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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
51
Procter & Gamble
PG
$338B
$2.29M 0.45%
16,558
-2,586
-14% -$337K
KLDW
52
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$2.27M 0.45%
50,249
– –
SCHE icon
53
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$2.19M 0.43%
69,381
+8,553
+14% +$279K
RSF
54
RiverNorth Capital and Income Fund
RSF
$58.8M
$2.15M 0.43%
119,000
+106,946
+887% +$1.81M
DHI icon
55
D.R. Horton
DHI
$41.4B
$1.91M 0.38%
19,856
-1,197
-6% -$93.7K
VT icon
56
Vanguard Total World Stock ETF
VT
$79.5B
$1.91M 0.38%
18,835
+242
+1% +$23.3K
GOOG icon
57
Alphabet (Google) Class C
GOOG
$4.32T
$1.9M 0.38%
16,380
-7,140
-30% -$708K
BRK.B icon
58
Berkshire Hathaway Class B
BRK.B
$1.12T
$1.83M 0.36%
6,304
-849
-12% -$206K
GE icon
59
GE Aerospace
GE
$383B
$1.82M 0.36%
27,545
-1,885
-6% -$114K
DNP icon
60
DNP Select Income Fund
DNP
$4.08B
$1.82M 0.36%
176,768
+3,852
+2% +$39.4K
MLPA icon
61
Global X MLP ETF
MLPA
$2.28B
$1.8M 0.36%
48,590
-148
-0.3% -$4.61K
ICF icon
62
iShares Select U.S. REIT ETF
ICF
$2.1B
$1.78M 0.35%
28,929
-131
-0.5% -$7.22K
IWD icon
63
iShares Russell 1000 Value ETF
IWD
$83.6B
$1.76M 0.35%
10,983
+779
+8% +$113K
SCHA icon
64
Schwab U.S Small- Cap ETF
SCHA
$23B
$1.74M 0.34%
69,120
+712
+1% +$17.5K
LYFT icon
65
Lyft
LYFT
$6.45B
$1.66M 0.33%
33,408
-3,356
-9% -$187K
VIG icon
66
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.64M 0.32%
10,563
-281
-3% -$40K
BFZ
67
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$1.63M 0.32%
110,502
-1,044
-0.9% -$14.8K
EVM
68
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$1.61M 0.32%
135,392
+62
+0% +$715
CMF icon
69
iShares California Muni Bond ETF
CMF
$4.62B
$1.6M 0.32%
25,581
-13
-0.1% -$813
IEFA icon
70
iShares Core MSCI EAFE ETF
IEFA
$195B
$1.59M 0.31%
20,997
-3,467
-14% -$248K
PFE icon
71
Pfizer
PFE
$151B
$1.56M 0.31%
38,900
-6,004
-13% -$213K
IWF icon
72
iShares Russell 1000 Growth ETF
IWF
$127B
$1.55M 0.31%
24,628
-1,000
-4% -$60.9K
AAXJ icon
73
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.75B
$1.49M 0.29%
16,409
+96
+0.6% +$9.2K
VAR
74
DELISTED
Varian Medical Systems, Inc.
VAR
$1.41M 0.28%
7,959
+3,040
+62% +$535K
MYC
75
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$1.4M 0.28%
89,096
-533
-0.6% -$7.84K
1 2
3
4 5

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Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.