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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.55%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$331M
AUM Growth
-$72.4M
Cap. Flow
-$85.1M
Cap. Flow %
-25.73%
Top 10 Hldgs %
30.29%
Holding
255
New
13
Increased
41
Reduced
124
Closed
52

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.89M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9.25M
3
KIO
KKR Income Opportunities Fund
KIO
+$2.57M
4
PML
PIMCO Municipal Income Fund II
PML
+$1.91M
5
MVT
BlackRock MuniVest Fund II
MVT
+$1.75M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.57M
2
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.75M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.52M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.31M

Sector Composition

Rank Sector Weight
1 Real Estate 5.34%
2 Technology 5.29%
3 Financials 2.98%
4 Healthcare 2.92%
5 Consumer Discretionary 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARDC
26
Are Dynamic Credit Allocation Fund
ARDC
$297M
$4.1M 1.24%
342,747
+10,447
+3% +$128K
MYD
27
DELISTED
BlackRock MuniYield Fund
MYD
$4.06M 1.23%
377,709
+6,689
+2% +$71.8K
IQI icon
28
Invesco Quality Municipal Securities
IQI
$530M
$4.04M 1.22%
405,211
+9,169
+2% +$89.9K
AFB
29
AllianceBernstein National Municipal Income Fund
AFB
$314M
$4.02M 1.21%
366,809
+6,242
+2% +$67.1K
SCHB icon
30
Schwab US Broad Market ETF
SCHB
$44.5B
$3.76M 1.14%
235,983
-2,787
-1% -$43.6K
VOO icon
31
Vanguard S&P 500 ETF
VOO
$1.01T
$3.59M 1.09%
9,543
-933
-9% -$342K
VEA icon
32
Vanguard FTSE Developed Markets ETF
VEA
$234B
$3.58M 1.08%
79,196
-9,841
-11% -$438K
AWF
33
AllianceBernstein Global High Income Fund
AWF
$872M
$3.57M 1.08%
367,594
+904
+0.2% +$8.94K
ACWI icon
34
iShares MSCI ACWI ETF
ACWI
$33.3B
$3.51M 1.06%
38,470
-142
-0.4% -$12.7K
KTF
35
DWS Municipal Income Trust
KTF
$350M
$3.46M 1.05%
388,546
-34,891
-8% -$307K
MMU
36
Western Asset Managed Municipals Fund
MMU
$548M
$3.46M 1.05%
336,359
+7,041
+2% +$72.5K
BGH
37
Barings Global Short Duration High Yield Fund
BGH
$285M
$3.4M 1.03%
263,726
+6,112
+2% +$81.3K
GOOG icon
38
Alphabet (Google) Class C
GOOG
$4.36T
$2.67M 0.81%
25,694
+1,993
+8% +$192K
VTV icon
39
Vanguard Morningstar Value ETF
VTV
$191B
$2.51M 0.76%
18,195
+962
+6% +$135K
SUB icon
40
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$2.51M 0.76%
23,965
-4,672
-16% -$488K
KIO
41
KKR Income Opportunities Fund
KIO
$452M
$2.5M 0.76%
+227,893
New +$2.57M
DNP icon
42
DNP Select Income Fund
DNP
$4.05B
$2.37M 0.72%
214,831
– –
ITOT icon
43
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$2.36M 0.71%
26,085
-1,029
-4% -$91.4K
PRAA icon
44
PRA Group
PRAA
$692M
$2.28M 0.69%
58,636
– –
VO icon
45
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$2.09M 0.63%
39,632
-3,152
-7% -$168K
VB icon
46
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$1.98M 0.6%
10,429
-1,142
-10% -$221K
PML
47
PIMCO Municipal Income Fund II
PML
$489M
$1.94M 0.59%
+206,324
New +$1.91M
PPT
48
Franklin Premier Income Trust
PPT
$329M
$1.83M 0.55%
514,705
-392,758
-43% -$1.45M
COIN icon
49
Coinbase
COIN
$38.4B
$1.83M 0.55%
+27,073
New +$1.62M
SCHA icon
50
Schwab U.S Small- Cap ETF
SCHA
$22.8B
$1.78M 0.54%
84,968
+2,056
+2% +$44.2K
1
2
3 4 5

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Vivaldi Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Vivaldi Capital Management held 255 positions worth $331M, down 18% from $403M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management withdrew a net $85.1M in Q1 2023, closing 52 positions and reducing 124 holdings. Its most notable exit was iShares iBonds Dec 2023 Term Treasury ETF, an estimated $5.85M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 5.3% of assets, up from 4.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Vivaldi Capital Management opened a new position in KKR Income Opportunities Fund worth $2.5M.

  • Vivaldi Capital Management's largest Q1 2023 buy was KKR Income Opportunities Fund: 227,893 shares worth $2.5M.
  • Vivaldi Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2023, an estimated $9.89M increase.
  • Vivaldi Capital Management's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.57M.
  • Vivaldi Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q1 2023, selling an estimated $5.85M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $331M portfolio in Q1 2023.
  • Vivaldi Capital Management opened 13 new positions and closed 52 in Q1 2023.
  • Vivaldi Capital Management's portfolio value fell 18% quarter-over-quarter to $331M.

Based on Vivaldi Capital Management's 13F filing for Q1 2023, filed 12 May 2023.