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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
(+8.1%)
Cap. Flow
+$9.81M
Cap. Flow
% of AUM
1.94%
Top 10 Holdings %
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$24.3M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$12.6M |
| 3 |
iShares Short-Term National Muni Bond ETF
SUB
|
+$5.86M |
| 4 |
RSF
RiverNorth Capital and Income Fund
RSF
|
+$1.81M |
| 5 |
ARK Innovation ETF
ARKK
|
+$1.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AFB
AllianceBernstein National Municipal Income Fund
AFB
|
+$6.54M |
| 2 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.27M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.11M |
| 4 |
Nuveen Floating Rate Income Fund
JFR
|
+$3.98M |
| 5 |
SABA
Saba Capital Income & Opportunities Fund II
SABA
|
+$2.52M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 4.26% |
| 2 | Technology | 3.93% |
| 3 | Consumer Discretionary | 2.25% |
| 4 | Healthcare | 2.1% |
| 5 | Communication Services | 1.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Schwab US Mid-Cap ETF
SCHM
$15.1B
| $1.39M | 0.27% |
53,856
+660
| +1% | +$16K |
|
|
NBW
77
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
| $1.33M | 0.26% |
93,889
+403
| +0.4% | +$5.44K |
|
78
Meta Platforms (Facebook)
META
$1.51T
| $1.33M | 0.26% |
4,203
+97
| +2% | +$26.1K |
|
79
Walt Disney
DIS
$181B
| $1.27M | 0.25% |
7,338
-735
| -9% | -$136K |
|
80
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
| $1.18M | 0.23% |
18,355
-2,687
| -13% | -$177K |
|
81
AbbVie
ABBV
$435B
| $1.17M | 0.23% |
10,056
-756
| -7% | -$80.9K |
|
82
3M
MMM
$94.3B
| $1.17M | 0.23% |
6,844
-1,166
| -15% | -$175K |
|
83
Thermo Fisher Scientific
TMO
$220B
| $1.15M | 0.23% |
2,504
-208
| -8% | -$99.3K |
|
84
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
| $1.15M | 0.23% |
30,890
| – | – |
|
|
NTRL
85
First Trust Equity Market Neutral ETF
NTRL
$16.2M
| $1.14M | 0.23% |
57,481
-7,420
| -11% | -$145K |
|
86
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $1.13M | 0.22% |
+22,329
| New | +$1.13M |
|
87
Johnson & Johnson
JNJ
$625B
| $1.1M | 0.22% |
6,472
-1,333
| -17% | -$216K |
|
|
88
ARK Innovation ETF
ARKK
$6.31B
| $1.08M | 0.21% |
+10,357
| New | +$1.4M |
|
89
iShares S&P 100 ETF
OEF
$20.6B
| $1.04M | 0.21% |
5,515
-183
| -3% | -$32.3K |
|
90
Abbott
ABT
$187B
| $1M | 0.2% |
8,453
-944
| -10% | -$112K |
|
91
UnitedHealth
UNH
$370B
| $997K | 0.2% |
2,432
-366
| -13% | -$127K |
|
92
Cisco
CSCO
$479B
| $971K | 0.19% |
18,349
-1,242
| -6% | -$58.3K |
|
93
Alphabet (Google) Class A
GOOGL
$4.33T
| $968K | 0.19% |
8,500
-140
| -2% | -$13.8K |
|
94
Home Depot
HD
$355B
| $948K | 0.19% |
2,930
-404
| -12% | -$111K |
|
95
Vanguard FTSE Europe ETF
VGK
$31.4B
| $933K | 0.18% |
13,730
-350
| -2% | -$21.8K |
|
96
Amazon
AMZN
$2.96T
| $896K | 0.18% |
5,560
-460
| -8% | -$72.9K |
|
97
iShares US Healthcare ETF
IYH
$3.54B
| $877K | 0.17% |
16,565
| – | – |
|
98
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
| $875K | 0.17% |
12,890
-320
| -2% | -$20.4K |
|
99
State Street Technology Select Sector SPDR ETF
XLK
$124B
| $874K | 0.17% |
12,854
-646
| -5% | -$42.6K |
|
|
RP
100
DELISTED
RealPage, Inc.
RP
| $867K | 0.17% |
9,947
+3,217
| +48% | +$280K |
|
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Vivaldi Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.
By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.
- Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
- Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
- Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
- Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
- Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
- Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
- Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.
Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.