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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$23.1M
Cap. Flow
+$15.6M
Cap. Flow %
4.06%
Top 10 Hldgs %
35.94%
Holding
262
New
34
Increased
85
Reduced
92
Closed
24

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$6.55M
2
RSF
RiverNorth Capital and Income Fund
RSF
+$5.77M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.62M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$3.41M
5
WP
Worldpay, Inc.
WP
+$3.19M

Top Sells

Rank Stock Value
1
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$2.1M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.95M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.87M
4
IBDN
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
+$1.78M
5
IBDO
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 5.7%
2 Healthcare 3.02%
3 Technology 2.91%
4 Communication Services 2.17%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBMJ
251
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
– –
-15,503
Closed -$398K
IBMI
252
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
– –
-16,188
Closed -$413K
GG
253
DELISTED
Goldcorp Inc
GG
– –
-70,668
Closed -$808K
7 8 9 10
11

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PPW
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ZAM
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TFHU
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FAN
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ZDA
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FIS
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Vivaldi Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Vivaldi Capital Management held 262 positions worth $383M, up 6.4% from $360M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Vivaldi Capital Management deployed $15.6M of net new capital in Q2 2019, opening 34 new positions and adding to 85 existing holdings. Its largest new stake was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares iBonds Dec 2020 Term Corporate ETF, an estimated $2.1M trimmed.

  • Vivaldi Capital Management's largest Q2 2019 buy was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q2 2019, an estimated $3.62M increase.
  • Vivaldi Capital Management's biggest Q2 2019 reduction was iShares iBonds Dec 2020 Term Corporate ETF, cutting an estimated $2.1M.
  • Vivaldi Capital Management fully exited Vanguard Short-Term Bond ETF in Q2 2019, selling an estimated $1.38M.
  • Vivaldi Capital Management's ten largest holdings make up 36% of its $383M portfolio in Q2 2019.
  • Vivaldi Capital Management opened 34 new positions and closed 24 in Q2 2019.
  • Vivaldi Capital Management's portfolio value rose 6.4% quarter-over-quarter to $383M.

Based on Vivaldi Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.