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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$414M
AUM Growth
-$8.6M
Cap. Flow
-$27.6M
Cap. Flow %
-6.67%
Top 10 Hldgs %
41.83%
Holding
249
New
23
Increased
63
Reduced
108
Closed
31

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.3M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$14.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.29M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.5M
5
MLPA icon
Global X MLP ETF
MLPA
+$3.37M

Top Sells

Rank Stock Value
1
RILY icon
BRC Group Holdings
RILY
+$25.4M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$12.9M
3
META icon
Meta Platforms (Facebook)
META
+$8.2M
4
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.36M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$3.32M

Sector Composition

Rank Sector Weight
1 Communication Services 4.49%
2 Financials 4.03%
3 Technology 3.27%
4 Healthcare 2.7%
5 Consumer Staples 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
51
Schwab US Large- Cap ETF
SCHX
$72.6B
$1.79M 0.43%
140,250
+7,884
+6% +$96.6K
VOO icon
52
Vanguard S&P 500 ETF
VOO
$989B
$1.65M 0.4%
5,590
+762
+16% +$216K
BRK.B icon
53
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.65M 0.4%
7,263
-1,013
-12% -$220K
BN icon
54
Brookfield
BN
$106B
$1.64M 0.4%
79,295
-43,608
-35% -$869K
IEFA icon
55
iShares Core MSCI EAFE ETF
IEFA
$191B
$1.59M 0.38%
24,374
+600
+3% +$38.1K
IQI icon
56
Invesco Quality Municipal Securities
IQI
$524M
$1.52M 0.37%
120,590
+8,704
+8% +$109K
IIM icon
57
Invesco Value Municipal Income Trust
IIM
$591M
$1.52M 0.37%
98,979
+6,869
+7% +$106K
GLPI icon
58
Gaming and Leisure Properties
GLPI
$12.6B
$1.51M 0.37%
35,195
– –
AAXJ icon
59
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.67B
$1.51M 0.37%
20,603
– –
FRA icon
60
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$1.51M 0.37%
112,328
+1,997
+2% +$25.7K
TMO icon
61
Thermo Fisher Scientific
TMO
$215B
$1.51M 0.36%
4,639
-3,265
-41% -$990K
EIM
62
Eaton Vance Municipal Bond Fund
EIM
$493M
$1.49M 0.36%
115,414
-150,619
-57% -$1.94M
IDEV icon
63
iShares Core MSCI International Developed Markets ETF
IDEV
$31.8B
$1.41M 0.34%
24,265
-275
-1% -$15.6K
ABBV icon
64
AbbVie
ABBV
$434B
$1.34M 0.32%
15,154
-220
-1% -$18.3K
IWD icon
65
iShares Russell 1000 Value ETF
IWD
$82.6B
$1.34M 0.32%
9,813
+504
+5% +$66.4K
MMM icon
66
3M
MMM
$92.2B
$1.23M 0.3%
8,318
+97
+1% +$13.6K
SCHF icon
67
Schwab International Equity ETF
SCHF
$66.9B
$1.22M 0.3%
72,806
+17,054
+31% +$281K
CBOE icon
68
Cboe Global Markets
CBOE
$31B
$1.22M 0.29%
10,142
+142
+1% +$16.7K
ABT icon
69
Abbott
ABT
$186B
$1.21M 0.29%
13,952
-1,286
-8% -$108K
UNH icon
70
UnitedHealth
UNH
$377B
$1.19M 0.29%
4,063
-3,680
-48% -$963K
LPT
71
DELISTED
Liberty Property Trust
LPT
$1.14M 0.27%
+18,936
New +$1.08M
GOOG icon
72
Alphabet (Google) Class C
GOOG
$4.49T
$1.11M 0.27%
16,640
-7,400
-31% -$478K
IWF icon
73
iShares Russell 1000 Growth ETF
IWF
$123B
$1.08M 0.26%
24,616
+2,044
+9% +$85.3K
CME icon
74
CME Group
CME
$95.9B
$1.06M 0.26%
5,329
-4,102
-43% -$842K
IJR icon
75
iShares Core S&P Small-Cap ETF
IJR
$111B
$1.05M 0.25%
12,540
-159
-1% -$12.8K
1 2
3
4 5

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PPW
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ZAM
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Vivaldi Capital Management held 249 positions worth $414M, down 2% from $422M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Vivaldi Capital Management withdrew a net $27.6M in Q4 2019, closing 31 positions and reducing 108 holdings. Its most notable exit was BRC Group Holdings, an estimated $25.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 4.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.

Against the trend, Vivaldi Capital Management opened a new position in First Trust Enhanced Short Maturity ETF worth $19.2M.

  • Vivaldi Capital Management's largest Q4 2019 buy was First Trust Enhanced Short Maturity ETF: 320,292 shares worth $19.2M.
  • Vivaldi Capital Management added most to iShares Ultra Short Duration Bond Active ETF in Q4 2019, an estimated $14.2M increase.
  • Vivaldi Capital Management's biggest Q4 2019 reduction was Meta Platforms (Facebook), cutting an estimated $8.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2019, selling an estimated $25.4M.
  • Vivaldi Capital Management's ten largest holdings make up 42% of its $414M portfolio in Q4 2019.
  • Vivaldi Capital Management opened 23 new positions and closed 31 in Q4 2019.
  • Vivaldi Capital Management's portfolio value fell 2% quarter-over-quarter to $414M.

Based on Vivaldi Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.