VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+3.82%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$8.2M
Cap. Flow %
1.62%
Top 10 Hldgs %
35%
Holding
443
New
137
Increased
52
Reduced
133
Closed
82

Top Buys

1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$24.1M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$12.5M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
$1.93M
5
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$1.45M

Top Sells

1
AFB
AllianceBernstein National Municipal Income Fund
AFB
$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.1M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
$3.98M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.57M

Sector Composition

1 Financials 4.24%
2 Technology 3.95%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KURIU
351
DELISTED
Alkuri Global Acquisition Corp. Unit
KURIU
$99K 0.02%
+10,000
New +$99K
FSNB.U
352
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
$99K 0.02%
+10,000
New +$99K
SEAH
353
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$98K 0.02%
+10,000
New +$98K
NLY icon
354
Annaly Capital Management
NLY
$14B
$91K 0.02%
2,500
– –
OBLG icon
355
Oblong
OBLG
$6.28M
$90K 0.02%
+43
New +$90K
AUD
356
DELISTED
Audacy, Inc.
AUD
$53K 0.01%
12,600
– –
GALT icon
357
Galectin Therapeutics
GALT
$299M
$45K 0.01%
10,668
-4,771
-31% -$20.1K
RENO
358
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$22K ﹤0.01%
18,782
– –
BLNE
359
Beeline Holdings, Inc. Common Stock
BLNE
$23.1M
$19K ﹤0.01%
+55
New +$19K
COST icon
360
Costco
COST
$424B
– –
-576
Closed -$217K
AFB
361
AllianceBernstein National Municipal Income Fund
AFB
$297M
– –
-453,239
Closed -$6.54M
BDX icon
362
Becton Dickinson
BDX
$54.8B
– –
-843
Closed -$206K
BNDX icon
363
Vanguard Total International Bond ETF
BNDX
$68.2B
– –
-3,586
Closed -$210K
CAT icon
364
Caterpillar
CAT
$197B
– –
-2,089
Closed -$380K
CELU icon
365
Celularity
CELU
$63M
– –
-1,321
Closed -$145K
DUK icon
366
Duke Energy
DUK
$94B
– –
-3,676
Closed -$337K
IIPR icon
367
Innovative Industrial Properties
IIPR
$1.59B
– –
-2,871
Closed -$526K
JFR icon
368
Nuveen Floating Rate Income Fund
JFR
$1.13B
– –
-455,764
Closed -$3.98M
LCID icon
369
Lucid Motors
LCID
$4.97B
– –
-1,368
Closed -$137K
MDT icon
370
Medtronic
MDT
$119B
– –
-1,800
Closed -$211K
NOW icon
371
ServiceNow
NOW
$186B
– –
-1,015
Closed -$559K
QQQ icon
372
Invesco QQQ Trust
QQQ
$368B
– –
-1,947
Closed -$611K
RCG
373
RENN Fund
RCG
$18.8M
– –
-12,703
Closed -$22K
SABA
374
Saba Capital Income & Opportunities Fund II
SABA
$257M
– –
-229,569
Closed -$2.53M
SBUX icon
375
Starbucks
SBUX
$98.9B
– –
-3,190
Closed -$341K
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