VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+5.24%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$403M
AUM Growth
+$32.9M
Cap. Flow
+$20.1M
Cap. Flow %
4.98%
Top 10 Hldgs %
25.16%
Holding
252
New
30
Increased
119
Reduced
60
Closed
10

Top Buys

1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$5.85M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$5.52M
3
SPIB icon
SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$3.49M
4
BBAG icon
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$3.44M
5
FMB icon
First Trust Managed Municipal ETF
FMB
$2.67M

Top Sells

1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$3.55M
3
SPTS icon
SPDR Portfolio Short Term Treasury ETF
SPTS
$3.45M
4
AOMR
Angel Oak Mortgage REIT
AOMR
$2.65M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$1.28M

Sector Composition

1 Technology 4.56%
2 Real Estate 4.36%
3 Financials 3.42%
4 Healthcare 3.31%
5 Consumer Discretionary 1.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NFLX icon
226
Netflix
NFLX
$529B
$210K 0.05%
+665
New +$210K
ARKG icon
227
ARK Genomic Revolution ETF
ARKG
$1.08B
$206K 0.05%
6,829
-47
-0.7% -$1.42K
BDX icon
228
Becton Dickinson
BDX
$55.1B
$206K 0.05%
+816
New +$206K
LYFT icon
229
Lyft
LYFT
$6.91B
$205K 0.05%
16,120
-15,594
-49% -$198K
EVM
230
Eaton Vance California Municipal Bond Fund
EVM
$226M
$204K 0.05%
23,104
+10
+0% +$89
MET icon
231
MetLife
MET
$52.9B
$202K 0.05%
+2,828
New +$202K
PZA icon
232
Invesco National AMT-Free Municipal Bond ETF
PZA
$3.03B
$201K 0.05%
+8,567
New +$201K
CEFS icon
233
Saba Closed-End Funds ETF
CEFS
$315M
$192K 0.05%
10,675
– –
STWD icon
234
Starwood Property Trust
STWD
$7.56B
$190K 0.05%
10,000
– –
NAD icon
235
Nuveen Quality Municipal Income Fund
NAD
$2.68B
$152K 0.04%
12,930
– –
NEA icon
236
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.32B
$147K 0.04%
12,997
– –
KYN icon
237
Kayne Anderson Energy Infrastructure Fund
KYN
$2.08B
$126K 0.03%
14,645
+41
+0.3% +$354
SOFI icon
238
SoFi Technologies
SOFI
$30.7B
$76.4K 0.02%
15,859
– –
REUN
239
DELISTED
Reunion Neuroscience Inc. Common Shares
REUN
$40.1K 0.01%
30,000
– –
INDP icon
240
Indaptus Therapeutics
INDP
$3.65M
$38.4K 0.01%
857
– –
GALT icon
241
Galectin Therapeutics
GALT
$295M
$22.5K 0.01%
19,261
– –
BRDS
242
DELISTED
Bird Global, Inc.
BRDS
$5.56K ﹤0.01%
1,000
– –
BFZ icon
243
BlackRock CA Municipal Income Trust
BFZ
$319M
– –
-49,358
Closed -$512K
DXJ icon
244
WisdomTree Japan Hedged Equity Fund
DXJ
$3.78B
– –
-3,589
Closed -$227K
FLOT icon
245
iShares Floating Rate Bond ETF
FLOT
$9.12B
– –
-4,977
Closed -$250K
IEMG icon
246
iShares Core MSCI Emerging Markets ETF
IEMG
$103B
– –
-11,854
Closed -$520K
MINT icon
247
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
– –
-2,348
Closed -$232K
MUC icon
248
BlackRock MuniHoldings California Quality Fund
MUC
$984M
– –
-28,084
Closed -$303K
OBLG icon
249
Oblong
OBLG
$6.13M
– –
-43
Closed -$4K
XLY icon
250
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.6B
– –
-1,647
Closed -$232K
7 8 9
10
11