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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$414M
AUM Growth
-$8.6M
Cap. Flow
-$27.6M
Cap. Flow %
-6.67%
Top 10 Hldgs %
41.83%
Holding
249
New
23
Increased
63
Reduced
108
Closed
31

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.3M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$14.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.29M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.5M
5
MLPA icon
Global X MLP ETF
MLPA
+$3.37M

Top Sells

Rank Stock Value
1
RILY icon
BRC Group Holdings
RILY
+$25.4M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$12.9M
3
META icon
Meta Platforms (Facebook)
META
+$8.2M
4
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.36M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$3.32M

Sector Composition

Rank Sector Weight
1 Communication Services 4.49%
2 Financials 4.03%
3 Technology 3.27%
4 Healthcare 2.7%
5 Consumer Staples 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSS icon
126
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.6B
$480K 0.12%
4,317
-72
-2% -$7.68K
VBR icon
127
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$471K 0.11%
3,437
+15
+0.4% +$1.99K
VPL icon
128
Vanguard FTSE Pacific ETF
VPL
$8.35B
$469K 0.11%
6,742
+495
+8% +$33.9K
CEV
129
Eaton Vance California Municipal Income Trust
CEV
$71.3M
$457K 0.11%
33,911
+17,621
+108% +$235K
MCA
130
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$455K 0.11%
32,017
+16,476
+106% +$235K
FDX icon
131
FedEx
FDX
$74.5B
$453K 0.11%
3,009
-3,081
-51% -$475K
IEUR icon
132
iShares Core MSCI Europe ETF
IEUR
$9.08B
$449K 0.11%
9,000
– –
VZ icon
133
Verizon
VZ
$194B
$444K 0.11%
7,227
-2,010
-22% -$121K
CEFS icon
134
Saba Closed-End Funds ETF
CEFS
$433M
$440K 0.11%
21,245
– –
DEM icon
135
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$435K 0.11%
9,509
– –
IAGG icon
136
iShares Core International Aggregate Bond Fund
IAGG
$11B
$431K 0.1%
7,869
-138
-2% -$7.6K
USB icon
137
US Bancorp
USB
$101B
$430K 0.1%
7,250
-513
-7% -$29.7K
INXN
138
DELISTED
Interxion Holding N.V.
INXN
$430K 0.1%
+5,126
New +$428K
KO icon
139
Coca-Cola
KO
$371B
$420K 0.1%
7,582
-5,035
-40% -$271K
CSCO icon
140
Cisco
CSCO
$476B
$417K 0.1%
8,695
-1,622
-16% -$75.4K
AGG icon
141
iShares Core US Aggregate Bond ETF
AGG
$138B
$416K 0.1%
3,700
+51
+1% +$5.75K
IEF icon
142
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$412K 0.1%
+3,736
New +$417K
VGK icon
143
Vanguard FTSE Europe ETF
VGK
$31.1B
$406K 0.1%
6,923
+1,328
+24% +$74.2K
VYM icon
144
Vanguard High Dividend Yield ETF
VYM
$82.5B
$404K 0.1%
4,312
-82
-2% -$7.43K
XLK icon
145
State Street Technology Select Sector SPDR ETF
XLK
$123B
$402K 0.1%
8,772
-484
-5% -$20.7K
WMT icon
146
Walmart Inc
WMT
$877B
$397K 0.1%
10,056
-9,084
-47% -$361K
CF icon
147
CF Industries
CF
$18.2B
$395K 0.1%
8,271
-12,366
-60% -$579K
CMCSA icon
148
Comcast
CMCSA
$88B
$393K 0.1%
8,731
-1,278
-13% -$56.9K
MRK icon
149
Merck
MRK
$318B
$388K 0.09%
4,486
-1,490
-25% -$122K
BNY
150
Bank of New York Mellon
BNY
$107B
$382K 0.09%
7,584
-33
-0.4% -$1.57K
4 5
6
7 8

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Vivaldi Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Vivaldi Capital Management held 249 positions worth $414M, down 2% from $422M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Vivaldi Capital Management withdrew a net $27.6M in Q4 2019, closing 31 positions and reducing 108 holdings. Its most notable exit was BRC Group Holdings, an estimated $25.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 4.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.

Against the trend, Vivaldi Capital Management opened a new position in First Trust Enhanced Short Maturity ETF worth $19.2M.

  • Vivaldi Capital Management's largest Q4 2019 buy was First Trust Enhanced Short Maturity ETF: 320,292 shares worth $19.2M.
  • Vivaldi Capital Management added most to iShares Ultra Short Duration Bond Active ETF in Q4 2019, an estimated $14.2M increase.
  • Vivaldi Capital Management's biggest Q4 2019 reduction was Meta Platforms (Facebook), cutting an estimated $8.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2019, selling an estimated $25.4M.
  • Vivaldi Capital Management's ten largest holdings make up 42% of its $414M portfolio in Q4 2019.
  • Vivaldi Capital Management opened 23 new positions and closed 31 in Q4 2019.
  • Vivaldi Capital Management's portfolio value fell 2% quarter-over-quarter to $414M.

Based on Vivaldi Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.