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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCCCU
251
DELISTED
Healthcare Capital Corp. Unit
HCCCU
$177K 0.04%
+17,969
New +$184K
ABX
252
Abacus Global Management
ABX
$913M
$176K 0.03%
+18,024
New +$184K
CFIV
253
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$176K 0.03%
+18,000
New +$180K
CND
254
DELISTED
Concord Acquisition Corp.
CND
$176K 0.03%
+18,000
New +$180K
AVAN
255
DELISTED
Avanti Acquisition Corp.
AVAN
$171K 0.03%
+17,500
New +$182K
MLAC
256
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$169K 0.03%
+17,122
New +$173K
SREV
257
DELISTED
ServiceSource International, Inc.
SREV
$169K 0.03%
125,000
+37,500
+43% +$61.9K
RMGCU
258
DELISTED
RMG Acquisition Corp. III Unit
RMGCU
$168K 0.03%
+16,851
New +$175K
EPWR.U
259
DELISTED
Empowerment & Inclusion Capital I Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EPWR.U
$168K 0.03%
+17,000
New +$174K
YAC
260
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
$167K 0.03%
17,000
+6,600
+63% +$68.3K
BHIL
261
DELISTED
Benson Hill, Inc.
BHIL
$162K 0.03%
+457
New +$165K
CTAQU
262
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$161K 0.03%
+16,000
New +$168K
FCAX.U
263
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$160K 0.03%
+16,000
New +$167K
OPAD icon
264
Offerpad Solutions
OPAD
$23.1M
$158K 0.03%
+104
New +$171K
BLSA
265
DELISTED
BCLS Acquisition Corp. Class A Ordinary Shares
BLSA
$158K 0.03%
14,985
-5,515
-27% -$62.2K
EQD
266
DELISTED
Equity Distribution Acquisition Corp.
EQD
$158K 0.03%
+15,915
New +$164K
TEKK
267
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$157K 0.03%
+15,992
New +$165K
DHHCU
268
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$154K 0.03%
+15,500
New +$162K
CHPM
269
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$153K 0.03%
15,451
-5,133
-25% -$52.8K
BTAQ
270
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$153K 0.03%
+15,488
New +$164K
OPFI icon
271
OppFi
OPFI
$803M
$151K 0.03%
+14,781
New +$155K
HCIIU
272
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$151K 0.03%
+15,386
New +$160K
XPDIU
273
DELISTED
Power & Digital Infrastructure Acquisition Corp. Unit
XPDIU
$151K 0.03%
+15,000
New +$159K
RTPYU
274
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
$151K 0.03%
+15,000
New +$151K
JSPR icon
275
Jasper Therapeutics
JSPR
$23.6M
$150K 0.03%
+1,512
New +$154K
9 10
11
12 13

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Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.