Vivaldi Capital Management’s iShares Floating Rate Bond ETF FLOT Stock Holding History

Vivaldi Capital Management’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-4,977	Closed	-$250K	–	245
2022 Q3	$250K	Sell	4,977 -395	-7%	-$19.8K	0.07%	175
2022 Q2	$268K	Hold	5,372	–	–	0.07%	173
2022 Q1	$271K	Buy	5,372 +721	+16%	+$36.5K	0.07%	173
2021 Q4	$236K	Hold	4,651	–	–	0.05%	182
2021 Q3	$236K	Sell	4,651 -1,967	-30%	-$99.9K	0.05%	206
2021 Q2	$336K	Sell	6,618 -15,711	-70%	-$798K	0.07%	176
2021 Q1	$1.13M	Buy	+22,329	New	+$1.13M	0.22%	86

Other funds holding FLOT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Vivaldi Capital Management's FLOT Position: Q4 2022 in Review

Vivaldi Capital Management sold out of iShares Floating Rate Bond ETF (FLOT) in Q4 2022, closing a stake of 4,977 shares — an estimated $250K sold.

Vivaldi Capital Management first reported a position in FLOT in Q1 2021 and held it in 7 quarters. The position peaked at $1.13M in Q1 2021. 682 funds tracked by Wall St. Rank hold FLOT as of Q4 2022.

Vivaldi Capital Management reported no remaining iShares Floating Rate Bond ETF position as of Q4 2022 after selling out during the quarter.
Vivaldi Capital Management sold 4,977 iShares Floating Rate Bond ETF shares in Q4 2022, an estimated $250K.
Vivaldi Capital Management first reported a position in iShares Floating Rate Bond ETF in Q1 2021 and held it in 7 quarters.
Vivaldi Capital Management's iShares Floating Rate Bond ETF position peaked at $1.13M in Q1 2021.
682 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q4 2022.

Based on Vivaldi Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.