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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RACB
301
DELISTED
Research Alliance Corp. II Class A Common Stock
RACB
$133K 0.03%
+13,000
New +$133K
VIIAU
302
DELISTED
7GC & Co Holdings Unit
VIIAU
$132K 0.03%
12,986
– –
CFFVU
303
DELISTED
CF Acquisition Corp. V Unit
CFFVU
$132K 0.03%
+13,200
New +$137K
SRZN icon
304
Surrozen
SRZN
$301M
$131K 0.03%
+907
New +$138K
BLUA.U
305
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
$131K 0.03%
+13,125
New +$135K
BURU
306
DELISTED
NUBURU INC
BURU
$129K 0.03%
+65
New +$136K
GBTG icon
307
American Express Global Business Travel
GBTG
$4.94B
$129K 0.03%
13,000
+3,000
+30% +$31.4K
SRSA
308
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
$129K 0.03%
+12,785
New +$135K
XPOA
309
DELISTED
DPCM Capital, Inc.
XPOA
$128K 0.03%
+12,999
New +$137K
SRNGU
310
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
$127K 0.03%
+12,500
New +$130K
PIAI
311
DELISTED
Prime Impact Acquisition I
PIAI
$126K 0.02%
+12,999
New +$133K
FLAC
312
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$125K 0.02%
+12,500
New +$128K
SWETU
313
DELISTED
Athlon Acquisition Corp. Unit
SWETU
$124K 0.02%
+12,500
New +$129K
VYGG
314
DELISTED
Vy Global Growth
VYGG
$121K 0.02%
11,969
-8,031
-40% -$88.8K
GMBTU
315
DELISTED
Pivotal Holdings Corp Unit
GMBTU
$121K 0.02%
+12,000
New +$127K
GRND icon
316
Grindr
GRND
$2.95B
$120K 0.02%
+11,935
New +$126K
KAIRU
317
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$120K 0.02%
+12,000
New +$124K
AKICU
318
DELISTED
Sports Ventures Acquisition Corp. Unit
AKICU
$119K 0.02%
+12,000
New +$125K
MKTW icon
319
MarketWise
MKTW
$56.6M
$117K 0.02%
+593
New +$123K
BENE
320
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$117K 0.02%
+11,760
New +$118K
NXU.U
321
DELISTED
Novus Capital Corporation II Units, each consisting of one share of Class A common stock and one thi
NXU.U
$116K 0.02%
+11,600
New +$121K
SVOK
322
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$115K 0.02%
+11,761
New +$118K
GLBLU
323
DELISTED
Cartesian Growth Corporation Unit
GLBLU
$113K 0.02%
+11,362
New +$114K
BLTSU
324
DELISTED
Bright Lights Acquisition Corp. Unit
BLTSU
$113K 0.02%
+11,395
New +$119K
CLRMU
325
DELISTED
Clarim Acquisition Corp. Unit
CLRMU
$112K 0.02%
+11,250
New +$115K
11 12
13
14 15

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Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.