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VCM
Vivaldi Capital Management Portfolio holdings
AUM
$723M
1-Year Est. Return
30.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
(+8.1%)
Cap. Flow
+$9.81M
Cap. Flow
% of AUM
1.94%
Top 10 Holdings %
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$24.3M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$12.6M |
| 3 |
iShares Short-Term National Muni Bond ETF
SUB
|
+$5.86M |
| 4 |
RSF
RiverNorth Capital and Income Fund
RSF
|
+$1.81M |
| 5 |
ARK Innovation ETF
ARKK
|
+$1.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AFB
AllianceBernstein National Municipal Income Fund
AFB
|
+$6.54M |
| 2 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.27M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.11M |
| 4 |
Nuveen Floating Rate Income Fund
JFR
|
+$3.98M |
| 5 |
SABA
Saba Capital Income & Opportunities Fund II
SABA
|
+$2.52M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 4.26% |
| 2 | Technology | 3.93% |
| 3 | Consumer Discretionary | 2.25% |
| 4 | Healthcare | 2.1% |
| 5 | Communication Services | 1.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Schwab US Broad Market ETF
SCHB
$44.6B
| $4.63M | 0.92% |
275,628
-10,818
| -4% | -$171K |
|
|
EVV
27
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
| $4.24M | 0.84% |
331,755
-28,590
| -8% | -$360K |
|
28
Schwab US Large- Cap ETF
SCHX
$74.1B
| $4.24M | 0.84% |
252,318
+14,124
| +6% | +$221K |
|
29
iShares Gold Trust
IAU
$65.9B
| $4.23M | 0.84% |
120,493
+10,555
| +10% | +$361K |
|
30
iShares Select Dividend ETF
DVY
$23.5B
| $4.15M | 0.82% |
33,820
+171
| +0.5% | +$18.1K |
|
31
Invesco Senior Income Trust
VVR
$459M
| $4.14M | 0.82% |
980,704
-87,741
| -8% | -$364K |
|
32
Vanguard S&P 500 ETF
VOO
$1.01T
| $4.06M | 0.8% |
10,608
-1,508
| -12% | -$535K |
|
33
Gaming and Leisure Properties
GLPI
$12.7B
| $4.02M | 0.79% |
87,347
+994
| +1% | +$42.1K |
|
34
Schwab International Equity ETF
SCHF
$68.2B
| $4M | 0.79% |
202,940
+11,026
| +6% | +$206K |
|
35
iShares Core S&P Total US Stock Market ETF
ITOT
$97.3B
| $3.8M | 0.75% |
39,738
+967
| +2% | +$86.7K |
|
36
Vanguard FTSE Emerging Markets ETF
VWO
$123B
| $3.75M | 0.74% |
72,474
-1,343
| -2% | -$71.5K |
|
37
iShares MSCI ACWI ETF
ACWI
$33.4B
| $3.72M | 0.74% |
37,508
+432
| +1% | +$40.6K |
|
|
GHY
38
PGIM Global High Yield Fund
GHY
$482M
| $3.49M | 0.69% |
230,925
-19,665
| -8% | -$290K |
|
39
Microsoft
MSFT
$3.62T
| $3.3M | 0.65% |
13,283
-2,960
| -18% | -$687K |
|
40
JPMorgan Chase
JPM
$955B
| $3.28M | 0.65% |
20,023
-1,897
| -9% | -$273K |
|
41
Invesco Value Municipal Income Trust
IIM
$593M
| $3.21M | 0.63% |
200,654
+14,762
| +8% | +$231K |
|
42
Vanguard Morningstar Mid-Cap ETF
VO
$109B
| $3.15M | 0.62% |
54,868
-2,448
| -4% | -$133K |
|
43
iShares Core S&P Mid-Cap ETF
IJH
$125B
| $2.91M | 0.58% |
53,620
-6,765
| -11% | -$338K |
|
44
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
| $2.84M | 0.56% |
12,932
-48
| -0.4% | -$10.1K |
|
|
VTA
45
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $2.76M | 0.55% |
238,240
-21,826
| -8% | -$241K |
|
|
AWF
46
AllianceBernstein Global High Income Fund
AWF
$876M
| $2.68M | 0.53% |
225,191
-20,224
| -8% | -$238K |
|
47
SPDR Gold Trust
GLD
$138B
| $2.53M | 0.5% |
14,646
+45
| +0.3% | +$7.56K |
|
48
iShares Russell 2000 ETF
IWM
$82.5B
| $2.52M | 0.5% |
11,410
-1,953
| -15% | -$426K |
|
49
iShares Russell Mid-Cap ETF
IWR
$57B
| $2.45M | 0.48% |
31,762
-1,200
| -4% | -$86.7K |
|
50
PRA Group
PRAA
$672M
| $2.35M | 0.46% |
61,336
| – | – |
|
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Vivaldi Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.
By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.
- Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
- Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
- Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
- Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
- Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
- Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
- Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.
Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.