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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMPX
326
DELISTED
AEA-Bridges Impact Corp
IMPX
$109K 0.02%
11,058
+1,058
+11% +$11.1K
RICE
327
DELISTED
Rice Acquisition Corp.
RICE
$109K 0.02%
+10,769
New +$119K
KYN icon
328
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$108K 0.02%
13,594
-11,269
-45% -$77.9K
FVAM
329
DELISTED
5:01 Acquisition Corp
FVAM
$107K 0.02%
+10,720
New +$112K
DTEA
330
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
$105K 0.02%
30,500
-26,200
-46% -$96.4K
DWIN.U
331
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$104K 0.02%
10,400
-4,600
-31% -$47.7K
SCOAU
332
DELISTED
ScION Tech Growth I Unit
SCOAU
$103K 0.02%
10,279
-5,721
-36% -$60.8K
LDTC
333
DELISTED
LeddarTech
LDTC
$102K 0.02%
+21,000
New +$103K
JWSM.U
334
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$102K 0.02%
+10,000
New +$105K
SV
335
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
$102K 0.02%
+10,098
New +$107K
FMAC
336
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$101K 0.02%
+10,110
New +$110K
ENNVU
337
DELISTED
ECP Environmental Growth Opportunities Corp. Unit
ENNVU
$101K 0.02%
+10,000
New +$105K
ENVIU
338
DELISTED
Environmental Impact Acquisition Corp. Unit
ENVIU
$101K 0.02%
+10,000
New +$106K
INKAU
339
DELISTED
KludeIn I Acquisition Corp. Unit
INKAU
$100K 0.02%
+10,000
New +$104K
FTAAU
340
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
$100K 0.02%
+10,000
New +$103K
PACXU
341
DELISTED
Pioneer Merger Corp. Unit
PACXU
$100K 0.02%
+10,000
New +$105K
ACII.U
342
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$100K 0.02%
+10,000
New +$105K
TMPMU
343
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
$100K 0.02%
+10,000
New +$107K
MACQU
344
DELISTED
MCAP Acquisition Corporation Unit
MACQU
$100K 0.02%
+10,000
New +$99.6K
GPACU
345
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$99K 0.02%
+10,000
New +$102K
CFFEU
346
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
$99K 0.02%
+10,000
New +$99.7K
BIOTU
347
DELISTED
Biotech Acquisition Company Unit
BIOTU
$99K 0.02%
+10,000
New +$103K
AEACU
348
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
$99K 0.02%
+10,000
New +$102K
CFVIU
349
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$99K 0.02%
+10,000
New +$101K
VOSOU
350
DELISTED
Virtuoso Acquisition Corp. Unit
VOSOU
$99K 0.02%
+10,000
New +$102K
12 13
14
15 16

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Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.