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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.55%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$331M
AUM Growth
-$72.4M
Cap. Flow
-$85.1M
Cap. Flow %
-25.73%
Top 10 Hldgs %
30.29%
Holding
255
New
13
Increased
41
Reduced
124
Closed
52

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.89M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9.25M
3
KIO
KKR Income Opportunities Fund
KIO
+$2.57M
4
PML
PIMCO Municipal Income Fund II
PML
+$1.91M
5
MVT
BlackRock MuniVest Fund II
MVT
+$1.75M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.57M
2
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.75M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.52M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.31M

Sector Composition

Rank Sector Weight
1 Real Estate 5.34%
2 Technology 5.29%
3 Financials 2.98%
4 Healthcare 2.92%
5 Consumer Discretionary 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFUV icon
151
Dimensional US Marketwide Value ETF
DFUV
$15.8B
$286K 0.09%
8,546
+15
+0.2% +$513
SHV icon
152
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$285K 0.09%
2,576
+8
+0.3% +$881
IWF icon
153
iShares Russell 1000 Growth ETF
IWF
$128B
$284K 0.09%
4,648
-22,192
-83% -$1.28M
TGT icon
154
Target
TGT
$68B
$284K 0.09%
1,712
-2,269
-57% -$373K
IAGG icon
155
iShares Core International Aggregate Bond Fund
IAGG
$11B
$279K 0.08%
5,709
-279
-5% -$13.5K
THS
156
DELISTED
Treehouse Foods
THS
$277K 0.08%
5,500
– –
SCHZ icon
157
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$274K 0.08%
11,676
-270
-2% -$6.28K
HYG icon
158
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$268K 0.08%
3,546
– –
INTC icon
159
Intel
INTC
$513B
$268K 0.08%
8,193
-550
-6% -$15.6K
XLV icon
160
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$266K 0.08%
2,054
-1,103
-35% -$144K
MOAT icon
161
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$265K 0.08%
3,588
– –
CAG icon
162
Conagra Brands
CAG
$7.23B
$263K 0.08%
7,011
-32
-0.5% -$1.19K
NEE icon
163
NextEra Energy
NEE
$177B
$261K 0.08%
3,389
-2,287
-40% -$176K
CMI icon
164
Cummins
CMI
$88.7B
$260K 0.08%
1,088
+6
+0.6% +$1.47K
BNY
165
Bank of New York Mellon
BNY
$107B
$259K 0.08%
5,708
-19
-0.3% -$921
IRT icon
166
Independence Realty Trust
IRT
$4.07B
$259K 0.08%
16,160
– –
AAXJ icon
167
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$253K 0.08%
3,725
-10,109
-73% -$690K
DNOV icon
168
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$251K 0.08%
+7,315
New +$246K
BR icon
169
Broadridge
BR
$19B
$243K 0.07%
1,658
-36
-2% -$5.15K
SCZ icon
170
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$241K 0.07%
4,046
– –
MLPA icon
171
Global X MLP ETF
MLPA
$2.26B
$240K 0.07%
5,781
-44,872
-89% -$1.9M
ERTH icon
172
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$240K 0.07%
4,883
+1
+0% +$50
ESGU icon
173
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$239K 0.07%
2,647
– –
RPM icon
174
RPM International
RPM
$15B
$238K 0.07%
2,730
– –
XLF icon
175
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$236K 0.07%
7,346
-8,129
-53% -$282K
5 6
7
8 9

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Vivaldi Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Vivaldi Capital Management held 255 positions worth $331M, down 18% from $403M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management withdrew a net $85.1M in Q1 2023, closing 52 positions and reducing 124 holdings. Its most notable exit was iShares iBonds Dec 2023 Term Treasury ETF, an estimated $5.85M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 5.3% of assets, up from 4.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Vivaldi Capital Management opened a new position in KKR Income Opportunities Fund worth $2.5M.

  • Vivaldi Capital Management's largest Q1 2023 buy was KKR Income Opportunities Fund: 227,893 shares worth $2.5M.
  • Vivaldi Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2023, an estimated $9.89M increase.
  • Vivaldi Capital Management's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.57M.
  • Vivaldi Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q1 2023, selling an estimated $5.85M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $331M portfolio in Q1 2023.
  • Vivaldi Capital Management opened 13 new positions and closed 52 in Q1 2023.
  • Vivaldi Capital Management's portfolio value fell 18% quarter-over-quarter to $331M.

Based on Vivaldi Capital Management's 13F filing for Q1 2023, filed 12 May 2023.