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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CME icon
126
CME Group
CME
$94.8B
$604K 0.12%
2,785
-54
-2% -$10.6K
KO icon
127
Coca-Cola
KO
$375B
$602K 0.12%
11,008
-179
-2% -$9.01K
GWPH
128
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$591K 0.12%
+2,727
New +$513K
HYG icon
129
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$577K 0.11%
+6,611
New +$575K
ARKG icon
130
ARK Genomic Revolution ETF
ARKG
$1.73B
$572K 0.11%
+7,472
New +$741K
SHYG icon
131
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$572K 0.11%
+12,494
New +$569K
IYW icon
132
iShares US Technology ETF
IYW
$25.2B
$566K 0.11%
6,308
-780
-11% -$68.3K
AGG icon
133
iShares Core US Aggregate Bond ETF
AGG
$138B
$565K 0.11%
4,940
-680
-12% -$78.7K
EEM icon
134
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$564K 0.11%
10,660
+1,937
+22% +$106K
MRK icon
135
Merck
MRK
$318B
$564K 0.11%
7,549
-259
-3% -$19.1K
CHRW icon
136
C.H. Robinson
CHRW
$17.5B
$562K 0.11%
5,629
-400
-7% -$37.4K
HON icon
137
Honeywell
HON
$78B
$541K 0.11%
2,524
-308
-11% -$60.1K
IBDN
138
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$537K 0.11%
21,107
– –
BIP icon
139
Brookfield Infrastructure Partners
BIP
$18B
$527K 0.1%
15,000
– –
WORK
140
DELISTED
Slack Technologies, Inc.
WORK
$513K 0.1%
12,625
+7,642
+153% +$320K
MA icon
141
Mastercard
MA
$493B
$509K 0.1%
1,399
-1
-0.1% -$349
VPL icon
142
Vanguard FTSE Pacific ETF
VPL
$8.43B
$492K 0.1%
6,015
– –
SHM icon
143
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$483K 0.1%
9,750
-2,835
-23% -$141K
DE icon
144
Deere & Co
DE
$168B
$481K 0.1%
1,252
+3
+0.2% +$985
V icon
145
Visa
V
$677B
$479K 0.09%
2,111
-326
-13% -$68.6K
IPHI
146
DELISTED
INPHI CORPORATION
IPHI
$476K 0.09%
+2,668
New +$446K
STAY
147
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$472K 0.09%
+23,890
New +$390K
ESGU icon
148
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$467K 0.09%
+4,908
New +$436K
MCD icon
149
McDonald's
MCD
$195B
$463K 0.09%
1,997
-834
-29% -$178K
WTW icon
150
Willis Towers Watson
WTW
$32B
$463K 0.09%
1,747
– –
4 5
6
7 8

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Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.