We are live on ! Find out more
VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
151
Goldman Sachs
GS
$303B
$461K 0.09%
1,250
-256
-17% -$79.7K
WMT icon
152
Walmart Inc
WMT
$890B
$454K 0.09%
9,762
-1,653
-14% -$76.6K
MTCH icon
153
Match Group
MTCH
$8.55B
$451K 0.09%
3,170
-884
-22% -$133K
CMCSA icon
154
Comcast
CMCSA
$90B
$450K 0.09%
7,668
-1,725
-18% -$91.1K
FPE icon
155
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$444K 0.09%
21,825
– –
BRK.A icon
156
Berkshire Hathaway Class A
BRK.A
$1.12T
$437K 0.09%
1
– –
CBRE icon
157
CBRE Group
CBRE
$42.9B
$434K 0.09%
5,029
-1,533
-23% -$108K
VOOG icon
158
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$429K 0.08%
10,500
– –
MS icon
159
Morgan Stanley
MS
$340B
$413K 0.08%
4,726
– –
NEE icon
160
NextEra Energy
NEE
$177B
$413K 0.08%
5,645
-1,995
-26% -$156K
IAGG icon
161
iShares Core International Aggregate Bond Fund
IAGG
$11B
$407K 0.08%
7,441
– –
LLY icon
162
Eli Lilly
LLY
$1.06T
$407K 0.08%
2,075
-54
-3% -$10.6K
BAC icon
163
Bank of America
BAC
$442B
$405K 0.08%
9,569
-2,797
-23% -$96.5K
IGSB icon
164
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$400K 0.08%
7,300
– –
PRU icon
165
Prudential Financial
PRU
$41.8B
$392K 0.08%
3,639
– –
VSS icon
166
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$392K 0.08%
2,933
– –
ERTH icon
167
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$375K 0.07%
+5,310
New +$413K
THS
168
DELISTED
Treehouse Foods
THS
$366K 0.07%
7,200
– –
XLF icon
169
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$366K 0.07%
9,659
+298
+3% +$9.57K
XLV icon
170
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$359K 0.07%
2,908
+7
+0.2% +$808
IQI icon
171
Invesco Quality Municipal Securities
IQI
$534M
$356K 0.07%
27,169
-189,858
-87% -$2.45M
BLK icon
172
Blackrock
BLK
$176B
$354K 0.07%
413
-133
-24% -$96.5K
PPLI
173
People Inc
PPLI
$3.1B
$354K 0.07%
2,838
-1,149
-29% -$143K
IDV icon
174
iShares International Select Dividend ETF
IDV
$8.51B
$354K 0.07%
10,538
– –
BN icon
175
Brookfield
BN
$108B
$351K 0.07%
13,552
-421
-3% -$9.39K
5 6
7
8 9

Similar funds

AGAM
Avalon Global Asset Management San Francisco, California $724M AUM 52.97% 1-Year Est. Return
PPW
Pasadena Private Wealth Pasadena, California $723M AUM 18.72% 1-Year Est. Return
TFHU
TLT Family Holdco ULC Toronto $724M AUM 24.23% 1-Year Est. Return
FAN
Financial Advisors Network Tustin, California $724M AUM 14.91% 1-Year Est. Return
ZDA
Zweig-DiMenna Associates New York $722M AUM 97.69% 1-Year Est. Return
FIS
FCPM III Services Naarden, Netherlands $722M AUM 73.61% 1-Year Est. Return
F
FIFTHDELTA London, United Kingdom $725M AUM 11.7% 1-Year Est. Return
TC
Torno Capital Cohasset, Massachusetts $725M AUM 62.71% 1-Year Est. Return

Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.