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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVTS icon
276
Navitas Semiconductor
NVTS
$3.63B
$150K 0.03%
+15,000
New +$159K
AAC.U
277
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$150K 0.03%
+15,000
New +$154K
NAACU
278
DELISTED
North Atlantic Acquisition Corporation Unit
NAACU
$149K 0.03%
+15,000
New +$154K
JCICU
279
DELISTED
Jack Creek Investment Corp. Units
JCICU
$149K 0.03%
+15,000
New +$154K
VTIQ
280
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$149K 0.03%
+15,000
New +$151K
ZWRKU
281
DELISTED
Z-Work Acquisition Corp. Units
ZWRKU
$149K 0.03%
+15,000
New +$155K
EMBK
282
DELISTED
Embark Technology, Inc. Common Stock
EMBK
$149K 0.03%
+750
New +$150K
ADEX.U
283
DELISTED
Adit EdTech Acquisition Corp Units
ADEX.U
$148K 0.03%
+15,000
New +$153K
TWNI.U
284
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
$148K 0.03%
+15,000
New +$151K
HTPA
285
DELISTED
Highland Transcend Partners I Corp.
HTPA
$148K 0.03%
+15,099
New +$155K
GIGGU
286
DELISTED
GigCapital4, Inc. Unit
GIGGU
$148K 0.03%
+15,000
New +$152K
CXAI icon
287
CXApp
CXAI
$17.5M
$147K 0.03%
+15,000
New +$151K
HZAC
288
DELISTED
Horizon Acquisition Corporation
HZAC
$147K 0.03%
+14,919
New +$156K
ADER
289
DELISTED
26 Capital Acquisition Corp
ADER
$146K 0.03%
+15,000
New +$146K
DLCAU
290
DELISTED
Deep Lake Capital Acquisition Corp. Unit
DLCAU
$146K 0.03%
+14,540
New +$153K
PMVC
291
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$146K 0.03%
+15,000
New +$152K
OCA
292
DELISTED
Omnichannel Acquisition Corp.
OCA
$146K 0.03%
+15,000
New +$152K
TACA
293
DELISTED
Trepont Acquisition Corp I
TACA
$144K 0.03%
+14,660
New +$149K
FVT.U
294
DELISTED
Fortress Value Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fifth of one Warrant
FVT.U
$142K 0.03%
+14,203
New +$151K
ORGN
295
DELISTED
Origin Materials
ORGN
$141K 0.03%
467
-163
-26% -$53.7K
HIGA
296
DELISTED
H.I.G. Acquisition Corp.
HIGA
$141K 0.03%
+14,184
New +$145K
MSPR
297
DELISTED
MSP Recovery Inc
MSPR
$139K 0.03%
+3
New +$134K
BWAC
298
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$139K 0.03%
14,000
-3,000
-18% -$30.9K
SCLEU
299
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
$139K 0.03%
+14,000
New +$143K
PRPB
300
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$138K 0.03%
+13,959
New +$146K
10 11
12
13 14

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Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.