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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.52%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$360M
AUM Growth
+$128M
Cap. Flow
+$108M
Cap. Flow %
29.99%
Top 10 Hldgs %
35.29%
Holding
251
New
51
Increased
92
Reduced
64
Closed
23

Top Buys

Rank Stock Value
1
VAM
Vivaldi Opportunities Fund
VAM
+$21.7M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$9.7M
3
RILY icon
BRC Group Holdings
RILY
+$3.98M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.51M
5
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$2.77M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$1.68M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$1.66M
3
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$1.51M
4
VLP
Valero Energy Partners LP
VLP
+$1.34M
5
VVC
Vectren Corporation
VVC
+$1.34M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Technology 3.7%
3 Healthcare 2.94%
4 Communication Services 2.31%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUC icon
176
BlackRock MuniHoldings California Quality Fund
MUC
$999M
$309K 0.09%
23,297
+39
+0.2% +$506
DEM icon
177
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$307K 0.09%
7,000
-3,171
-31% -$137K
EVM
178
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$307K 0.09%
29,106
-8,052
-22% -$83.7K
WTW icon
179
Willis Towers Watson
WTW
$31.7B
$306K 0.09%
1,740
-10
-0.6% -$1.66K
VGK icon
180
Vanguard FTSE Europe ETF
VGK
$31.1B
$302K 0.08%
5,638
-722
-11% -$37.7K
AMGN icon
181
Amgen
AMGN
$204B
$301K 0.08%
1,585
+279
+21% +$53.3K
BRK.A icon
182
Berkshire Hathaway Class A
BRK.A
$1.1T
$301K 0.08%
1
– –
ITOT icon
183
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$300K 0.08%
+4,665
New +$289K
FCX icon
184
Freeport-McMoran
FCX
$96.7B
$295K 0.08%
+22,901
New +$277K
PYPL icon
185
PayPal
PYPL
$50.1B
$294K 0.08%
2,827
-944
-25% -$89.4K
BFZ
186
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$292K 0.08%
22,777
+82
+0.4% +$1.03K
KRE icon
187
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
$282K 0.08%
+5,495
New +$293K
XLK icon
188
State Street Technology Select Sector SPDR ETF
XLK
$123B
$282K 0.08%
+7,630
New +$261K
VOOG icon
189
Vanguard S&P 500 Growth ETF
VOOG
$27B
$271K 0.08%
10,500
– –
PRU icon
190
Prudential Financial
PRU
$42.7B
$270K 0.08%
2,936
+37
+1% +$3.41K
MRK icon
191
Merck
MRK
$316B
$268K 0.07%
3,382
-407
-11% -$30.4K
BND icon
192
Vanguard Total Bond Market
BND
$158B
$267K 0.07%
3,286
-6
-0.2% -$479
CBRE icon
193
CBRE Group
CBRE
$43B
$248K 0.07%
5,012
-14
-0.3% -$657
LXFT
194
DELISTED
Luxoft Holding, Inc.
LXFT
$248K 0.07%
+4,220
New +$240K
MUB icon
195
iShares National Muni Bond ETF
MUB
$45.4B
$246K 0.07%
2,214
– –
BKNG icon
196
Booking.com
BKNG
$151B
$229K 0.06%
3,275
-925
-22% -$66K
BAC icon
197
Bank of America
BAC
$440B
$228K 0.06%
8,264
-787
-9% -$22.2K
MA icon
198
Mastercard
MA
$500B
$226K 0.06%
+958
New +$206K
QTNA
199
DELISTED
Quantenna Communications, Inc. Common Stock
QTNA
$225K 0.06%
+9,236
New +$161K
CLX icon
200
Clorox
CLX
$12.7B
$222K 0.06%
1,384
-15
-1% -$2.33K
6 7
8
9 10

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Vivaldi Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Vivaldi Capital Management held 251 positions worth $360M, up 55% from $232M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management deployed $108M of net new capital in Q1 2019, opening 51 new positions and adding to 92 existing holdings. Its largest new stake was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.7% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DTF Tax-Free Income 2028 Term Fund, an estimated $1.51M trimmed.

  • Vivaldi Capital Management's largest Q1 2019 buy was State Street Ultra Short Term Bond ETF: 240,939 shares worth $9.72M.
  • Vivaldi Capital Management added most to Vivaldi Opportunities Fund in Q1 2019, an estimated $21.7M increase.
  • Vivaldi Capital Management's biggest Q1 2019 reduction was DTF Tax-Free Income 2028 Term Fund, cutting an estimated $1.51M.
  • Vivaldi Capital Management fully exited Shire pic in Q1 2019, selling an estimated $1.68M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $360M portfolio in Q1 2019.
  • Vivaldi Capital Management opened 51 new positions and closed 23 in Q1 2019.
  • Vivaldi Capital Management's portfolio value rose 55% quarter-over-quarter to $360M.

Based on Vivaldi Capital Management's 13F filing for Q1 2019, filed 15 May 2019.