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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.95%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$414M
AUM Growth
-$8.6M
(-2%)
Cap. Flow
-$27.6M
Cap. Flow
% of AUM
-6.67%
Top 10 Holdings %
Top 10 Hldgs %
41.83%
Holding
249
New
23
Increased
63
Reduced
108
Closed
31
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$19.3M |
| 2 |
iShares Ultra Short Duration Bond Active ETF
ICSH
|
+$14.2M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$5.29M |
| 4 |
Nuveen Floating Rate Income Fund
JFR
|
+$3.5M |
| 5 |
Global X MLP ETF
MLPA
|
+$3.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BRC Group Holdings
RILY
|
+$25.4M |
| 2 |
State Street Ultra Short Term Bond ETF
ULST
|
+$12.9M |
| 3 |
Meta Platforms (Facebook)
META
|
+$8.2M |
| 4 |
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
|
+$3.36M |
| 5 |
BlackRock Corporate High Yield Fund
HYT
|
+$3.32M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 4.49% |
| 2 | Financials | 4.03% |
| 3 | Technology | 3.27% |
| 4 | Healthcare | 2.7% |
| 5 | Consumer Staples | 1.26% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AGN
76
DELISTED
Allergan plc
AGN
| $1.05M | 0.25% |
5,477
+2,844
| +108% | +$513K |
|
77
AT&T
T
$162B
| $1.02M | 0.25% |
34,723
-2,348
| -6% | -$67.8K |
|
78
ExxonMobil
XOM
$643B
| $1.02M | 0.25% |
14,574
-3,247
| -18% | -$225K |
|
79
Tesla
TSLA
$1.27T
| $1.01M | 0.24% |
36,180
-4,695
| -11% | -$102K |
|
|
BYM
80
DELISTED
BlackRock Municipal Income Quality Trust
BYM
| $990K | 0.24% |
70,430
+4,344
| +7% | +$60.8K |
|
81
Chevron
CVX
$385B
| $953K | 0.23% |
7,905
-1,291
| -14% | -$152K |
|
82
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
| $943K | 0.23% |
34,453
+158
| +0.5% | +$4.16K |
|
83
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
| $929K | 0.22% |
18,915
| – | – |
|
|
PPLI
84
People Inc
PPLI
$3.13B
| $921K | 0.22% |
20,697
-23,882
| -54% | -$963K |
|
85
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
| $916K | 0.22% |
60,256
+31,086
| +107% | +$471K |
|
|
DSL
86
DoubleLine Income Solutions Fund
DSL
$1.22B
| $902K | 0.22% |
45,635
+14,435
| +46% | +$286K |
|
87
Amazon
AMZN
$3.06T
| $900K | 0.22% |
9,740
-5,440
| -36% | -$481K |
|
|
EVM
88
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $878K | 0.21% |
78,078
+41,953
| +116% | +$472K |
|
89
BlackRock MuniHoldings California Quality Fund
MUC
$999M
| $878K | 0.21% |
62,770
+33,760
| +116% | +$472K |
|
90
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
| $877K | 0.21% |
16,308
-237
| -1% | -$12.2K |
|
91
Schwab U.S Small- Cap ETF
SCHA
$22.7B
| $866K | 0.21% |
45,780
-3,960
| -8% | -$71.7K |
|
|
BFZ
92
DELISTED
BlackRock CA Municipal Income Trust
BFZ
| $860K | 0.21% |
63,414
+34,788
| +122% | +$471K |
|
93
SPDR Gold Trust
GLD
$131B
| $855K | 0.21% |
5,984
+197
| +3% | +$27.5K |
|
|
IBDL
94
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
| $853K | 0.21% |
33,731
+1,022
| +3% | +$25.9K |
|
95
Schwab US Mid-Cap ETF
SCHM
$14.7B
| $848K | 0.21% |
42,276
-3,015
| -7% | -$58.4K |
|
96
Walt Disney
DIS
$170B
| $847K | 0.2% |
5,882
-4,412
| -43% | -$616K |
|
97
Vanguard Total World Stock ETF
VT
$78B
| $835K | 0.2% |
10,310
+1,004
| +11% | +$78.1K |
|
|
IBDO
98
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
| $814K | 0.2% |
31,836
-732
| -2% | -$18.7K |
|
99
Johnson & Johnson
JNJ
$613B
| $790K | 0.19% |
5,418
-1,891
| -26% | -$256K |
|
100
PepsiCo
PEP
$191B
| $770K | 0.19% |
5,641
-489
| -8% | -$66.5K |
|
Similar funds
FFM
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TFHU
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ZDA
FIS
Vivaldi Capital Management's Q4 2019 Portfolio in Review
As of Q4 2019, Vivaldi Capital Management held 249 positions worth $414M, down 2% from $422M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Vivaldi Capital Management withdrew a net $27.6M in Q4 2019, closing 31 positions and reducing 108 holdings. Its most notable exit was BRC Group Holdings, an estimated $25.4M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 4.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.
Against the trend, Vivaldi Capital Management opened a new position in First Trust Enhanced Short Maturity ETF worth $19.2M.
- Vivaldi Capital Management's largest Q4 2019 buy was First Trust Enhanced Short Maturity ETF: 320,292 shares worth $19.2M.
- Vivaldi Capital Management added most to iShares Ultra Short Duration Bond Active ETF in Q4 2019, an estimated $14.2M increase.
- Vivaldi Capital Management's biggest Q4 2019 reduction was Meta Platforms (Facebook), cutting an estimated $8.2M.
- Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2019, selling an estimated $25.4M.
- Vivaldi Capital Management's ten largest holdings make up 42% of its $414M portfolio in Q4 2019.
- Vivaldi Capital Management opened 23 new positions and closed 31 in Q4 2019.
- Vivaldi Capital Management's portfolio value fell 2% quarter-over-quarter to $414M.
Based on Vivaldi Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.