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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KURIU
351
DELISTED
Alkuri Global Acquisition Corp Unit
KURIU
$99K 0.02%
+10,000
New +$102K
FSNB.U
352
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
$99K 0.02%
+10,000
New +$99.8K
SEAH
353
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$98K 0.02%
+10,000
New +$102K
NLY icon
354
Annaly Capital Management
NLY
$17.4B
$91K 0.02%
2,500
– –
TWAV
355
TaoWeave Inc
TWAV
$4.42M
$90K 0.02%
+43
New +$117K
AUD
356
DELISTED
Audacy, Inc.
AUD
$53K 0.01%
12,600
– –
GALT icon
357
Galectin Therapeutics
GALT
$348M
$45K 0.01%
10,668
-4,771
-31% -$10.7K
RENO
358
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$22K ﹤0.01%
18,782
– –
BLNE
359
Beeline Holdings
BLNE
$33.2M
$19K ﹤0.01%
+55
New +$19.2K
AFB
360
AllianceBernstein National Municipal Income Fund
AFB
$317M
– –
-453,239
Closed -$6.54M
BDX icon
361
Becton Dickinson
BDX
$48.2B
– –
-843
Closed -$206K
BNDX icon
362
Vanguard Total International Bond ETF
BNDX
$83.1B
– –
-3,586
Closed -$210K
CAT icon
363
Caterpillar
CAT
$387B
– –
-2,089
Closed -$380K
CELU icon
364
Celularity
CELU
$20.3M
– –
-1,321
Closed -$145K
COST icon
365
Costco
COST
$420B
– –
-576
Closed -$217K
DUK icon
366
Duke Energy
DUK
$97.3B
– –
-3,676
Closed -$337K
EFR
367
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
– –
-163,656
Closed -$2.08M
EVGO icon
368
EVgo
EVGO
$229M
– –
-21,572
Closed -$231K
IGIB icon
369
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
– –
-3,330
Closed -$206K
IIPR icon
370
Innovative Industrial Properties
IIPR
$1.72B
– –
-2,871
Closed -$526K
JFR icon
371
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-455,764
Closed -$3.98M
LCID icon
372
Lucid Motors
LCID
$2.77B
– –
-1,368
Closed -$137K
MDT icon
373
Medtronic
MDT
$112B
– –
-1,800
Closed -$211K
NOW icon
374
ServiceNow
NOW
$129B
– –
-5,075
Closed -$559K
QQQ icon
375
Invesco QQQ Trust
QQQ
$481B
– –
-1,947
Closed -$611K
13 14
15
16 17

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Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.