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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+10.73%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$333M
AUM Growth
+$27.6M
Cap. Flow
-$1.37M
Cap. Flow %
-0.41%
Top 10 Hldgs %
31.54%
Holding
227
New
34
Increased
93
Reduced
76
Closed
8

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.38M
2
PNST
Pinstripes Holdings, Inc.
PNST
+$2.31M
3
AAPL icon
Apple
AAPL
+$1.39M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$1.35M
5
ORCL icon
Oracle
ORCL
+$1.26M

Top Sells

Rank Stock Value
1
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.06M
2
KIO
KKR Income Opportunities Fund
KIO
+$2.71M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$2.41M
4
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$2.36M
5
IQI icon
Invesco Quality Municipal Securities
IQI
+$2.32M

Sector Composition

Rank Sector Weight
1 Technology 8.93%
2 Healthcare 3.61%
3 Financials 3.5%
4 Consumer Discretionary 3.16%
5 Real Estate 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGOV icon
226
iShares 0-3 Month Treasury Bond ETF
SGOV
$100B
– –
-1,996
Closed -$201K
VVR icon
227
Invesco Senior Income Trust
VVR
$454M
– –
-10,607
Closed -$41.6K
6 7 8 9
10

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Vivaldi Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Vivaldi Capital Management held 227 positions worth $333M, up 9% from $306M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Vivaldi Capital Management's Q4 2023 filing shows 34 new, 93 increased, 76 reduced and 8 closed positions. Its largest new stake was Pinstripes Holdings, Inc.: 217,995 shares worth $704K. The largest sale was Are Dynamic Credit Allocation Fund, an estimated $4.06M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 6.3% a quarter earlier, followed by Healthcare and Financials.

  • Vivaldi Capital Management's largest Q4 2023 buy was Pinstripes Holdings, Inc.: 217,995 shares worth $704K.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2023, an estimated $3.38M increase.
  • Vivaldi Capital Management's biggest Q4 2023 reduction was BlackRock Municipal Income Fund, Inc., cutting an estimated $2.41M.
  • Vivaldi Capital Management fully exited Are Dynamic Credit Allocation Fund in Q4 2023, selling an estimated $4.06M.
  • Vivaldi Capital Management's ten largest holdings make up 32% of its $333M portfolio in Q4 2023.
  • Vivaldi Capital Management opened 34 new positions and closed 8 in Q4 2023.
  • Vivaldi Capital Management's portfolio value rose 9% quarter-over-quarter to $333M.

Based on Vivaldi Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.