Vivaldi Capital Management Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$19.3M |
| 2 |
iShares Ultra Short Duration Bond Active ETF
ICSH
|
+$14.2M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$5.29M |
| 4 |
Nuveen Floating Rate Income Fund
JFR
|
+$3.5M |
| 5 |
Global X MLP ETF
MLPA
|
+$3.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BRC Group Holdings
RILY
|
+$25.4M |
| 2 |
State Street Ultra Short Term Bond ETF
ULST
|
+$12.9M |
| 3 |
Meta Platforms (Facebook)
META
|
+$8.2M |
| 4 |
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
|
+$3.36M |
| 5 |
BlackRock Corporate High Yield Fund
HYT
|
+$3.32M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 4.49% |
| 2 | Financials | 4.03% |
| 3 | Technology | 3.27% |
| 4 | Healthcare | 2.7% |
| 5 | Consumer Staples | 1.26% |
Similar funds
Vivaldi Capital Management's Q4 2019 Portfolio in Review
As of Q4 2019, Vivaldi Capital Management held 249 positions worth $414M, down 2% from $422M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Vivaldi Capital Management withdrew a net $27.6M in Q4 2019, closing 31 positions and reducing 108 holdings. Its most notable exit was BRC Group Holdings, an estimated $25.4M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 4.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.
Against the trend, Vivaldi Capital Management opened a new position in First Trust Enhanced Short Maturity ETF worth $19.2M.
- Vivaldi Capital Management's largest Q4 2019 buy was First Trust Enhanced Short Maturity ETF: 320,292 shares worth $19.2M.
- Vivaldi Capital Management added most to iShares Ultra Short Duration Bond Active ETF in Q4 2019, an estimated $14.2M increase.
- Vivaldi Capital Management's biggest Q4 2019 reduction was Meta Platforms (Facebook), cutting an estimated $8.2M.
- Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2019, selling an estimated $25.4M.
- Vivaldi Capital Management's ten largest holdings make up 42% of its $414M portfolio in Q4 2019.
- Vivaldi Capital Management opened 23 new positions and closed 31 in Q4 2019.
- Vivaldi Capital Management's portfolio value fell 2% quarter-over-quarter to $414M.
Based on Vivaldi Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.