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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$414M
AUM Growth
-$8.6M
Cap. Flow
-$27.6M
Cap. Flow %
-6.67%
Top 10 Hldgs %
41.83%
Holding
249
New
23
Increased
63
Reduced
108
Closed
31

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.3M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$14.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.29M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.5M
5
MLPA icon
Global X MLP ETF
MLPA
+$3.37M

Top Sells

Rank Stock Value
1
RILY icon
BRC Group Holdings
RILY
+$25.4M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$12.9M
3
META icon
Meta Platforms (Facebook)
META
+$8.2M
4
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.36M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$3.32M

Sector Composition

Rank Sector Weight
1 Communication Services 4.49%
2 Financials 4.03%
3 Technology 3.27%
4 Healthcare 2.7%
5 Consumer Staples 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDM
101
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$762K 0.18%
30,523
-830
-3% -$20.7K
HON icon
102
Honeywell
HON
$78.2B
$733K 0.18%
4,391
-378
-8% -$61.8K
MQT
103
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$699K 0.17%
53,762
+3,384
+7% +$43.7K
C icon
104
Citigroup
C
$224B
$687K 0.17%
8,605
-3,892
-31% -$288K
NTRS icon
105
Northern Trust
NTRS
$33.3B
$669K 0.16%
6,300
-13
-0.2% -$1.33K
EEM icon
106
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$648K 0.16%
14,449
+30
+0.2% +$1.29K
NEE icon
107
NextEra Energy
NEE
$181B
$633K 0.15%
10,452
-10,380
-50% -$606K
DTF
108
DTF Tax-Free Income 2028 Term Fund
DTF
$80.7M
$631K 0.15%
42,668
+2,238
+6% +$32.3K
IBDN
109
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$609K 0.15%
24,067
-739
-3% -$18.7K
DSI icon
110
iShares MSCI KLD 400 Social ETF
DSI
$5.43B
$606K 0.15%
+10,096
New +$580K
SCZ icon
111
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$589K 0.14%
9,453
+2,423
+34% +$146K
IGSB icon
112
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$571K 0.14%
10,653
+953
+10% +$51.1K
ACN icon
113
Accenture
ACN
$101B
$569K 0.14%
2,701
-54
-2% -$10.5K
KYN icon
114
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$558K 0.13%
40,035
+11,907
+42% +$159K
VIG icon
115
Vanguard Dividend Appreciation ETF
VIG
$112B
$523K 0.13%
4,197
+2,265
+117% +$274K
COST icon
116
Costco
COST
$423B
$516K 0.12%
1,754
-149
-8% -$44.3K
IDV icon
117
iShares International Select Dividend ETF
IDV
$8.47B
$513K 0.12%
15,276
-297
-2% -$9.54K
TGE
118
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$511K 0.12%
+23,095
New +$443K
GOOGL icon
119
Alphabet (Google) Class A
GOOGL
$4.57T
$510K 0.12%
7,620
-1,660
-18% -$107K
MFL
120
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$508K 0.12%
+38,190
New +$509K
BIP icon
121
Brookfield Infrastructure Partners
BIP
$18.4B
$500K 0.12%
+16,800
New +$503K
INTC icon
122
Intel
INTC
$459B
$495K 0.12%
8,273
-2,194
-21% -$123K
ITOT icon
123
iShares Core S&P Total US Stock Market ETF
ITOT
$95.7B
$495K 0.12%
6,804
+1,812
+36% +$126K
MET icon
124
MetLife
MET
$62B
$495K 0.12%
9,705
-8,687
-47% -$419K
IBM icon
125
IBM
IBM
$213B
$492K 0.12%
3,836
-115
-3% -$14.9K
3 4
5
6 7

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Vivaldi Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Vivaldi Capital Management held 249 positions worth $414M, down 2% from $422M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Vivaldi Capital Management withdrew a net $27.6M in Q4 2019, closing 31 positions and reducing 108 holdings. Its most notable exit was BRC Group Holdings, an estimated $25.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 4.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.

Against the trend, Vivaldi Capital Management opened a new position in First Trust Enhanced Short Maturity ETF worth $19.2M.

  • Vivaldi Capital Management's largest Q4 2019 buy was First Trust Enhanced Short Maturity ETF: 320,292 shares worth $19.2M.
  • Vivaldi Capital Management added most to iShares Ultra Short Duration Bond Active ETF in Q4 2019, an estimated $14.2M increase.
  • Vivaldi Capital Management's biggest Q4 2019 reduction was Meta Platforms (Facebook), cutting an estimated $8.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2019, selling an estimated $25.4M.
  • Vivaldi Capital Management's ten largest holdings make up 42% of its $414M portfolio in Q4 2019.
  • Vivaldi Capital Management opened 23 new positions and closed 31 in Q4 2019.
  • Vivaldi Capital Management's portfolio value fell 2% quarter-over-quarter to $414M.

Based on Vivaldi Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.