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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+8.55%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$331M
AUM Growth
-$72.4M
Cap. Flow
-$85.1M
Cap. Flow %
-25.73%
Top 10 Hldgs %
30.29%
Holding
255
New
13
Increased
41
Reduced
124
Closed
52

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.89M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9.25M
3
KIO
KKR Income Opportunities Fund
KIO
+$2.57M
4
PML
PIMCO Municipal Income Fund II
PML
+$1.91M
5
MVT
BlackRock MuniVest Fund II
MVT
+$1.75M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.57M
2
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.75M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.52M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.31M

Sector Composition

Rank Sector Weight
1 Real Estate 5.34%
2 Technology 5.29%
3 Financials 2.98%
4 Healthcare 2.92%
5 Consumer Discretionary 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
226
First Trust Preferred Securities and Income ETF
FPE
$6.36B
– –
-67,972
Closed -$1.18M
HON icon
227
Honeywell
HON
$78B
– –
-2,007
Closed -$399K
IBM icon
228
IBM
IBM
$224B
– –
-2,693
Closed -$387K
IJS icon
229
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
– –
-2,650
Closed -$250K
IWS icon
230
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
– –
-2,414
Closed -$262K
MA icon
231
Mastercard
MA
$493B
– –
-1,240
Closed -$460K
MET icon
232
MetLife
MET
$62.1B
– –
-2,828
Closed -$202K
MMM icon
233
3M
MMM
$94.3B
– –
-7,684
Closed -$815K
NAC icon
234
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
– –
-22,764
Closed -$257K
NFLX icon
235
Netflix
NFLX
$309B
– –
-6,650
Closed -$210K
NKE icon
236
Nike
NKE
$61.9B
– –
-2,455
Closed -$307K
NKX icon
237
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
– –
-20,421
Closed -$262K
PAYX icon
238
Paychex
PAYX
$42.7B
– –
-2,025
Closed -$238K
PRU icon
239
Prudential Financial
PRU
$41.8B
– –
-3,659
Closed -$360K
PZA icon
240
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
– –
-8,567
Closed -$201K
ROBO icon
241
ROBO Global Robotics & Automation Index ETF
ROBO
$2.11B
– –
-5,485
Closed -$268K
SPIB icon
242
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-108,129
Closed -$3.49M
SPYV icon
243
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
– –
-8,726
Closed -$352K
STWD icon
244
Starwood Property Trust
STWD
$6.09B
– –
-10,000
Closed -$190K
T icon
245
AT&T
T
$163B
– –
-13,126
Closed -$250K
VDE icon
246
Vanguard Energy ETF
VDE
$9.84B
– –
-1,912
Closed -$230K
VGSH icon
247
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
– –
-94,911
Closed -$5.52M
VOOG icon
248
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
– –
-12,900
Closed -$454K
VSS icon
249
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
– –
-2,172
Closed -$232K
VTEB icon
250
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
– –
-11,208
Closed -$563K
7 8 9
10
11

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Vivaldi Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Vivaldi Capital Management held 255 positions worth $331M, down 18% from $403M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Vivaldi Capital Management withdrew a net $85.1M in Q1 2023, closing 52 positions and reducing 124 holdings. Its most notable exit was iShares iBonds Dec 2023 Term Treasury ETF, an estimated $5.85M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 5.3% of assets, up from 4.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Vivaldi Capital Management opened a new position in KKR Income Opportunities Fund worth $2.5M.

  • Vivaldi Capital Management's largest Q1 2023 buy was KKR Income Opportunities Fund: 227,893 shares worth $2.5M.
  • Vivaldi Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2023, an estimated $9.89M increase.
  • Vivaldi Capital Management's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.57M.
  • Vivaldi Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q1 2023, selling an estimated $5.85M.
  • Vivaldi Capital Management's ten largest holdings make up 30% of its $331M portfolio in Q1 2023.
  • Vivaldi Capital Management opened 13 new positions and closed 52 in Q1 2023.
  • Vivaldi Capital Management's portfolio value fell 18% quarter-over-quarter to $331M.

Based on Vivaldi Capital Management's 13F filing for Q1 2023, filed 12 May 2023.