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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPFR.U
426
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-10,000
Closed -$111K
SPNV.U
427
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
– –
-14,890
Closed -$173K
VACQU
428
DELISTED
Vector Acquisition Corporation Unit
VACQU
– –
-20,000
Closed -$215K
RMGBU
429
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
– –
-14,467
Closed -$161K
SAIIU
430
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
– –
-20,000
Closed -$213K
SCPE
431
DELISTED
SC Health Corporation
SCPE
– –
-31,604
Closed -$324K
SVACU
432
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
– –
-11,098
Closed -$114K
CCIV.U
433
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-21,396
Closed -$220K
FGNA.U
434
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
– –
-55,605
Closed -$591K
SPRQ.U
435
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
– –
-20,030
Closed -$216K
ALUS
436
DELISTED
Alussa Energy Acquisition Corp
ALUS
– –
-15,478
Closed -$156K
FCACU
437
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
– –
-20,000
Closed -$214K
FTOCU
438
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
– –
-10,100
Closed -$110K
FAII.U
439
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
– –
-14,225
Closed -$159K
JIH
440
DELISTED
Juniper Industrial Holdings, Inc.
JIH
– –
-15,420
Closed -$165K
RPLA
441
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
– –
-15,134
Closed -$157K
NGHC
442
DELISTED
National General Holdings Corp
NGHC
– –
-20,886
Closed -$714K
14 15 16 17
18

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Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.