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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$414M
AUM Growth
-$8.6M
Cap. Flow
-$27.6M
Cap. Flow %
-6.67%
Top 10 Hldgs %
41.83%
Holding
249
New
23
Increased
63
Reduced
108
Closed
31

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$19.3M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$14.2M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.29M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.5M
5
MLPA icon
Global X MLP ETF
MLPA
+$3.37M

Top Sells

Rank Stock Value
1
RILY icon
BRC Group Holdings
RILY
+$25.4M
2
ULST icon
State Street Ultra Short Term Bond ETF
ULST
+$12.9M
3
META icon
Meta Platforms (Facebook)
META
+$8.2M
4
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.36M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$3.32M

Sector Composition

Rank Sector Weight
1 Communication Services 4.49%
2 Financials 4.03%
3 Technology 3.27%
4 Healthcare 2.7%
5 Consumer Staples 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPEM icon
26
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$3.52M 0.85%
93,657
-435
-0.5% -$15.7K
JPM icon
27
JPMorgan Chase
JPM
$935B
$3.43M 0.83%
24,593
-11,784
-32% -$1.51M
FINS
28
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$3.33M 0.8%
160,689
-164,311
-51% -$3.36M
GHY
29
PGIM Global High Yield Fund
GHY
$478M
$3.3M 0.8%
219,715
+3,078
+1% +$44.6K
DVY icon
30
iShares Select Dividend ETF
DVY
$23.5B
$3.29M 0.8%
31,168
-200
-0.6% -$20.6K
LYFT icon
31
Lyft
LYFT
$6.02B
$3.27M 0.79%
75,964
-3,000
-4% -$132K
IWM icon
32
iShares Russell 2000 ETF
IWM
$79.8B
$3.23M 0.78%
19,485
-68
-0.3% -$10.7K
VTA
33
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$3.2M 0.77%
+282,227
New +$3.12M
AWF
34
AllianceBernstein Global High Income Fund
AWF
$870M
$3.18M 0.77%
262,150
+4,394
+2% +$52.7K
BRW
35
Saba Capital Income & Opportunities Fund
BRW
$336M
$3.18M 0.77%
317,373
+6,887
+2% +$66.4K
VO icon
36
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$3.14M 0.76%
70,564
-6,368
-8% -$273K
SABA
37
Saba Capital Income & Opportunities Fund II
SABA
$220M
$3M 0.72%
244,444
+4,996
+2% +$60.2K
EVV
38
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$2.76M 0.67%
208,544
+13,841
+7% +$177K
MSFT icon
39
Microsoft
MSFT
$3.45T
$2.73M 0.66%
17,305
-7,495
-30% -$1.1M
NEA icon
40
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$2.62M 0.63%
182,137
-219,503
-55% -$3.12M
NAD icon
41
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$2.53M 0.61%
173,084
+11,771
+7% +$170K
PG icon
42
Procter & Gamble
PG
$336B
$2.47M 0.6%
19,748
-2,229
-10% -$273K
VB icon
43
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$2.44M 0.59%
14,706
-1,907
-11% -$304K
IJH icon
44
iShares Core S&P Mid-Cap ETF
IJH
$122B
$2.28M 0.55%
55,490
-100
-0.2% -$3.96K
PRAA icon
45
PRA Group
PRAA
$663M
$2.23M 0.54%
+61,336
New +$2.17M
KLDW
46
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$2.09M 0.51%
57,340
-2,034
-3% -$71.8K
ICF icon
47
iShares Select U.S. REIT ETF
ICF
$2.09B
$2.07M 0.5%
35,408
-2,396
-6% -$141K
VKQ icon
48
Invesco Municipal Trust
VKQ
$541M
$1.98M 0.48%
160,066
+12,259
+8% +$151K
PFE icon
49
Pfizer
PFE
$143B
$1.91M 0.46%
51,326
+99
+0.2% +$3.53K
IWR icon
50
iShares Russell Mid-Cap ETF
IWR
$56B
$1.91M 0.46%
31,954
+3,370
+12% +$193K
1
2
3 4 5

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Vivaldi Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Vivaldi Capital Management held 249 positions worth $414M, down 2% from $422M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Vivaldi Capital Management withdrew a net $27.6M in Q4 2019, closing 31 positions and reducing 108 holdings. Its most notable exit was BRC Group Holdings, an estimated $25.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 4.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.

Against the trend, Vivaldi Capital Management opened a new position in First Trust Enhanced Short Maturity ETF worth $19.2M.

  • Vivaldi Capital Management's largest Q4 2019 buy was First Trust Enhanced Short Maturity ETF: 320,292 shares worth $19.2M.
  • Vivaldi Capital Management added most to iShares Ultra Short Duration Bond Active ETF in Q4 2019, an estimated $14.2M increase.
  • Vivaldi Capital Management's biggest Q4 2019 reduction was Meta Platforms (Facebook), cutting an estimated $8.2M.
  • Vivaldi Capital Management fully exited BRC Group Holdings in Q4 2019, selling an estimated $25.4M.
  • Vivaldi Capital Management's ten largest holdings make up 42% of its $414M portfolio in Q4 2019.
  • Vivaldi Capital Management opened 23 new positions and closed 31 in Q4 2019.
  • Vivaldi Capital Management's portfolio value fell 2% quarter-over-quarter to $414M.

Based on Vivaldi Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.