VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+3.82%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$8.2M
Cap. Flow %
1.62%
Top 10 Hldgs %
35%
Holding
443
New
137
Increased
52
Reduced
133
Closed
82

Top Buys

1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$24.1M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$12.5M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
$1.93M
5
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$1.45M

Top Sells

1
AFB
AllianceBernstein National Municipal Income Fund
AFB
$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.1M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
$3.98M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.57M

Sector Composition

1 Financials 4.24%
2 Technology 3.95%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CME icon
126
CME Group
CME
$96.4B
$604K 0.12%
2,785
-54
-2% -$11.7K
KO icon
127
Coca-Cola
KO
$294B
$602K 0.12%
11,008
-179
-2% -$9.79K
GWPH
128
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$591K 0.12%
+2,727
New +$591K
HYG icon
129
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$577K 0.11%
+6,611
New +$577K
ARKG icon
130
ARK Genomic Revolution ETF
ARKG
$1.05B
$572K 0.11%
+7,472
New +$572K
SHYG icon
131
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.27B
$572K 0.11%
+12,494
New +$572K
IYW icon
132
iShares US Technology ETF
IYW
$23.1B
$566K 0.11%
6,308
-780
-11% -$70K
AGG icon
133
iShares Core US Aggregate Bond ETF
AGG
$131B
$565K 0.11%
4,940
-680
-12% -$77.8K
EEM icon
134
iShares MSCI Emerging Markets ETF
EEM
$19B
$564K 0.11%
10,660
+1,937
+22% +$102K
MRK icon
135
Merck
MRK
$210B
$564K 0.11%
7,549
-259
-3% -$19.4K
CHRW icon
136
C.H. Robinson
CHRW
$15.1B
$562K 0.11%
5,629
-400
-7% -$39.9K
HON icon
137
Honeywell
HON
$137B
$541K 0.11%
2,379
-290
-11% -$65.9K
IBDN
138
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$537K 0.11%
21,107
– –
BIP icon
139
Brookfield Infrastructure Partners
BIP
$14.1B
$527K 0.1%
15,000
– –
WORK
140
DELISTED
Slack Technologies, Inc.
WORK
$513K 0.1%
12,625
+7,642
+153% +$311K
MA icon
141
Mastercard
MA
$538B
$509K 0.1%
1,399
-1
-0.1% -$364
VPL icon
142
Vanguard FTSE Pacific ETF
VPL
$7.75B
$492K 0.1%
6,015
– –
SHM icon
143
SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.44B
$483K 0.1%
9,750
-2,835
-23% -$140K
DE icon
144
Deere & Co
DE
$128B
$481K 0.1%
1,252
+3
+0.2% +$1.15K
V icon
145
Visa
V
$681B
$479K 0.09%
2,111
-326
-13% -$74K
IPHI
146
DELISTED
INPHI CORPORATION
IPHI
$476K 0.09%
+2,668
New +$476K
STAY
147
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$472K 0.09%
+23,890
New +$472K
ESGU icon
148
iShares ESG Aware MSCI USA ETF
ESGU
$14.3B
$467K 0.09%
+4,908
New +$467K
MCD icon
149
McDonald's
MCD
$226B
$463K 0.09%
1,997
-834
-29% -$193K
WTW icon
150
Willis Towers Watson
WTW
$32.2B
$463K 0.09%
1,747
– –
4 5
6
7 8