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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$403M
AUM Growth
+$32.9M
Cap. Flow
+$19M
Cap. Flow %
4.7%
Top 10 Hldgs %
25.16%
Holding
252
New
30
Increased
119
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$5.85M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$5.48M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$3.42M
4
BBAG icon
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
+$3.35M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.61M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.98M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.53M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$3.44M
4
AOMR
Angel Oak Mortgage REIT
AOMR
+$3.25M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Real Estate 4.36%
3 Financials 3.42%
4 Healthcare 3.31%
5 Consumer Discretionary 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFLX icon
226
Netflix
NFLX
$309B
$210K 0.05%
+6,650
New +$187K
ARKG icon
227
ARK Genomic Revolution ETF
ARKG
$1.73B
$206K 0.05%
6,829
-47
-0.7% -$1.49K
BDX icon
228
Becton Dickinson
BDX
$48.2B
$206K 0.05%
+816
New +$193K
LYFT icon
229
Lyft
LYFT
$6.63B
$205K 0.05%
16,120
-15,594
-49% -$188K
EVM
230
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$204K 0.05%
23,104
+10
+0% +$85
MET icon
231
MetLife
MET
$62.1B
$202K 0.05%
+2,828
New +$203K
PZA icon
232
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$201K 0.05%
+8,567
New +$194K
CEFS icon
233
Saba Closed-End Funds ETF
CEFS
$433M
$192K 0.05%
10,675
– –
STWD icon
234
Starwood Property Trust
STWD
$6.09B
$190K 0.05%
10,000
– –
NAD icon
235
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$152K 0.04%
12,930
– –
NEA icon
236
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$147K 0.04%
12,997
– –
KYN icon
237
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$126K 0.03%
14,645
+41
+0.3% +$355
SOFI icon
238
SoFi Technologies
SOFI
$23.7B
$76.4K 0.02%
15,859
– –
REUN
239
DELISTED
Reunion Neuroscience Inc. Common Shares
REUN
$40.1K 0.01%
30,000
– –
INDP icon
240
Indaptus Therapeutics
INDP
$157M
$38.4K 0.01%
857
– –
GALT icon
241
Galectin Therapeutics
GALT
$348M
$22.5K 0.01%
19,261
– –
BRDS
242
DELISTED
Bird Global, Inc.
BRDS
$5.56K ﹤0.01%
1,000
– –
BFZ
243
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-49,358
Closed -$512K
DXJ icon
244
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
– –
-3,589
Closed -$227K
FLOT icon
245
iShares Floating Rate Bond ETF
FLOT
$10.3B
– –
-4,977
Closed -$250K
IEMG icon
246
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
– –
-11,854
Closed -$520K
MINT icon
247
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-2,348
Closed -$232K
MUC icon
248
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
– –
-28,084
Closed -$303K
TWAV
249
TaoWeave Inc
TWAV
$4.42M
– –
-43
Closed -$4K
XLY icon
250
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
– –
-3,294
Closed -$232K
7 8 9
10
11

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Vivaldi Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Vivaldi Capital Management held 252 positions worth $403M, up 8.9% from $370M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Vivaldi Capital Management deployed $19M of net new capital in Q4 2022, opening 30 new positions and adding to 119 existing holdings. Its largest new stake was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, down from 4.9% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $3.98M trimmed.

  • Vivaldi Capital Management's largest Q4 2022 buy was iShares iBonds Dec 2023 Term Treasury ETF: 236,509 shares worth $5.85M.
  • Vivaldi Capital Management added most to Vanguard Real Estate ETF in Q4 2022, an estimated $1.5M increase.
  • Vivaldi Capital Management's biggest Q4 2022 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $3.98M.
  • Vivaldi Capital Management fully exited iShares Core MSCI Emerging Markets ETF in Q4 2022, selling an estimated $520K.
  • Vivaldi Capital Management's ten largest holdings make up 25% of its $403M portfolio in Q4 2022.
  • Vivaldi Capital Management opened 30 new positions and closed 10 in Q4 2022.
  • Vivaldi Capital Management's portfolio value rose 8.9% quarter-over-quarter to $403M.

Based on Vivaldi Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.