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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCG
376
RENN Fund
RCG
$21M
– –
-12,703
Closed -$22K
SABA
377
Saba Capital Income & Opportunities Fund II
SABA
$223M
– –
-229,569
Closed -$2.52M
SBUX icon
378
Starbucks
SBUX
$120B
– –
-3,190
Closed -$341K
SKIL icon
379
Skillsoft
SKIL
$81.6M
– –
-832
Closed -$172K
SOFI icon
380
SoFi Technologies
SOFI
$23.7B
– –
-16,582
Closed -$206K
SVXY icon
381
ProShares Short VIX Short-Term Futures ETF
SVXY
$206M
– –
-10,042
Closed -$208K
TMC icon
382
TMC The Metals Company
TMC
$1.98B
– –
-10,684
Closed -$115K
TPL icon
383
Texas Pacific Land
TPL
$23.5B
– –
-3,141
Closed -$254K
VCSH icon
384
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-2,634
Closed -$219K
VTWO icon
385
Vanguard Russell 2000 ETF
VTWO
$17.9B
– –
-9,300
Closed -$736K
VXX icon
386
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$147M
– –
-156
Closed -$49K
WGS icon
387
GeneDx Holdings
WGS
$2.3B
– –
-379
Closed -$138K
XLY icon
388
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
– –
-2,752
Closed -$221K
COOLU
389
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
– –
-20,000
Closed -$209K
LVOX
390
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-20,000
Closed -$209K
CFIVU
391
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
– –
-11,000
Closed -$113K
WIZ
392
DELISTED
Alpha Architect Merlyn.AI Bull-Rider Bear-Fighter ETF
WIZ
– –
-7,956
Closed -$265K
TMPO
393
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
– –
-21,462
Closed -$219K
CCV.U
394
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
– –
-20,000
Closed -$210K
PIAI.U
395
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
– –
-13,000
Closed -$138K
ERESU
396
DELISTED
East Resources Acquisition Company Unit
ERESU
– –
-20,682
Closed -$219K
MLACU
397
DELISTED
Malacca Straits Acquisition Company Limited Units
MLACU
– –
-20,003
Closed -$205K
HZON.U
398
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
– –
-18,230
Closed -$196K
ML
399
DELISTED
MoneyLion Inc.
ML
– –
-443
Closed -$150K
VLTA
400
DELISTED
Volta Inc.
VLTA
– –
-19,509
Closed -$208K
14 15
16
17 18

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Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.