VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+3.82%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$8.2M
Cap. Flow %
1.62%
Top 10 Hldgs %
35%
Holding
443
New
137
Increased
52
Reduced
133
Closed
82

Top Buys

1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$24.1M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$12.5M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
$1.93M
5
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$1.45M

Top Sells

1
AFB
AllianceBernstein National Municipal Income Fund
AFB
$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.1M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
$3.98M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.57M

Sector Composition

1 Financials 4.24%
2 Technology 3.95%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GS icon
151
Goldman Sachs
GS
$227B
$461K 0.09%
1,250
-256
-17% -$94.4K
WMT icon
152
Walmart
WMT
$805B
$454K 0.09%
9,762
-1,653
-14% -$76.9K
MTCH icon
153
Match Group
MTCH
$9B
$451K 0.09%
3,170
-884
-22% -$126K
CMCSA icon
154
Comcast
CMCSA
$125B
$450K 0.09%
7,668
-1,725
-18% -$101K
FPE icon
155
First Trust Preferred Securities and Income ETF
FPE
$6.11B
$444K 0.09%
21,825
– –
BRK.A icon
156
Berkshire Hathaway Class A
BRK.A
$1.09T
$437K 0.09%
1
– –
CBRE icon
157
CBRE Group
CBRE
$48.1B
$434K 0.09%
5,029
-1,533
-23% -$132K
VOOG icon
158
Vanguard S&P 500 Growth ETF
VOOG
$19.4B
$429K 0.08%
1,750
– –
MS icon
159
Morgan Stanley
MS
$240B
$413K 0.08%
4,726
– –
NEE icon
160
NextEra Energy, Inc.
NEE
$146B
$413K 0.08%
5,645
-1,995
-26% -$146K
IAGG icon
161
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$407K 0.08%
7,441
– –
LLY icon
162
Eli Lilly
LLY
$666B
$407K 0.08%
2,075
-54
-3% -$10.6K
BAC icon
163
Bank of America
BAC
$375B
$405K 0.08%
9,569
-2,797
-23% -$118K
IGSB icon
164
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$400K 0.08%
7,300
– –
PRU icon
165
Prudential Financial
PRU
$38.3B
$392K 0.08%
3,639
– –
VSS icon
166
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.67B
$392K 0.08%
2,933
– –
ERTH icon
167
Invesco MSCI Sustainable Future ETF
ERTH
$141M
$375K 0.07%
+5,310
New +$375K
THS icon
168
Treehouse Foods
THS
$917M
$366K 0.07%
7,200
– –
XLF icon
169
Financial Select Sector SPDR Fund
XLF
$54.2B
$366K 0.07%
9,659
+298
+3% +$11.3K
XLV icon
170
Health Care Select Sector SPDR Fund
XLV
$33.9B
$359K 0.07%
2,908
+7
+0.2% +$864
IQI icon
171
Invesco Quality Municipal Securities
IQI
$503M
$356K 0.07%
27,169
-189,858
-87% -$2.49M
BLK icon
172
Blackrock
BLK
$172B
$354K 0.07%
413
-133
-24% -$114K
IAC icon
173
IAC Inc
IAC
$2.95B
$354K 0.07%
2,838
-1,149
-29% -$143K
IDV icon
174
iShares International Select Dividend ETF
IDV
$5.73B
$354K 0.07%
10,538
– –
BN icon
175
Brookfield
BN
$99.6B
$351K 0.07%
9,035
-280
-3% -$10.9K
5 6
7
8 9