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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
(+8.1%)
Cap. Flow
+$9.81M
Cap. Flow
% of AUM
1.94%
Top 10 Holdings %
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$24.3M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$12.6M |
| 3 |
iShares Short-Term National Muni Bond ETF
SUB
|
+$5.86M |
| 4 |
RSF
RiverNorth Capital and Income Fund
RSF
|
+$1.81M |
| 5 |
ARK Innovation ETF
ARKK
|
+$1.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AFB
AllianceBernstein National Municipal Income Fund
AFB
|
+$6.54M |
| 2 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.27M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.11M |
| 4 |
Nuveen Floating Rate Income Fund
JFR
|
+$3.98M |
| 5 |
SABA
Saba Capital Income & Opportunities Fund II
SABA
|
+$2.52M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 4.26% |
| 2 | Technology | 3.93% |
| 3 | Consumer Discretionary | 2.25% |
| 4 | Healthcare | 2.1% |
| 5 | Communication Services | 1.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Verizon
VZ
$196B
| $848K | 0.17% |
14,442
-1,324
| -8% | -$74.7K |
|
102
iShares Core S&P Small-Cap ETF
IJR
$112B
| $840K | 0.17% |
7,549
-1,766
| -19% | -$185K |
|
103
PayPal
PYPL
$50.5B
| $827K | 0.16% |
3,357
-834
| -20% | -$211K |
|
|
MCA
104
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
| $815K | 0.16% |
54,002
-400
| -0.7% | -$5.91K |
|
105
iShares National Muni Bond ETF
MUB
$45.5B
| $802K | 0.16% |
6,878
-4,159
| -38% | -$485K |
|
106
Target
TGT
$68B
| $802K | 0.16% |
3,796
-197
| -5% | -$36.9K |
|
107
Alerian MLP ETF
AMLP
$12.8B
| $801K | 0.16% |
23,180
+51
| +0.2% | +$1.49K |
|
108
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
| $800K | 0.16% |
4,562
-8
| -0.2% | -$1.26K |
|
109
Accenture
ACN
$108B
| $796K | 0.16% |
2,762
-994
| -26% | -$257K |
|
110
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
| $791K | 0.16% |
51,817
-75
| -0.1% | -$1.12K |
|
111
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
| $779K | 0.15% |
29,120
+5,766
| +25% | +$133K |
|
112
Intel
INTC
$513B
| $777K | 0.15% |
14,039
-1,178
| -8% | -$70.2K |
|
113
US Bancorp
USB
$99.6B
| $755K | 0.15% |
12,193
+3,500
| +40% | +$175K |
|
|
DTF
114
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
| $744K | 0.15% |
+50,743
| New | +$731K |
|
|
IBDO
115
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
| $723K | 0.14% |
27,710
| – | – |
|
116
iShares Biotechnology ETF
IBB
$9.77B
| $714K | 0.14% |
4,773
+2,647
| +125% | +$420K |
|
117
Northern Trust
NTRS
$33.9B
| $688K | 0.14% |
5,726
-200
| -3% | -$19.6K |
|
118
ExxonMobil
XOM
$634B
| $688K | 0.14% |
11,321
-132
| -1% | -$6.92K |
|
|
IBDM
119
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
| $687K | 0.14% |
27,700
| – | – |
|
120
PepsiCo
PEP
$190B
| $678K | 0.13% |
4,628
-1,533
| -25% | -$210K |
|
121
Amgen
AMGN
$222B
| $671K | 0.13% |
2,669
-105
| -4% | -$25.1K |
|
122
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
| $653K | 0.13% |
11,876
-11,987
| -50% | -$659K |
|
123
Vanguard Real Estate ETF
VNQ
$39B
| $634K | 0.13% |
6,528
-454
| -7% | -$39.9K |
|
124
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
| $631K | 0.12% |
23,336
-3,070
| -12% | -$84.3K |
|
125
AT&T
T
$163B
| $622K | 0.12% |
25,545
+1,894
| +8% | +$41.9K |
|
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Vivaldi Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.
By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.
- Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
- Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
- Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
- Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
- Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
- Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
- Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.
Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.