VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+3.82%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$8.2M
Cap. Flow %
1.62%
Top 10 Hldgs %
35%
Holding
443
New
137
Increased
52
Reduced
133
Closed
82

Top Buys

1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$24.1M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$12.5M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
$1.93M
5
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$1.45M

Top Sells

1
AFB
AllianceBernstein National Municipal Income Fund
AFB
$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.1M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
$3.98M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.57M

Sector Composition

1 Financials 4.24%
2 Technology 3.95%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XPOA.U
401
DELISTED
DPCM Capital, Inc. Units, each consisting of one share of Class A common stock and one-third of one
XPOA.U
– –
-18,000
Closed -$198K
OACB.U
402
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
– –
-22,322
Closed -$239K
LCAPU
403
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
– –
-20,000
Closed -$208K
SEAH.U
404
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
– –
-10,000
Closed -$108K
SVOKU
405
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
– –
-10,000
Closed -$104K
BOWXU
406
DELISTED
BowX Acquisition Corp. Unit
BOWXU
– –
-19,995
Closed -$214K
LOKB.U
407
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-20,000
Closed -$217K
DMYI.U
408
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
– –
-20,000
Closed -$228K
SPFR.U
409
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-10,000
Closed -$111K
SPNV.U
410
DELISTED
Supernova Partners Acquisition Company, Inc. Units, each consisting of one share of Class A common s
SPNV.U
– –
-14,890
Closed -$173K
VACQU
411
DELISTED
Vector Acquisition Corporation Unit
VACQU
– –
-20,000
Closed -$215K
RMGBU
412
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
– –
-14,467
Closed -$161K
SAIIU
413
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
– –
-20,000
Closed -$213K
SCPE
414
DELISTED
SC Health Corporation
SCPE
– –
-31,604
Closed -$324K
SVACU
415
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
– –
-11,098
Closed -$114K
CCIV.U
416
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-21,396
Closed -$220K
FGNA.U
417
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
– –
-55,605
Closed -$591K
SPRQ.U
418
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
– –
-20,030
Closed -$216K
ALUS
419
DELISTED
Alussa Energy Acquisition Corp.
ALUS
– –
-15,478
Closed -$156K
FCACU
420
DELISTED
Falcon Capital Acquisition Corp. Unit
FCACU
– –
-20,000
Closed -$214K
FTOCU
421
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
– –
-10,100
Closed -$110K
FAII.U
422
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
– –
-14,225
Closed -$159K
JIH
423
DELISTED
Juniper Industrial Holdings, Inc.
JIH
– –
-15,420
Closed -$165K
RPLA
424
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
– –
-15,134
Closed -$157K
NGHC
425
DELISTED
National General Holdings Corp
NGHC
– –
-20,886
Closed -$714K
14 15 16
17
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