortgage Real Estate ETF
REM
$539M
| $220K | 0.05% |
4,943
+148
| +3% | +$6.41K |
|
|
RSF
196
RiverNorth Capital and Income Fund
RSF
$58.7M
| $220K | 0.05% |
12,336
-89,169
| -88% | -$1.62M |
|
|
WBA
197
DELISTED
Walgreens Boots Alliance
WBA
| $220K | 0.05% |
3,732
-4,372
| -54% | -$252K |
|
198
Becton Dickinson
BDX
$46.9B
| $219K | 0.05% |
824
-33
| -4% | -$8.23K |
|
199
Clorox
CLX
$11.9B
| $215K | 0.05% |
1,403
-135
| -9% | -$20.2K |
|
200
Linde
LIN
$221B
| $208K | 0.05% |
979
-54
| -5% | -$10.9K |
|
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Vivaldi Capital Management's Q4 2019 Portfolio in Review
As of Q4 2019, Vivaldi Capital Management held 249 positions worth $414M, down 2% from $422M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Vivaldi Capital Management withdrew a net $27.6M in Q4 2019, closing 31 positions and reducing 108 holdings. Its most notable exit was BRC Group Holdings, an estimated $25.4M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 4.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.
Against the trend, Vivaldi Capital Management opened a new position in First Trust Enhanced Short Maturity ETF worth $19.2M.
- Vivaldi Capital Management's largest Q4 2019 buy was First Trust Enhanced Short Maturity ETF: 320,292 shares worth $19.2M.
- Vivaldi Capital Management added most to iShares Ultra Short Duration Bond Active ETF in Q4 2019, an estimated $14.2M increase.
- Vivaldi Capital Management's biggest Q4 2019 reduction was Meta Platforms (Facebook), cutting an estimated $8.2M.
- Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2019, selling an estimated $25.4M.
- Vivaldi Capital Management's ten largest holdings make up 42% of its $414M portfolio in Q4 2019.
- Vivaldi Capital Management opened 23 new positions and closed 31 in Q4 2019.
- Vivaldi Capital Management's portfolio value fell 2% quarter-over-quarter to $414M.
Based on Vivaldi Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.